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- 111, Inc. YI 2 entries 2026-01-16 SEC comment letter
- 1847 Holdings LLC LBRA 1 entry 2026-03-31 Going concern
- 20/20 Biolabs, Inc. AIDX 1 entry 2026-05-15 Late filing
- 22nd Century Group, Inc. XXII 1 entry 2026-03-26 Going concern
- 3 E Network Technology Group Ltd MASK 2 entries 2026-10-30 – 2026-11-10 Material weaknessLate filing
- 374Water Inc. SCWO 3 entries 2026-03-06 – 2026-07-08 Finance chief departureRevenue recognition change
- 60 DEGREES PHARMACEUTICALS, INC. SXTP 1 entry 2026-08-14 Going concern
- 8X8 INC /DE/ EGHT 2 entries 2026-03-17 – 2026-08-05 Finance chief departureRevenue recognition change
- 908 Devices Inc. MASS 1 entry 2026-08-11 Revenue recognition change
- A2Z CUST2MATE SOLUTIONS CORP. AZ 1 entry 2026-04-01 Revenue recognition change
- AAON, INC. AAON 2 entries 2026-07-30 – 2026-11-09 RestatementFinance chief departure
- AAR CORP AIR 1 entry 2026-02-11 Finance chief departure
- Aardvark Therapeutics, Inc. AARD 1 entry 2026-03-23 Material weakness
- AB Commercial Real Estate Private Debt Fund, LLC 2 entries 2026-03-24 – 2026-10-23 Finance chief departureAccounting standard newly cited
- Abacus Global Management, Inc. ABX 2 entries 2026-03-18 – 2026-04-21 Auditor changeFinance chief departure
- AbCellera Biologics Inc. ABCL 1 entry 2026-02-24 Accounting standard newly cited
- ABEONA THERAPEUTICS INC. ABEO 1 entry 2026-05-13 Going concern
- Abivax S.A. ABVX 1 entry 2026-03-23 Going concern
- Abpro Holdings, Inc. ABPO 2 entries 2026-03-31 – 2026-05-15 Late filing
- ABUNDIA GLOBAL IMPACT GROUP, INC. AGIG 2 entries 2026-02-06 – 2026-03-23 RestatementGoing concern
- ABVC BIOPHARMA, INC. ABVC 3 entries 2026-03-03 – 2026-07-02 RestatementAuditor changeLate filing
- ACACIA RESEARCH CORP ACTG 1 entry 2026-03-12 Material weakness
- Acadia Healthcare Company, Inc. ACHC 1 entry 2026-04-23 Finance chief departure
- ACADIA PHARMACEUTICALS INC ACAD 1 entry 2026-02-26 Accounting standard newly cited
- Acadian Asset Management Inc. AAMI 1 entry 2026-02-27 Revenue recognition change
- Accelerant Holdings ARX 1 entry 2026-03-18 Finance chief departure
- Acco Group Holdings Ltd ACCL 1 entry 2026-10-21 Revenue recognition change
- ACCURAY INC ARAY 3 entries 2026-02-09 – 2026-02-17 RestatementMaterial weaknessLate filing
- Accustem Sciences Inc. ACUT 1 entry 2026-03-31 Late filing
- ACHIEVE LIFE SCIENCES, INC. ACHV 1 entry 2026-10-01 Finance chief departure
- Aclarion, Inc. ACON 1 entry 2026-05-13 Accounting standard newly cited
- ACRES Commercial Realty Corp. 1 entry 2026-04-30 Auditor change
- ACRO BIOMEDICAL CO., LTD. 1 entry 2026-01-08 Auditor change
- ACTELIS NETWORKS INC ASNS 1 entry 2026-05-14 Going concern
- Actinium Pharmaceuticals, Inc. ATNM 1 entry 2026-02-13 Finance chief departure
- ACTUATE THERAPEUTICS, INC. ACTU 1 entry 2026-03-26 Material weakness
- Acumen Pharmaceuticals, Inc. ABOS 2 entries 2026-03-26 – 2026-05-12 Going concern
- ACURA PHARMACEUTICALS, INC 4 entries 2026-03-27 – 2026-11-06 Late filing
- Acushnet Holdings Corp. GOLF 1 entry 2026-02-27 Accounting standard newly cited
- ACV Auctions Inc. ACVA 1 entry 2026-08-10 Finance chief departure
- Adagio Medical Holdings, Inc. ADGM 2 entries 2026-03-27 Going concernAccounting standard newly cited
- AdaptHealth Corp. AHCO 2 entries 2026-05-05 – 2026-09-08 Material weaknessFinance chief departure
- Adapti, Inc. ADTI 2 entries 2026-03-06 – 2026-07-20 RestatementFinance chief departure
- ADAPTIN BIO, INC. APTN 1 entry 2026-04-01 Late filing
- ADDENTAX GROUP CORP. ATXG 3 entries 2026-03-25 – 2026-08-14 Material weaknessAuditor changeGoing concern
- Addex Therapeutics Ltd. ADXN 1 entry 2026-04-30 Late filing
- ADIAL PHARMACEUTICALS, INC. ADIL 1 entry 2026-08-13 Finance chief departure
- Adicet Bio, Inc. ACET 2 entries 2026-05-20 – 2026-11-05 Material weaknessGoing concern
- Aditxt, Inc. ADTX 1 entry 2026-05-15 Late filing
- Adlai Nortye Ltd. ANL 1 entry 2026-04-10 Going concern
- ADM ENDEAVORS, INC. ADMQ 1 entry 2026-05-15 Going concern
- ADM TRONICS UNLIMITED, INC. ADMT 2 entries 2026-06-29 – 2026-08-14 Late filing
- ADMA BIOLOGICS, INC. ADMA 7 entries 2026-02-25 – 2026-05-06 SEC comment letterAccounting standard newly cited
- ADOBE INC. ADBE 1 entry 2026-06-11 Finance chief departure
- Ads-Tec Energy Public Ltd Co ADSE 1 entry 2026-05-01 Late filing
- ADT Inc. ADT 1 entry 2026-03-02 Material weakness
- Advance JV Group Ltd 1 entry 2026-10-05 Late filing
- Advanced Biomed Inc. ADVB 1 entry 2026-09-28 Late filing
- Advasa Holdings, Inc. ADBT 2 entries 2026-09-02 – 2026-10-07 Finance chief departure
- ADVENT TECHNOLOGIES HOLDINGS, INC. ADNH 1 entry 2026-03-31 Late filing
- AEHR TEST SYSTEMS AEHR 2 entries 2026-09-25 SEC comment letter
- Aeluma, Inc. ALMU 2 entries 2026-09-16 – 2026-11-12 Going concernAccounting standard newly cited
- AEMETIS, INC 1 entry 2026-03-16 Auditor change
- Aeries Technology, Inc. AERT 1 entry 2026-03-20 Finance chief departure
- Aerkomm Inc. 5 entries 2026-03-30 – 2026-08-17 Going concernLate filing
- AeroVironment Inc AVAV 3 entries 2026-02-23 – 2026-06-29 RestatementMaterial weaknessFinance chief departure
- AES CORP 1 entry 2026-07-27 Auditor change
- Aesthetic Medical International Holdings Group Ltd PAIYY 1 entry 2026-04-23 Material weakness
- AETERNUM HEALTH, INC. AETN 2 entries 2026-05-15 – 2026-08-14 Late filing
- Aether Holdings, Inc. ATHR 2 entries 2026-01-26 – 2026-02-17 Auditor changeGoing concern
- AETHLON MEDICAL INC AEMD 2 entries 2026-06-10 – 2026-08-13 Material weaknessGoing concern
- Aeva Technologies, Inc. AEVA 1 entry 2026-08-05 Finance chief departure
- AEye, Inc. LIDR 2 entries 2026-03-18 – 2026-06-03 Finance chief departureAccounting standard newly cited
- Affirm Holdings, Inc. AFRM 1 entry 2026-09-23 SEC comment letter
- Agape ATP Corp ATPC 2 entries 2026-03-31 – 2026-04-13 Going concernLate filing
- Agassi Sports Entertainment Corp. AASP 1 entry 2026-08-14 Going concern
- AgEagle Aerial Systems Inc. UAVS 1 entry 2026-08-14 Going concern
- Agentix Corp. AGTX 1 entry 2026-11-06 Going concern
- AGENUS INC AGEN 2 entries 2026-05-11 – 2026-05-15 Finance chief departureGoing concern
- AGILENT TECHNOLOGIES, INC. A 2 entries 2026-03-06 – 2026-05-27 Finance chief departure
- Agility Robotics, Inc. CCXI 3 entries 2026-08-13 – 2026-11-06 Auditor changeFinance chief departureGoing concern
- AGM GROUP HOLDINGS, INC. AGMH 1 entry 2026-04-30 Late filing
- Agroz Inc. AGRZ 1 entry 2026-04-30 Late filing
- AH Realty Trust, Inc. 1 entry 2026-03-05 Auditor change
- AI Era Corp. AERA 3 entries 2026-04-07 – 2026-07-15 Finance chief departureLate filing
- AI Financial Corp AIFC 8 entries 2026-01-28 – 2026-11-12 Finance chief departureGoing concernLate filing
- AI Technology Group Inc. 3 entries 2026-03-30 – 2026-10-02 Auditor changeLate filing
- AIAI Holdings Corp AIAI 1 entry 2026-08-14 Accounting standard newly cited
- AIBOTICS, INC. AIBT 3 entries 2026-03-31 – 2026-08-14 Late filing
