Filing Signals

Source: SEC EDGAR Compiled 2026-09-14 08:28 UTC All 21 checks passing

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Solowin Holdings, Ltd.

CIK 1959224 AXG·Finance, Insurance And Real Estate · All EDGAR filings ↗

Material weakness high Filing comparison

Solowin Holdings, Ltd. reported a material weakness in internal control

Internal control reported effective Material weakness in internal control

Based on our assessment, we determined that, as of March 31, 2026, our internal control over financial reporting was not effective based on those criteria. - 135 - As a result of our assessment, management identified the following material weakness as of March 31, 2026: we lack sufficient accounting and financial reporting personnel with requisite knowledge and comprehensive accounting and reporting policies and procedures relating to the application and compliance with SEC rules and regulations. We are committed…
Evidence
Current state
material_weakness
Current state label
Material weakness in internal control
Direction
newly reported
Prior filed
2025-06-30
Prior form
20-F
Prior state
effective
Prior state label
Internal control reported effective
Remediation stated
Yes
Severity
high
Source
Item 9A internal control conclusion, compared with the prior filing
Why
The company's conclusion on internal control over financial reporting changed: a material weakness was newly reported, or a previously reported one no longer appears.
Late filing elevated Filing comparison

Solowin Holdings, Ltd. filed its annual report late and said it expects a significant change in results

expects significant change in results 35 days past the statutory due date.

Evidence
Anticipates significant change
Yes
Days past due date
35
Routine
No
Severity
elevated
Source
Form 12b-25 (notification of late filing)
Why
The company told the SEC it could not file a periodic report on time, using Form 12b-25.