- AIM ImmunoTech Inc. AIM 1 entry 2026-03-27 Accounting standard newly cited
- Ainos, Inc. AIMD 2 entries 2026-03-30 – 2026-07-10 Auditor changeGoing concern
- AIR LEASE CORP 1 entry 2026-04-08 Finance chief departure
- Air Products & Chemicals, Inc. APD 1 entry 2026-09-01 SEC comment letter
- AIR T INC AIRT 1 entry 2026-03-10 Finance chief departure
- AIRO Group Holdings, Inc. AIRO 1 entry 2026-05-14 Going concern
- Airsculpt Technologies, Inc. AIRS 3 entries 2026-03-16 – 2026-08-10 Material weaknessGoing concernLate filing
- AIRWA INC. YYAI 4 entries 2026-07-30 – 2026-09-22 Accounting standard newly citedLate filing
- AiXin Life International, Inc. AIXN 2 entries 2026-04-02 – 2026-05-18 Late filing
- AKAMAI TECHNOLOGIES INC AKAM 1 entry 2026-02-20 Material weakness
- AKANDA CORP. AKAN 1 entry 2026-05-01 Late filing
- Akari Therapeutics Plc AKTX 1 entry 2026-05-18 Late filing
- Akebia Therapeutics, Inc. AKBA 2 entries 2026-01-30 – 2026-02-26 Material weaknessFinance chief departure
- Alaunos Therapeutics, Inc. TCRT 2 entries 2026-03-31 – 2026-05-15 Going concern
- ALBANY INTERNATIONAL CORP /DE/ AIN 4 entries 2026-09-16 SEC comment letter
- ALBEMARLE CORP ALB 2 entries 2026-04-17 – 2026-06-05 Finance chief departure
- Albertsons Companies, Inc. ACI 2 entries 2026-07-23 – 2026-09-30 Finance chief departure
- AleAnna, Inc. ANNA 4 entries 2026-05-14 – 2026-10-21 SEC comment letterMaterial weakness
- ALERUS FINANCIAL CORP ALRS 1 entry 2026-03-04 Material weakness
- Algorhythm Holdings, Inc. RIME 2 entries 2026-04-01 – 2026-09-21 Finance chief departureLate filing
- Alight, Inc. / Delaware ALIT 2 entries 2026-02-27 – 2026-05-05 Finance chief departure
- Aligos Therapeutics, Inc. ALGS 1 entry 2026-03-05 Going concern
- ALLIANCE RESOURCE PARTNERS LP ARLP 2 entries 2026-07-02 SEC comment letter
- Allied Energy, Inc. AGGI 2 entries 2026-03-04 – 2026-03-31 Auditor changeLate filing
- Allied Gaming & Entertainment Inc. AIFA 1 entry 2026-03-31 Late filing
- ALLURION TECHNOLOGIES, INC. ALUR 4 entries 2026-03-30 – 2026-08-14 Material weaknessAuditor changeGoing concernLate filing
- ALPHA MODUS HOLDINGS, INC. AMOD 1 entry 2026-03-31 Accounting standard newly cited
- ALPHA PRO TECH LTD 1 entry 2026-09-16 Auditor change
- Alpha Star Acquisition Corp ALSAF 2 entries 2026-03-20 – 2026-08-14 Accounting standard newly citedLate filing
- Alpha Teknova, Inc. TKNO 1 entry 2026-03-02 Going concern
- Alphabet Inc. GOOGL 1 entry 2026-04-02 Finance chief departure
- Alps Group Inc ALPS 1 entry 2026-07-31 Late filing
- Alset Inc. AEI 2 entries 2026-03-31 – 2026-05-14 Accounting standard newly cited
- AltEnergy Acquisition Corp AEAE 1 entry 2026-03-27 Finance chief departure
- Alternus Clean Energy, Inc. ALCE 3 entries 2026-04-01 – 2026-07-20 Going concernAccounting standard newly citedLate filing
- AlTi Global, Inc. ALTI 2 entries 2026-03-16 – 2026-06-25 Finance chief departureLate filing
- ALTRIA GROUP, INC. MO 2 entries 2026-02-25 – 2026-05-18 Finance chief departureAccounting standard newly cited
- ALUMIS INC. ALMS 1 entry 2026-11-12 Going concern
- AMASS BRANDS AMSS 1 entry 2026-10-23 Finance chief departure
- AMAZE HOLDINGS, INC. AMZE 1 entry 2026-04-01 Late filing
- AmBase Corp ABCP 1 entry 2026-03-30 Accounting standard newly cited
- Ambipar Emergency Response AMBIQ 1 entry 2026-05-01 Late filing
- AMC Global Media Inc. AMCX 2 entries 2026-04-03 – 2026-06-17 Finance chief departure
- AMC Robotics Corp AMCI 4 entries 2026-03-31 – 2026-05-19 Material weaknessLate filing
- Amcor plc 1 entry 2026-08-14 Auditor change
- AMDOCS LTD DOX 2 entries 2026-09-23 SEC comment letter
- Ameresco, Inc. AMRC 2 entries 2026-08-19 – 2026-09-10 Finance chief departure
- America Great Health AAGH 1 entry 2026-09-25 Late filing
- AMERICAN BATTERY TECHNOLOGY Co ABAT 1 entry 2026-01-29 Finance chief departure
- American Clean Resources Group, Inc. ACRG 3 entries 2026-03-31 – 2026-10-19 Finance chief departureGoing concernLate filing
- AMERICAN EAGLE OUTFITTERS INC AEO 1 entry 2026-07-01 Finance chief departure
- AMERICAN FINANCIAL GROUP INC AFG 1 entry 2026-02-25 Accounting standard newly cited
- American Fusion, Inc. AMFN 4 entries 2026-05-15 – 2026-10-22 Auditor changeGoing concernLate filing
- American Healthcare REIT, Inc. AHR 1 entry 2026-09-02 Finance chief departure
- American Integrity Insurance Group, Inc. AII 1 entry 2026-04-06 Finance chief departure
- American Picture House Corp APHP 1 entry 2026-05-14 Going concern
- AMERICAN REBEL HOLDINGS INC AREB 1 entry 2026-03-31 Going concern
- American Resources Corp AREC 6 entries 2026-03-31 – 2026-07-29 RestatementAuditor changeLate filing
- AMERICAN SHARED HOSPITAL SERVICES AMS 4 entries 2026-01-02 – 2026-07-13 RestatementFinance chief departureGoing concern
- AMERICAN STATES WATER CO AWR 1 entry 2026-02-18 Accounting standard newly cited
- American Strategic Investment Co. NYC 4 entries 2026-04-01 – 2026-05-15 Material weaknessGoing concernLate filing
- AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 1 entry 2026-05-27 Material weakness
- AMERICAN VANGUARD CORP AVD 2 entries 2026-04-28 SEC comment letter
- American Well Corp 1 entry 2026-07-21 Auditor change
- AMERICAS CARMART INC CRMT 4 entries 2026-06-05 – 2026-09-09 Finance chief departureGoing concern
- Americas Gold & Silver Corp USAS 1 entry 2026-03-30 Material weakness
- AMERIGUARD SECURITY SERVICES, INC. AGSS 4 entries 2026-03-31 – 2026-07-01 Going concernRevenue recognition changeLate filing
- AMERISERV FINANCIAL INC /PA/ ASRV 1 entry 2026-03-04 Finance chief departure
- Amesite Inc. AMST 2 entries 2026-05-15 – 2026-09-23 Going concernLate filing
- AMGEN INC AMGN 1 entry 2026-05-19 Finance chief departure
- Amplify Energy Corp. AMPY 3 entries 2026-01-15 – 2026-03-13 Auditor changeAccounting standard newly cited
- Amprius Technologies, Inc. AMPX 2 entries 2026-03-06 – 2026-04-21 Material weaknessAuditor change
- Amrize Ltd AMRZ 3 entries 2026-02-20 – 2026-08-24 Auditor changeFinance chief departure
- ANAVEX LIFE SCIENCES CORP. AVXL 3 entries 2026-05-11 – 2026-08-28 Material weaknessLate filing
- ANFIELD ENERGY INC. AEC 4 entries 2026-01-21 SEC comment letter
- Angel Oak Mortgage REIT, Inc. 1 entry 2026-03-12 Auditor change
- Angel Studios, Inc. ANGX 1 entry 2026-03-12 Accounting standard newly cited
- Angi Inc. ANGI 2 entries 2026-03-12 – 2026-07-09 Finance chief departure
- ANGKASA-X HOLDINGS CORP. 1 entry 2026-04-30 Late filing
- ANI PHARMACEUTICALS INC 1 entry 2026-04-07 Auditor change
- Ankam, Inc. ANKM 5 entries 2026-02-26 – 2026-10-14 Going concernLate filing
- Annovis Bio, Inc. ANVS 1 entry 2026-02-24 SEC comment letter
- Antelope Enterprise Holdings Ltd AEHL 1 entry 2026-01-29 Material weakness
- Anteris Technologies Global Corp. AVR 1 entry 2026-05-12 Going concern
- Antiaging Quantum Living Inc. AAQL 1 entry 2026-06-29 Late filing
- ANVI GLOBAL HOLDINGS, INC. ANVI 2 entries 2026-05-29 – 2026-07-14 Late filing
- APEX Global Solutions Ltd 1 entry 2026-04-30 Late filing
- Aphoenity International Holdings Inc. 2 entries 2026-04-07 – 2026-04-10 Going concernLate filing
- APi Group Corp APG 1 entry 2026-02-25 Material weakness
- Apimeds Pharmaceuticals US, Inc. APUS 5 entries 2026-03-31 – 2026-10-01 Finance chief departureGoing concernLate filing
- APOGEE ENTERPRISES, INC. APOG 1 entry 2026-01-07 Finance chief departure
- Apollo Infrastructure Co LLC 1 entry 2026-05-14 Accounting standard newly cited
- Apollomics Inc. APLM 1 entry 2026-04-24 Going concern
- APPFOLIO INC APPF 1 entry 2026-02-05 Revenue recognition change
- Apple iSports Group, Inc. AAPI 3 entries 2026-04-01 – 2026-08-14 Late filing
- Applied Digital Corp. APLD 1 entry 2026-07-29 Material weakness
- APPLIED ENERGETICS, INC. AERG 2 entries 2026-03-30 Going concernRevenue recognition change
- APPLIED OPTOELECTRONICS, INC. AAOI 4 entries 2026-02-26 – 2026-10-20 SEC comment letterMaterial weaknessAuditor change
- APPlife Digital Solutions Inc ALDS 1 entry 2026-09-28 Late filing
- Appsoft Technologies, Inc. ASFT 3 entries 2026-04-02 – 2026-08-17 Late filing
- APPYEA, INC LOTT 2 entries 2026-03-31 – 2026-05-15 Late filing
- Aprea Therapeutics, Inc. APRE 1 entry 2026-05-13 Going concern
- APS BDC, LLC 1 entry 2026-03-20 Finance chief departure
- APTARGROUP, INC. ATR 2 entries 2026-05-13 – 2026-09-10 Finance chief departure
- Aptose Biosciences Inc. APTOF 1 entry 2026-05-13 Material weakness
- Arax Holdings Corp 1 entry 2026-07-27 Auditor change
- Arboretum Silverleaf Income Fund, L.P. 3 entries 2026-03-31 – 2026-08-14 Auditor changeLate filing
- Arcadia Biosciences, Inc. RKDA 2 entries 2026-03-26 – 2026-04-03 Auditor changeGoing concern
- Archer-Daniels-Midland Co ADM 1 entry 2026-05-05 Accounting standard newly cited
- Archrock, Inc. AROC 2 entries 2026-03-26 – 2026-06-25 Finance chief departure
- Arcturus Therapeutics Holdings Inc. ARCT 1 entry 2026-03-03 Material weakness
- Arcutis Biotherapeutics, Inc. ARQT 2 entries 2026-07-01 SEC comment letter
- ARDELYX, INC. ARDX 1 entry 2026-02-19 Revenue recognition change
- Arena Group Holdings, Inc. AREN 2 entries 2026-03-16 – 2026-05-11 Going concern
- Ares Sports, Media & Entertainment Opportunities LP 1 entry 2026-10-27 Finance chief departure
- ARES STRATEGIC INCOME FUND 1 entry 2026-10-27 Finance chief departure
- ARGENX SE ARGX 1 entry 2026-07-10 SEC comment letter
- Armlogi Holding Corp. BTOC 4 entries 2026-08-03 – 2026-09-28 Finance chief departureGoing concernAccounting standard newly citedRevenue recognition change
- Armour Residential REIT, Inc. ARR 1 entry 2026-02-18 Material weakness
- Arq, Inc. ARQ 2 entries 2026-05-27 – 2026-07-02 Finance chief departure
- Arrive AI Inc. ARAI 4 entries 2026-03-31 – 2026-10-16 RestatementAuditor changeFinance chief departureLate filing
- ARROW FINANCIAL CORP AROW 1 entry 2026-06-30 Late filing
- ArrowMark Financial Corp. BANX 1 entry 2026-06-30 Finance chief departure
- ARTELO BIOSCIENCES, INC. ARTL 2 entries 2026-02-24 – 2026-11-12 Going concernAccounting standard newly cited
- Arteris, Inc. AIP 1 entry 2026-05-12 Finance chief departure
- Arthur J. Gallagher & Co. AJG 1 entry 2026-08-27 Finance chief departure
- Artificial Intelligence Technology Solutions Inc. AITX 3 entries 2026-05-29 – 2026-10-15 Going concernLate filing
- Artiva Biotherapeutics, Inc. ARTV 1 entry 2026-05-19 Finance chief departure
- Asana, Inc. ASAN 3 entries 2026-03-02 – 2026-07-17 Finance chief departure
- ASBURY AUTOMOTIVE GROUP INC ABG 1 entry 2026-02-20 Material weakness
- Ascend Wellness Holdings, Inc. AAWH 2 entries 2026-03-12 – 2026-05-13 Going concern
- Ascent Solar Technologies, Inc. ASTI 2 entries 2026-05-08 – 2026-08-06 Going concern
- ASHFORD HOSPITALITY TRUST INC AHT 4 entries 2026-03-06 – 2026-11-10 Finance chief departureGoing concern
- ASIAFIN HOLDINGS CORP. ASFH 2 entries 2026-04-01 – 2026-05-13 Going concernLate filing
- ASP Isotopes Inc. ASPI 2 entries 2026-03-31 – 2026-05-15 Late filing
- ASPEN INSURANCE HOLDINGS LTD AHL-PD 2 entries 2026-02-19 – 2026-03-30 SEC comment letterMaterial weakness
- Aspira Women's Health Inc. AWHL 2 entries 2026-04-01 – 2026-04-30 Finance chief departureLate filing
- Aspire-Lakewood Holdings, Inc. ASBP 2 entries 2026-05-15 – 2026-09-29 Auditor changeGoing concern
- ASSEMBLY BIOSCIENCES, INC. ASMB 1 entry 2026-05-07 Going concern
- AST SpaceMobile, Inc. ASTS 2 entries 2026-03-02 – 2026-05-11 Revenue recognition change
- Astera Labs, Inc. ALAB 1 entry 2026-02-10 Finance chief departure
- Astra Energy, Inc. ASRE 1 entry 2026-01-14 Late filing
- Astrana Health, Inc. ASTH 2 entries 2026-03-02 – 2026-03-12 Material weaknessLate filing
- AstroNova, Inc. ALOT 1 entry 2026-04-15 Material weakness
- AT&T INC. T 1 entry 2026-06-16 Finance chief departure
- ATA Creativity Global AACG 1 entry 2026-03-31 Accounting standard newly cited
- Ategrity Specialty Insurance Co Holdings ASIC 2 entries 2026-07-10 – 2026-10-21 Finance chief departure
- Aterian, Inc. ATER 4 entries 2026-05-15 – 2026-10-05 Auditor changeFinance chief departureGoing concern
- Atkore Inc. ATKR 1 entry 2026-09-24 SEC comment letter
- ATLANTIC AMERICAN CORP AAME 4 entries 2026-04-01 – 2026-08-17 Finance chief departureLate filing
- Atlantic Union Bankshares Corp AUB 2 entries 2026-02-24 – 2026-05-05 Finance chief departureAccounting standard newly cited
- Atlanticus Holdings Corp ATLC 1 entry 2026-11-05 Revenue recognition change
- Atlantis Glory Inc. AGLY 1 entry 2026-10-26 Accounting standard newly cited
- Atlas Energy Solutions Inc. AESI 1 entry 2026-02-24 Material weakness
- Atlassian Corp TEAM 2 entries 2026-08-14 – 2026-11-05 Finance chief departureAccounting standard newly cited
- Atomera Inc ATOM 1 entry 2026-02-24 Material weakness
- ATOSSA THERAPEUTICS, INC. ATOS 2 entries 2026-03-25 – 2026-05-08 Going concern
- ATRenew Inc. RERE 1 entry 2026-04-08 Revenue recognition change
- Audax Credit BDC Inc. 1 entry 2026-11-06 Finance chief departure
- Audax Private Credit Fund, LLC 1 entry 2026-11-06 Finance chief departure
- AUDIOEYE INC 1 entry 2026-05-26 Auditor change
- Aura Biosciences, Inc. AURA 3 entries 2026-03-30 – 2026-08-11 Going concern
- AURA SYSTEMS INC AUSI 4 entries 2026-01-14 – 2026-10-15 Material weaknessLate filing
- Aureus Greenway Holdings Inc PUSA 2 entries 2026-10-01 Auditor changeFinance chief departure
- Aurinia Pharmaceuticals Inc. AUPH 1 entry 2026-03-23 Finance chief departure
- Austin Gold Corp. AUST 1 entry 2026-03-26 Going concern
- Australian Oilseeds Holdings Ltd COOT 1 entry 2026-11-03 Late filing
- Authentic Holdings, Inc. AHRO 1 entry 2026-03-30 Late filing
- Autolus Therapeutics plc AUTL 3 entries 2026-04-16 – 2026-11-10 Auditor changeGoing concernAccounting standard newly cited
- Autonomix Medical, Inc. AMIX 1 entry 2026-05-27 Going concern
- Autozi Internet Technology (Global) Ltd. AZI 1 entry 2026-01-30 Late filing
- AUTOZONE INC AZO 1 entry 2026-10-26 Finance chief departure
- AVAI BIO, INC. AVAI 1 entry 2026-06-30 Late filing
- AVANOS MEDICAL, INC. AVNS 2 entries 2026-02-24 – 2026-05-05 Accounting standard newly cited
- Avantor, Inc. AVTR 3 entries 2026-04-01 – 2026-10-28 SEC comment letterFinance chief departure
- AVIAT NETWORKS, INC. AVNW 1 entry 2026-08-27 Material weakness
- AVIENT CORP AVNT 1 entry 2026-04-27 Finance chief departure
- AVITA Medical, Inc. RCEL 1 entry 2026-02-12 Going concern
- Avricore Health Inc. 1 entry 2026-11-06 Going concern
- AVRUPA MINERALS LTD. AVPMF 1 entry 2026-04-30 Late filing
- Awareness Group, Inc. TAAG 1 entry 2026-05-11 Late filing
- Awaysis Capital, Inc. AWCA 3 entries 2026-09-29 – 2026-10-16 Material weaknessGoing concernLate filing
- AXCELIS TECHNOLOGIES INC ACLS 1 entry 2026-03-12 Finance chief departure
- Axe Compute Inc. AGPU 1 entry 2026-04-16 Finance chief departure
- AXIA Energia S.A. AXIAY 1 entry 2026-04-24 Material weakness
- Axil Brands, Inc. AXIL 2 entries 2026-04-08 – 2026-08-18 Revenue recognition change
- AZIO AI HOLDINGS, INC. AZIO 7 entries 2026-03-31 – 2026-09-10 Auditor changeGoing concernLate filing
- Azitra, Inc. AZTR 2 entries 2026-02-27 – 2026-05-13 Going concernAccounting standard newly cited
- AZZ INC AZZ 1 entry 2026-05-01 SEC comment letter
- BAB, INC. 1 entry 2026-02-25 Auditor change
- Babcock & Wilcox Enterprises, Inc. BW 1 entry 2026-08-10 Going concern
- Backblaze, Inc. BLZE 2 entries 2026-05-04 – 2026-11-02 Material weaknessAccounting standard newly cited
- Bakhu Holdings, Corp. 1 entry 2026-06-30 Auditor change
- Balance Labs, Inc. BLNC 3 entries 2026-04-02 – 2026-05-15 Going concernRevenue recognition changeLate filing
- Bally's Chicago, Inc. 3 entries 2026-03-26 – 2026-08-14 Finance chief departureGoing concernLate filing
- Bally's Corp BALY 6 entries 2026-03-17 – 2026-11-10 Finance chief departureGoing concernLate filing
- BANCFIRST CORP /OK/ BANF 2 entries 2026-02-26 – 2026-02-27 Finance chief departureAccounting standard newly cited
- Bancorp, Inc. TBBK 1 entry 2026-02-25 Material weakness
- Bank of Marin Bancorp BMRC 2 entries 2026-02-24 – 2026-03-13 RestatementMaterial weakness
- Bank7 Corp. BSVN 2 entries 2026-03-17 Material weaknessLate filing
- Baozun Inc. BZUN 1 entry 2026-04-23 Accounting standard newly cited
- BARFRESH FOOD GROUP INC. BRFH 4 entries 2026-03-27 – 2026-09-01 Finance chief departureGoing concernLate filing
- Barinthus Biotherapeutics plc. BRNS 1 entry 2026-03-31 Finance chief departure
- Bark, Inc. BARK 4 entries 2026-03-27 – 2026-10-09 Finance chief departureAccounting standard newly cited
- BARNWELL INDUSTRIES INC BRN 3 entries 2026-02-17 – 2026-05-15 Going concernLate filing
- Barrel Energy Inc. BRLL 3 entries 2026-04-01 – 2026-05-14 Auditor changeAccounting standard newly citedLate filing
- BASANITE, INC. BASA 2 entries 2026-03-31 – 2026-06-05 Auditor changeLate filing
- BATTALION OIL CORP 1 entry 2026-06-30 Auditor change
- BAXTER INTERNATIONAL INC BAX 2 entries 2026-08-04 – 2026-08-19 Finance chief departure
- BayCom Corp BCML 1 entry 2026-04-09 Finance chief departure
- BayFirst Financial Corp. BAFN 2 entries 2026-07-15 – 2026-08-12 RestatementMaterial weakness
- BCB BANCORP INC 1 entry 2026-09-03 Auditor change
- Beachbody Company, Inc. BODI 1 entry 2026-05-12 Going concern
- Beam Global BEEM 2 entries 2026-04-01 – 2026-08-14 Late filing
- BEASLEY BROADCAST GROUP INC BBGI 3 entries 2026-04-01 – 2026-05-15 Going concernLate filing
- Beauty Health Co SKIN 1 entry 2026-03-12 Material weakness
- Beeline Holdings, Inc. BLNE 3 entries 2026-03-31 – 2026-05-15 Going concernAccounting standard newly cited
- BEL FUSE INC /NJ 1 entry 2026-02-24 Auditor change
- BeLive Holdings BLIV 1 entry 2026-04-30 Late filing
- Benitec Biopharma Inc. BNTC 3 entries 2026-05-29 – 2026-09-30 Auditor changeFinance chief departure
- BeOne Medicines Ltd. ONC 1 entry 2026-02-26 Accounting standard newly cited
- BERKSHIRE HATHAWAY INC BRK-B 1 entry 2026-05-07 Finance chief departure
- Bespoke Extracts, Inc. BSPK 3 entries 2026-03-31 – 2026-08-17 Late filing
- BEST BUY CO INC BBY 2 entries 2026-06-22 – 2026-08-03 Finance chief departure
- BestGofer Inc. BGFR 11 entries 2026-03-02 – 2026-09-30 RestatementAuditor changeAccounting standard newly citedRevenue recognition changeLate filing
- Beta Bionics, Inc. BBNX 1 entry 2026-04-21 Revenue recognition change
- Better Home & Finance Holding Co BETR 2 entries 2026-03-19 – 2026-08-11 Auditor changeLate filing
- BEYOND MEAT, INC. BYND 3 entries 2026-03-16 – 2026-11-05 Material weaknessLate filing
- BeyondSpring Inc. BYSI 2 entries 2026-03-25 – 2026-08-14 Going concern
- BGM Group Ltd. BGM 1 entry 2026-01-30 Late filing
- BGSF, INC. BGSF 2 entries 2026-03-16 – 2026-03-30 Material weaknessLate filing
- BigBear.ai Holdings, Inc. BBAI 1 entry 2026-03-02 Material weakness
- Biglari Holdings Inc. BH-A 2 entries 2026-03-02 – 2026-03-31 Going concern
- Bilibili Inc. BILI 1 entry 2026-10-28 SEC comment letter
- Bimergen Energy Corp BESS 2 entries 2026-05-15 – 2026-07-02 Auditor changeGoing concern
- BIMINI CAPITAL MANAGEMENT, INC. BMNM 1 entry 2026-08-07 Accounting standard newly cited
- BIO KEY INTERNATIONAL INC BKYI 5 entries 2026-03-31 – 2026-07-09 Auditor changeGoing concernAccounting standard newly citedLate filing
- BIO-PATH HOLDINGS, INC. BPTH 1 entry 2026-05-15 Late filing
- BIOADAPTIVES, INC. BDPT 2 entries 2026-03-31 – 2026-08-14 Late filing
- BioAtla, Inc. BCAB 1 entry 2026-03-02 Finance chief departure
- BioCrude Technologies USA, Inc. 1 entry 2026-02-05 Auditor change
- BIOFORCE NANOSCIENCES HOLDINGS, INC. BFNH 2 entries 2026-03-31 – 2026-05-13 Late filing
- BioKey (Cayman), Inc. 3 entries 2026-08-06 – 2026-08-14 Auditor changeLate filing
- BIOMERICA INC BMRA 1 entry 2026-08-31 Going concern
- BiomX Inc. PHGE 4 entries 2026-03-02 – 2026-08-14 Auditor changeFinance chief departureLate filing
- BION ENVIRONMENTAL TECHNOLOGIES INC BNET 1 entry 2026-09-28 Late filing
- BioNexus Gene Lab Corp BGLC 2 entries 2026-03-31 – 2026-04-14 Going concernLate filing
- BIOREGENX, INC. BRGX 2 entries 2026-04-01 – 2026-05-15 Late filing
- BioRestorative Therapies, Inc. BRTX 5 entries 2026-07-16 – 2026-09-10 Auditor changeFinance chief departureLate filing
- BioScience Health Innovations, Inc. BHIC 1 entry 2026-05-11 Going concern
- BIOTRICITY INC. BTCY 2 entries 2026-06-29 – 2026-08-17 Late filing
- BioXcel Therapeutics, Inc. BTAIQ 1 entry 2026-10-30 Finance chief departure
- BIOXYTRAN, INC BIXT 1 entry 2026-04-01 Late filing
- Birchtech Corp. BCHT 3 entries 2026-03-31 – 2026-05-13 Finance chief departureGoing concern
- Bitari Inc BIAI 1 entry 2026-10-30 Late filing
- BitVentures Ltd BVC 2 entries 2026-10-16 Going concernAccounting standard newly cited
- BK Technologies Corp BKTI 1 entry 2026-03-12 Accounting standard newly cited
- BKV Corp BKV 1 entry 2026-08-19 Material weakness
- Black Hawk Acquisition Corp BKHA 3 entries 2026-03-02 – 2026-04-14 Going concernLate filing
- Black Rock Coffee Bar, Inc. 1 entry 2026-03-13 Auditor change
- Black Rock Petroleum Co 1 entry 2026-07-22 Auditor change
- Black Titan Corp BTTC 2 entries 2026-11-06 Accounting standard newly citedRevenue recognition change
- BLACKBERRY Ltd BB 2 entries 2026-06-10 SEC comment letter
- BlackSky Technology Inc. BKSY 1 entry 2026-04-07 Finance chief departure
- Blackstone Real Estate Income Trust, Inc. BSTT 1 entry 2026-02-27 Finance chief departure
- Blackstone Secured Lending Fund BXSL 1 entry 2026-08-27 SEC comment letter
- Blackwell 3D Construction Corp. 2 entries 2026-01-14 – 2026-04-14 Late filing
- Blaize Holdings, Inc. BZAI 3 entries 2026-03-24 – 2026-11-05 Material weaknessFinance chief departureGoing concern
- Blend Labs, Inc. BLND 1 entry 2026-03-16 Material weakness
- Blink Charging Co. BLNK 2 entries 2026-03-16 – 2026-05-11 Going concernLate filing
- Block, Inc. XYZ 1 entry 2026-01-23 Finance chief departure
- BlockchAIn Digital Infrastructure, Inc. 1 entry 2026-03-18 Auditor change
- BlossomHill Therapeutics, Inc. BLSM 1 entry 2026-11-12 Going concern
- BLUE BIOFUELS, INC. 1 entry 2026-06-09 Auditor change
- Blue Line Holdings, Inc. 1 entry 2026-08-03 Auditor change
- Blue Owl Real Estate Net Lease Trust 1 entry 2026-03-13 Accounting standard newly cited
- Blue Star Foods Corp. BSFC 2 entries 2026-03-31 – 2026-05-15 Late filing
- Bluejay Diagnostics, Inc. BJDX 1 entry 2026-03-06 Going concern
- BlueOne Technologies, Inc. BCRD 3 entries 2026-03-16 – 2026-06-29 Auditor changeFinance chief departureLate filing
- BLUM HOLDINGS, INC. 1 entry 2026-03-31 Late filing
- BLUSKY AI INC. BSAI 1 entry 2026-03-31 Accounting standard newly cited
- BMP AI Technologies, Inc. BMPA 2 entries 2026-03-31 – 2026-05-15 Late filing
- Bodhi Tree Biotechnology Inc BDTB 1 entry 2026-08-14 Going concern
- BOEING CO BA 1 entry 2026-08-21 Finance chief departure
- Bogota Financial Corp. BSBK 1 entry 2026-06-30 Late filing
- Bolt Projects Holdings, Inc. 1 entry 2026-02-27 Auditor change
- BONK, INC. BNKK 2 entries 2026-05-13 Accounting standard newly citedRevenue recognition change
- Boost Run Inc. BRUN 4 entries 2026-05-14 – 2026-08-14 Auditor changeFinance chief departureLate filing
- Booz Allen Hamilton Holding Corp BAH 1 entry 2026-04-27 Finance chief departure
- Borealis Foods Inc. BRLS 7 entries 2026-01-16 – 2026-08-14 Auditor changeGoing concernAccounting standard newly citedLate filing
- Borqs Technologies, Inc. BRQSF 1 entry 2026-04-30 Late filing
- BOSTON BEER CO INC SAM 1 entry 2026-08-20 Finance chief departure
- BOSTON SCIENTIFIC CORP BSX 1 entry 2026-10-07 Finance chief departure
- Boumarang Inc. 1 entry 2026-10-15 Auditor change
- Bowen Acquisition Corp 3 entries 2026-04-01 – 2026-09-22 Auditor changeLate filing
- BOX INC BOX 1 entry 2026-10-06 Finance chief departure
- BOXABL Inc. BXBL 3 entries 2026-08-17 – 2026-09-15 Finance chief departureGoing concernLate filing
- BOXABL Inc. 2 entries 2026-05-15 Accounting standard newly citedRevenue recognition change
- Boxlight Corp BOXL 3 entries 2026-03-31 – 2026-08-04 Finance chief departureGoing concernLate filing
- BRADY CORP BRC 1 entry 2026-11-09 Finance chief departure
- Braemar Hotels & Resorts Inc. BHR-PD 2 entries 2026-03-06 – 2026-11-10 Finance chief departure
- Braiin Ltd BRAI 1 entry 2026-11-02 Late filing
- BRAINSTORM CELL THERAPEUTICS INC. BCLI 1 entry 2026-03-31 Material weakness
- BranchOut Food Inc. BOF 3 entries 2026-03-31 – 2026-05-14 Going concernRevenue recognition change
- Brand Engagement Network Inc. BNAI 1 entry 2026-03-31 Late filing
- Bravo Multinational Inc. BRVO 3 entries 2026-03-31 – 2026-08-14 Late filing
- Braze, Inc. BRZE 2 entries 2026-03-25 – 2026-04-28 Finance chief departureAccounting standard newly cited
- Brazil Potash Corp. GRO 1 entry 2026-03-23 Going concern
- BRB Foods Inc. BRBF 2 entries 2026-04-01 – 2026-05-18 Late filing
- BRC Group Holdings, Inc. RILY 1 entry 2026-03-17 Late filing
- Brera Holdings PLC SLMT 1 entry 2026-04-30 Late filing
- BridgeBio Oncology Therapeutics, Inc. BBOT 1 entry 2026-04-23 Finance chief departure
- BridgeBio Pharma, Inc. BBIO 1 entry 2026-02-24 Going concern
- Bridger Aerospace Group Holdings, Inc. BAER 2 entries 2026-03-06 – 2026-03-11 Material weaknessFinance chief departure
- BRIDGFORD FOODS CORP 1 entry 2026-04-14 Auditor change
- BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM 2 entries 2026-07-02 SEC comment letter
- Bright Mountain Media, Inc. BMTM 2 entries 2026-05-06 – 2026-09-23 Auditor changeFinance chief departure
- Brightline Interactive, Inc./NV BTLN 4 entries 2026-01-09 – 2026-09-28 Material weaknessAuditor changeFinance chief departureGoing concern
- Brightwood Capital Corp I 1 entry 2026-07-09 SEC comment letter
- Broad Street Realty, Inc. 1 entry 2026-03-26 Finance chief departure
- Broadcom Inc. AVGO 1 entry 2026-04-02 Finance chief departure
- BROADWAY FINANCIAL CORP \DE\ BYFC 1 entry 2026-03-31 Revenue recognition change
- Brookdale Senior Living Inc. BKD 1 entry 2026-02-19 Accounting standard newly cited
- Brookfield Asset Management Ltd. BAM 4 entries 2026-03-02 – 2026-07-22 SEC comment letterMaterial weaknessGoing concern
- BROWN FORMAN CORP BF-B 1 entry 2026-03-16 Finance chief departure
- Brownie's Marine Group, Inc BWMG 2 entries 2026-03-31 – 2026-08-24 RestatementLate filing
- BRT Apartments Corp. BRT 1 entry 2026-03-04 Finance chief departure
- Bryn Inc. BRRN 3 entries 2026-03-31 – 2026-05-11 Finance chief departureLate filing
- BT Brands, Inc. BTBD 4 entries 2026-05-12 – 2026-11-09 Finance chief departureLate filing
- Bubblr Inc. BBLR 5 entries 2026-03-31 – 2026-09-11 Auditor changeFinance chief departureGoing concernLate filing
- Bumble Inc. BMBL 4 entries 2026-03-16 – 2026-08-06 Material weaknessGoing concern
- Bunge Global SA BG 1 entry 2026-09-03 Finance chief departure
- Bunker Hill Mining Corp. BHLL 2 entries 2026-03-06 – 2026-03-11 Finance chief departureGoing concern
- BURZYNSKI RESEARCH INSTITUTE INC BZYR 1 entry 2026-04-23 Finance chief departure
- Business First Bancshares, Inc. BFST 2 entries 2026-02-24 – 2026-02-26 Material weaknessFinance chief departure
- BuzzFeed, Inc. 1 entry 2026-04-16 Auditor change
- BV Financial, Inc. BVFL 3 entries 2026-02-23 – 2026-08-12 Auditor changeRevenue recognition changeLate filing
- BW LPG Ltd BWLP 1 entry 2026-03-31 Material weakness
- C1 Fund Inc. 2 entries 2026-03-20 – 2026-03-26 Auditor change
- C4 Therapeutics, Inc. CCCC 1 entry 2026-05-15 Finance chief departure
- CABOT CORP CBT 2 entries 2026-04-07 SEC comment letter
- Cactus, Inc. WHD 1 entry 2026-02-26 Accounting standard newly cited
- CADIZ INC CDZI 1 entry 2026-07-27 Finance chief departure
- Cadrenal Therapeutics, Inc. CVKD 1 entry 2026-03-31 Going concern
- CalciMedica, Inc. CALC 1 entry 2026-03-03 Going concern
- Caledonia Mining Corp Plc CMCL 1 entry 2026-04-23 Material weakness
- CALERES INC CAL 2 entries 2026-01-22 – 2026-06-09 Finance chief departureAccounting standard newly cited
- CaliberCos Inc. CWD 1 entry 2026-06-05 Finance chief departure
- California BanCorp \ CA BCAL 1 entry 2026-05-08 Accounting standard newly cited
- California Resources Corp CRC 1 entry 2026-03-16 Finance chief departure
- Calisa Acquisition Corp ALIS 1 entry 2026-05-15 Accounting standard newly cited
- CALLAN JMB INC. CJMB 2 entries 2026-03-31 – 2026-05-15 Going concern
- Calor Del Sol Inc. 3 entries 2026-04-17 – 2026-09-15 Late filing
- Calumet, Inc. /DE CLMT 1 entry 2026-02-27 Material weakness
- CAMBER ENERGY, INC. CEIN 1 entry 2026-03-30 Accounting standard newly cited
- Cambium Networks Corp CMBMF 4 entries 2026-03-31 – 2026-08-17 Going concernLate filing
- Camp4 Therapeutics Corp CAMP 1 entry 2026-03-05 Going concern
- Camping World Holdings, Inc. CWH 1 entry 2026-02-27 Material weakness
- CAMTEK LTD CAMT 1 entry 2026-03-19 Accounting standard newly cited
- Cannabis Bioscience International Holdings, Inc. CBIH 4 entries 2026-01-14 – 2026-10-16 Late filing
- CANNABIS SUISSE CORP. CSUI 2 entries 2026-04-14 – 2026-08-31 Late filing
- Cannabist Co Holdings Inc. 1 entry 2026-03-31 Late filing
- Cannae Holdings, Inc. CNNE 5 entries 2026-06-12 – 2026-08-11 SEC comment letterFinance chief departure
- CANNAPHARMARX, INC. CPMD 2 entries 2026-05-18 – 2026-08-17 Late filing
- Canopy Growth Corp CGC 5 entries 2026-02-06 – 2026-08-07 RestatementMaterial weaknessAuditor changeGoing concern
- Canterbury Park Holding Corp CPHC 1 entry 2026-03-10 Accounting standard newly cited
- Canton Strategic Holdings, Inc. CNTN 1 entry 2026-03-31 Accounting standard newly cited
- CapForce Inc. CFOR 4 entries 2026-03-31 – 2026-08-14 Accounting standard newly citedLate filing
- Capital Bancorp Inc CBNK 2 entries 2026-03-16 – 2026-08-14 Material weaknessAuditor change
- Capri Holdings Ltd CPRI 1 entry 2026-02-25 Finance chief departure
- CAPRICOR THERAPEUTICS, INC. CAPR 1 entry 2026-05-13 Revenue recognition change
- CAPSTONE COMPANIES, INC. CAPC 3 entries 2026-04-01 Going concernAccounting standard newly citedLate filing
- Capstone Holding Corp. CAPS 6 entries 2026-03-31 – 2026-11-12 RestatementGoing concernAccounting standard newly citedLate filing
- Cardiff Oncology, Inc. CRDF 3 entries 2026-01-27 – 2026-04-02 Finance chief departureGoing concern
- CareDx, Inc. CDNA 2 entries 2026-02-25 – 2026-04-28 Material weaknessFinance chief departure
- CareView Communications Inc CRVW 1 entry 2026-03-30 Going concern
- CarGurus, Inc. CARG 1 entry 2026-09-03 Finance chief departure
- Caribou Biosciences, Inc. CRBU 1 entry 2026-10-06 Finance chief departure
- Caring Brands, Inc. CABR 2 entries 2026-01-09 – 2026-09-22 Finance chief departure
- CARLISLE COMPANIES INC CSL 1 entry 2026-02-13 Revenue recognition change
- CARLSMED, INC. CARL 1 entry 2026-09-30 Finance chief departure
- Carlyle Credit Solutions, Inc. 1 entry 2026-02-23 Finance chief departure
- Carlyle Secured Lending, Inc. CGBD 1 entry 2026-02-23 Finance chief departure
- CARMAX INC KMX 1 entry 2026-05-12 Finance chief departure
- Caro Holdings Inc. CAHO 1 entry 2026-06-30 Late filing
- Cars.com Inc. CARS 1 entry 2026-09-30 Finance chief departure
- Cartesian Therapeutics, Inc. RNAC 1 entry 2026-03-09 Material weakness
- CASI Pharmaceuticals, Inc. CASIF 1 entry 2026-04-21 Late filing
- CATERPILLAR INC CAT 1 entry 2026-04-10 Finance chief departure
- CATHAY GENERAL BANCORP CATY 1 entry 2026-01-23 Finance chief departure
- Catheter Precision, Inc. VTAK 3 entries 2026-03-31 – 2026-05-18 Going concernLate filing
- Cavitation Technologies, Inc. CVAT 2 entries 2026-05-14 – 2026-09-28 Late filing
- CBAK Energy Technology, Inc. CBAT 3 entries 2026-03-16 – 2026-05-11 Going concernLate filing
- cbdMD, Inc. YCBD 1 entry 2026-01-20 Going concern
- CBRE GROUP, INC. CBRE 6 entries 2026-02-11 SEC comment letter
- CCC Intelligent Solutions Holdings Inc. CCC 2 entries 2026-04-30 – 2026-05-29 Finance chief departure
- CCH Holdings Ltd CCHH 1 entry 2026-05-01 Late filing
- CCO HOLDINGS CAPITAL CORP 1 entry 2026-08-31 Finance chief departure
- CDT Environmental Technology Investment Holdings Ltd CDTG 4 entries 2026-01-16 – 2026-05-01 SEC comment letterLate filing
- CDT Equity Inc. CDT 3 entries 2026-04-01 – 2026-06-29 Auditor changeLate filing
- CDW Corp CDW 1 entry 2026-08-05 Finance chief departure
- CEA Industries Inc. 1 entry 2026-06-17 Restatement
- CECO ENVIRONMENTAL CORP CECO 1 entry 2026-03-02 Material weakness
- Cellectis S.A. CLLS 1 entry 2026-03-20 Going concern
- Cellyan Biotechnology Co., Ltd HKPD 1 entry 2026-07-31 Late filing
- Celsius Holdings, Inc. CELH 1 entry 2026-03-02 Material weakness
- Celularity Inc CELU 6 entries 2026-03-31 – 2026-09-29 Going concernAccounting standard newly citedLate filing
- CEMENTOS PACASMAYO SAA CPAC 2 entries 2026-07-10 SEC comment letter
- Cencora, Inc. COR 1 entry 2026-03-17 Finance chief departure
- Cenntro Inc. CENN 3 entries 2026-03-31 – 2026-04-15 Accounting standard newly citedRevenue recognition changeLate filing
- CENTENE CORP CNC 1 entry 2026-08-17 Finance chief departure
- CENTERPOINT ENERGY HOUSTON ELECTRIC LLC 1 entry 2026-02-23 Finance chief departure
- CENTERSPACE CSR 1 entry 2026-02-17 Accounting standard newly cited
- CENTRAL GARDEN & PET CO CENT 1 entry 2026-02-18 Finance chief departure
- Central Plains Bancshares, Inc. CPBI 1 entry 2026-06-30 Late filing
- CENTRAL PUERTO S.A. CEPU 1 entry 2026-04-22 Going concern
- CENTURY ALUMINUM CO CENX 14 entries 2026-03-03 – 2026-10-15 RestatementSEC comment letterLate filing
- CENTURY CASINOS INC /CO/ 1 entry 2026-05-28 Auditor change
- CERO THERAPEUTICS HOLDINGS, INC. CERO 3 entries 2026-02-13 – 2026-04-15 Auditor changeGoing concernLate filing
- Certara, Inc. CERT 1 entry 2026-06-17 Finance chief departure
- Certiplex Corp CPLX 3 entries 2026-03-31 – 2026-08-14 Late filing
- CervoMed Inc. CRVO 3 entries 2026-02-11 – 2026-03-13 SEC comment letterGoing concern
- CFN Enterprises Inc. CNFN 5 entries 2026-04-01 – 2026-08-17 Accounting standard newly citedLate filing
- Chanson International Holding CHSN 1 entry 2026-04-20 Going concern
- ChargePoint Holdings, Inc. CHPT 1 entry 2026-06-08 Accounting standard newly cited
- Charging Robotics Inc. CHEV 2 entries 2026-03-23 Material weaknessGoing concern
- CHARLES & COLVARD LTD 1 entry 2026-02-17 Late filing
- CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL 1 entry 2026-02-18 Finance chief departure
- Charlie's Holdings, Inc. CHUC 3 entries 2026-04-01 – 2026-08-14 Late filing
- Check-Cap Ltd MBAI 1 entry 2026-04-27 Material weakness
- CHEESECAKE FACTORY INC CAKE 1 entry 2026-01-27 SEC comment letter
- CHEETAH NET SUPPLY CHAIN SERVICE INC. CTNT 2 entries 2026-01-07 – 2026-06-04 Auditor changeFinance chief departure
- Chefs' Warehouse, Inc. CHEF 2 entries 2026-01-22 SEC comment letter
- CHEGG, INC 1 entry 2026-04-15 Auditor change
- CHEMED CORP CHE 1 entry 2026-02-27 Accounting standard newly cited
- Chemours Co CC 1 entry 2026-02-24 Material weakness
- CHESAPEAKE UTILITIES CORP CPK 1 entry 2026-03-24 Finance chief departure
- CHEVRON CORP CVX 1 entry 2026-10-05 Finance chief departure
- Chewy, Inc. CHWY 2 entries 2026-08-14 SEC comment letter
- Chi Special Acquisition Corp. GDST 1 entry 2026-06-30 Late filing
- Chicago Atlantic BDC, Inc. LIEN 1 entry 2026-03-19 Accounting standard newly cited
- Childrens Place, Inc. PLCE 2 entries 2026-09-16 – 2026-11-04 SEC comment letterFinance chief departure
- Chilean Cobalt Corp. COBA 1 entry 2026-05-15 Late filing
- China Foods Holdings Ltd. CFOO 4 entries 2026-03-30 – 2026-11-12 Auditor changeGoing concernLate filing
- CHINA NATURAL RESOURCES INC CHNR 2 entries 2026-04-28 – 2026-07-10 SEC comment letterLate filing
- CHINA PHARMA HOLDINGS, INC. CPHI 4 entries 2026-04-01 – 2026-08-14 Going concernAccounting standard newly citedLate filing
- CHINESEWORLDNET COM INC CWNOF 1 entry 2026-04-30 Late filing
- CHOICE HOTELS INTERNATIONAL INC /DE CHH 2 entries 2026-10-20 SEC comment letter
- CHOICEONE FINANCIAL SERVICES INC COFS 1 entry 2026-03-13 Accounting standard newly cited
- ChowChow Cloud International Holdings Ltd CHOW 1 entry 2026-04-30 Late filing
- ChronoScale Holdings Corp CHRN 3 entries 2026-05-05 – 2026-08-19 Auditor changeFinance chief departureAccounting standard newly cited
- Churchill Capital Corp IX/Cayman 1 entry 2026-02-05 Going concern
- Cibus, Inc. CBUS 1 entry 2026-08-13 Going concern
- CID Holdco, Inc. DAIC 2 entries 2026-01-20 – 2026-08-18 Auditor changeLate filing
- CIFC Direct Lending Evergreen Fund 1 entry 2026-08-17 Auditor change
- Cigna Group CI 1 entry 2026-02-26 Accounting standard newly cited
- CIM Opportunity Zone Fund, L.P. 2 entries 2026-03-26 – 2026-09-25 Material weaknessAuditor change
- CIMG Inc. CIMG 3 entries 2026-02-18 – 2026-03-05 Auditor changeGoing concernLate filing
- CIRCLE8 GROUP INC CIRC 4 entries 2026-04-01 – 2026-08-17 Going concernLate filing
- CIRTRAN CORP CIRX 5 entries 2026-03-30 – 2026-08-14 Accounting standard newly citedLate filing
- CISCO SYSTEMS, INC. CSCO 1 entry 2026-05-01 Finance chief departure
- CISO Global, Inc. CISO 1 entry 2026-03-30 Going concern
- CITIZENS FINANCIAL GROUP INC/RI 1 entry 2026-10-30 Auditor change
- CitroTech Inc. CITR 1 entry 2026-05-15 Going concern
- CKX LANDS, INC. CKX 1 entry 2026-03-31 Accounting standard newly cited
- Claritev Corp CTEV 1 entry 2026-02-26 Material weakness
- CLARIVATE PLC CLVT 1 entry 2026-07-29 Finance chief departure
- Clean Energy Fuels Corp. CLNE 1 entry 2026-10-06 Finance chief departure
- Clean Energy Technologies, Inc. CETY 7 entries 2026-03-31 – 2026-08-14 RestatementAuditor changeGoing concernAccounting standard newly citedLate filing
- Clean Vision Corp CLNV 2 entries 2026-03-30 – 2026-05-15 Late filing
- CLEARONE INC CLRO 3 entries 2026-03-31 – 2026-08-05 Finance chief departureGoing concernAccounting standard newly cited
- Cleartronic, Inc. CLRI 1 entry 2026-05-12 Accounting standard newly cited
- Clearwater Paper Corp CLW 1 entry 2026-10-26 Finance chief departure
- Clearway Energy LLC 1 entry 2026-02-24 Material weakness
- Clearway Energy, Inc. CWEN 1 entry 2026-02-24 Material weakness
- Clene Inc. CLNN 1 entry 2026-03-17 Material weakness
- Clinuvel Pharmaceuticals Ltd CUVL 1 entry 2026-09-15 SEC comment letter
- Cloopen Group Holding Ltd RAASY 3 entries 2026-04-30 – 2026-07-10 SEC comment letterLate filing
- CLOUDASTRUCTURE, INC. CSAI 6 entries 2026-03-31 – 2026-08-18 Auditor changeGoing concernAccounting standard newly citedLate filing
- Cloudweb, Inc. CLOW 2 entries 2026-04-01 – 2026-05-15 Late filing
- CLOVER HEALTH INVESTMENTS, CORP. /DE CLOV 1 entry 2026-04-01 Finance chief departure
- Cluster Group Holdings Ltd Co CLUS 4 entries 2026-03-31 – 2026-06-25 Accounting standard newly citedLate filing
- CME GROUP INC. CME 1 entry 2026-07-02 SEC comment letter
- CMS ENERGY CORP CMS 1 entry 2026-06-03 Finance chief departure
- CN Healthy Food Tech Group Corp. UCFI 3 entries 2026-05-13 – 2026-08-14 Going concernAccounting standard newly cited
- CNBX Pharmaceuticals Inc. 1 entry 2026-10-01 Auditor change
- CNH Industrial Capital LLC 1 entry 2026-02-26 Material weakness
- CNS Pharmaceuticals, Inc. CNSP 4 entries 2026-02-17 – 2026-08-12 Finance chief departureGoing concern
- CNX Resources Corp CNX 1 entry 2026-09-22 Finance chief departure
- COASTAL FINANCIAL CORP CCB 1 entry 2026-07-23 Finance chief departure
- Cocrystal Pharma, Inc. COCP 1 entry 2026-03-31 Accounting standard newly cited
- Coda Octopus Group, Inc. CODA 1 entry 2026-07-06 Finance chief departure
- Coeur Mining, Inc. CDE 10 entries 2026-02-18 – 2026-09-02 SEC comment letterFinance chief departure
- COGENT COMMUNICATIONS HOLDINGS, INC. CCOI 1 entry 2026-11-05 Going concern
- COGNEX CORP 1 entry 2026-02-19 Auditor change
- COGNITION THERAPEUTICS INC CGTX 1 entry 2026-03-26 Going concern
- Coherus Oncology, Inc. CHRS 3 entries 2026-03-09 – 2026-11-09 Material weaknessAuditor changeGoing concern
- CoJax Oil & Gas Corp CJAX 2 entries 2026-01-23 SEC comment letter
- Collab Z Inc. CLBZ 1 entry 2026-05-15 Late filing
- CollPlant Biotechnologies Ltd CLGN 1 entry 2026-03-26 Going concern
- COLONY BANKCORP INC CBAN 1 entry 2026-03-13 Accounting standard newly cited
- COLUMBIA BANKING SYSTEM, INC. COLB 1 entry 2026-05-05 Accounting standard newly cited
- Columbus Circle Capital Corp II CMII 2 entries 2026-08-14 – 2026-08-19 Going concernLate filing
- Com2000, Inc. 1 entry 2026-01-05 Auditor change
- COMFORT SYSTEMS USA INC FIX 1 entry 2026-10-22 Finance chief departure
- Commerce.com, Inc. CMRC 2 entries 2026-03-02 – 2026-11-05 Finance chief departureAccounting standard newly cited
- COMMERCIAL METALS Co CMC 1 entry 2026-11-10 Finance chief departure
- Commercial Vehicle Group, Inc. CVGI 1 entry 2026-04-01 Finance chief departure
- COMMONWEALTH EDISON Co 1 entry 2026-08-25 Finance chief departure
- COMMUNITY BANCORP /VT CMTV 1 entry 2026-07-01 Late filing
- Compass Diversified Holdings CODI 2 entries 2026-01-14 – 2026-07-16 Auditor changeGoing concern
- COMPASS MINERALS INTERNATIONAL INC CMP 1 entry 2026-10-28 Finance chief departure
- COMPASS Pathways plc CMPS 2 entries 2026-03-24 – 2026-05-13 Material weakness
- COMPUGEN LTD CGEN 2 entries 2026-09-10 SEC comment letter
- Comstock Inc. 1 entry 2026-06-09 Auditor change
- COMTECH TELECOMMUNICATIONS CORP /DE/ CMTL 2 entries 2026-10-14 Finance chief departureAccounting standard newly cited
- Concorde International Group Ltd. CIGL 1 entry 2026-04-28 Late filing
- Concrete Leveling Systems Inc CLEV 4 entries 2026-03-18 – 2026-10-30 Auditor changeLate filing
- CONMED Corp CNMD 1 entry 2026-01-08 Finance chief departure
- CONNECTICUT LIGHT & POWER CO CNTHP 1 entry 2026-02-17 Accounting standard newly cited
- ConnectM Technology Solutions, Inc. CNTM 6 entries 2026-03-30 – 2026-08-24 Going concernLate filing
- Consensus Cloud Solutions, Inc. CCSI 1 entry 2026-02-10 Finance chief departure
- Consolidated Water Co. Ltd. CWCO 1 entry 2026-03-16 Material weakness
- CONSTELLATION ENERGY GENERATION LLC 1 entry 2026-02-24 Revenue recognition change
- Contango Silver & Gold Inc. 1 entry 2026-06-26 Auditor change
- Context Therapeutics Inc. CNTX 1 entry 2026-11-10 Going concern
- ContextLogic Holdings Inc. 1 entry 2026-03-30 Auditor change
- CONX Corp. 3 entries 2026-03-31 – 2026-08-14 Late filing
- COOPER COMPANIES, INC. COO 2 entries 2026-09-01 SEC comment letter
- Copa Holdings, S.A. CPA 1 entry 2026-02-26 Material weakness
- COPART INC CPRT 2 entries 2026-10-21 SEC comment letter
- CORCEPT THERAPEUTICS INC CORT 2 entries 2026-06-10 SEC comment letter
- CordovaCann Corp. LVRLF 1 entry 2026-02-02 Going concern
- Cordyceps Sunshine Biotech Holdings Co., Ltd. RAJAF 1 entry 2026-04-30 Late filing
- Core AI Holdings, Inc. CHAI 1 entry 2026-04-30 Late filing
- Core Laboratories Inc. /DE/ CLB 1 entry 2026-03-03 Late filing
- Corebridge Financial, Inc. CRBG 1 entry 2026-04-15 Finance chief departure
- CorMedix Inc. CRMD 3 entries 2026-03-05 – 2026-08-13 Material weaknessAuditor changeAccounting standard newly cited
- Cornerstone Building Brands, Inc. 4 entries 2026-01-02 – 2026-09-09 Finance chief departure
- Coronado Global Resources Inc. CODQL 2 entries 2026-03-03 – 2026-05-11 Going concern
- CORPAY, INC. CPAY 1 entry 2026-02-27 Material weakness
- Corteva, Inc. CTVA 2 entries 2026-02-12 – 2026-11-10 Material weaknessLate filing
- Corvex, Inc. MOVE 2 entries 2026-04-28 – 2026-05-18 Auditor changeLate filing
- Cosmos Health Inc. COSM 4 entries 2026-04-01 – 2026-08-14 Going concernLate filing
- COSTAR GROUP, INC. CSGP 1 entry 2026-07-13 Finance chief departure
- COSTCO WHOLESALE CORP /NEW COST 1 entry 2026-09-23 SEC comment letter
- COTY INC. COTY 2 entries 2026-05-28 SEC comment letter
- Coya Therapeutics, Inc. COYA 1 entry 2026-03-16 Going concern
- CPI AEROSTRUCTURES INC CVU 1 entry 2026-05-15 Material weakness
- CQENS Technologies Inc. 2 entries 2026-03-31 – 2026-08-13 Late filing
- CRAWFORD & CO CRD-A 1 entry 2026-03-23 Finance chief departure
- Cre8 Enterprise Ltd CRE 1 entry 2026-04-24 Going concern
- Creatd, Inc. CRTD 1 entry 2026-08-13 Accounting standard newly cited
- Creative Global Technology Holdings Ltd CGTL 1 entry 2026-01-30 Material weakness
- CREATIVE REALITIES, INC. CREX 3 entries 2026-03-30 – 2026-05-15 Revenue recognition changeLate filing
- CREDIT ACCEPTANCE CORP CACC 1 entry 2026-06-10 Finance chief departure
- CREDITRISKMONITOR COM INC CRMZ 6 entries 2026-03-04 – 2026-09-18 RestatementMaterial weaknessFinance chief departureLate filing
- Credo Technology Group Holding Ltd CRDO 1 entry 2026-06-15 Revenue recognition change
- Crescent Private Credit Income Corp 2 entries 2026-09-08 – 2026-10-13 SEC comment letterFinance chief departure
- CRH PUBLIC LTD CO CRH 1 entry 2026-05-15 Finance chief departure
- Crinetics Pharmaceuticals, Inc. 1 entry 2026-03-03 Auditor change
- CRISPR Therapeutics AG CRSP 1 entry 2026-10-19 Finance chief departure
- Criteo S.A. CRTO 1 entry 2026-02-26 Revenue recognition change
- Critical Metals Corp. CRML 1 entry 2026-09-25 Going concern
- Cronos Group Inc. CRON 1 entry 2026-02-26 Accounting standard newly cited
- CROSS COUNTRY HEALTHCARE INC CCRN 1 entry 2026-03-10 Finance chief departure
- CROWN CASTLE INC. CCI 1 entry 2026-09-14 Finance chief departure
- CROWN CRAFTS INC 1 entry 2026-08-31 Auditor change
- Crown Electrokinetics Corp. 1 entry 2026-01-16 Auditor change
- Crown Equity Holdings, Inc. 3 entries 2026-01-07 – 2026-04-17 Auditor change
- Crown PropTech Acquisitions CPTKW 1 entry 2026-08-17 Late filing
- Crucial Innovations, Corp. 1 entry 2026-04-01 Late filing
- Cryoport, Inc. CYRX 1 entry 2026-01-13 SEC comment letter
- Crypto Co CRCW 6 entries 2026-03-12 – 2026-08-19 RestatementAuditor changeAccounting standard newly citedLate filing
- CS DIAGNOSTICS CORP. CSDX 3 entries 2026-03-31 – 2026-06-23 RestatementLate filing
- CSB Bancorp, Inc. CSBB 1 entry 2026-11-02 Finance chief departure
- CSG SYSTEMS INTERNATIONAL INC CSGS 1 entry 2026-05-14 Finance chief departure
- CTT PHARMACEUTICAL HOLDINGS, INC. 2 entries 2026-10-07 – 2026-10-09 Auditor change
- Cuentas Inc. CUEN 4 entries 2026-04-01 – 2026-08-14 Finance chief departureLate filing
- CULP INC CULP 1 entry 2026-01-16 Finance chief departure
- CUMULUS MEDIA INC CMLS 3 entries 2026-03-31 – 2026-04-29 Going concernLate filing
- Cuprina Holdings (Cayman) LTD CUPR 2 entries 2026-04-27 – 2026-07-01 Material weaknessGoing concern
- Curanex Pharmaceuticals Inc CURX 1 entry 2026-01-05 Finance chief departure
- CuriosityStream Inc. CURI 1 entry 2026-08-26 Finance chief departure
- CURIS INC CRIS 1 entry 2026-03-24 Going concern
- CURTISS WRIGHT CORP CW 1 entry 2026-10-06 Finance chief departure
- CVD EQUIPMENT CORP CVV 1 entry 2026-11-05 Revenue recognition change
- CVRx, Inc. CVRX 1 entry 2026-09-21 Finance chief departure
- CVS HEALTH Corp CVS 1 entry 2026-03-19 Finance chief departure
- CXApp Inc. CXAIW 5 entries 2026-03-30 – 2026-07-06 Material weaknessAuditor changeFinance chief departureGoing concernAccounting standard newly cited
- CXJ GROUP CO., Ltd ECXJ 4 entries 2026-01-12 – 2026-11-12 Auditor changeLate filing
- CYABRA, INC. 1 entry 2026-03-31 Auditor change
- Cyber Enviro-Tech, Inc. CETI 5 entries 2026-03-18 – 2026-05-20 Finance chief departureAccounting standard newly citedLate filing
- CYBERLOQ TECHNOLOGIES, INC. CLOQ 1 entry 2026-08-14 Late filing
- Cycurion, Inc. CYCU 2 entries 2026-03-31 – 2026-06-02 Finance chief departureGoing concern
- Cyngn Inc. 1 entry 2026-04-07 Auditor change
- CYPHERPUNK TECHNOLOGIES INC. CYPH 1 entry 2026-03-16 Material weakness
- Cytek Biosciences, Inc. CTKB 1 entry 2026-02-26 Material weakness
- CYTTA CORP. 3 entries 2026-02-17 – 2026-06-01 Auditor changeLate filing
- D-Wave Quantum Inc. QBTS 4 entries 2026-02-26 – 2026-09-22 Finance chief departureGoing concernRevenue recognition change
- D. Boral ARC Acquisition I Corp. BCAR 1 entry 2026-05-15 Going concern
- Dalrada Technology Group, Inc. DHTI 2 entries 2026-02-17 – 2026-05-18 Late filing
- Damora Therapeutics, Inc. DMRA 2 entries 2026-04-20 – 2026-05-04 Auditor changeFinance chief departure
- DANA Inc DAN 1 entry 2026-05-12 Late filing
- Danaos Corp DAC 1 entry 2026-02-27 Going concern
- Dankon Corp DNKC 1 entry 2026-10-15 Revenue recognition change
- DarioHealth Corp. DRIO 2 entries 2026-05-13 – 2026-08-11 Going concern
- DarkPulse, Inc. DPLS 5 entries 2026-03-31 – 2026-09-17 Auditor changeGoing concernLate filing
- DATA I/O CORP DAIO 2 entries 2026-03-31 – 2026-04-08 Late filing
- Data Storage Corp DTST 1 entry 2026-04-01 Late filing
- Data443 Risk Mitigation, Inc. ATDS 1 entry 2026-03-31 Late filing
- Datacentrex, Inc. DTCX 1 entry 2026-03-31 Late filing
- DataMeds AI, Inc. MEDS 4 entries 2026-03-20 – 2026-08-14 Going concernRevenue recognition changeLate filing
- Datavault AI Inc. DVLT 7 entries 2026-03-18 – 2026-10-26 RestatementAuditor changeGoing concernLate filing
- DATZ WORLD HOLDINGS CORP. BOTX 1 entry 2026-06-12 Finance chief departure
- Dauch Corp DCH 1 entry 2026-02-13 Material weakness
- DAVIS COMMODITIES Ltd DTCKF 1 entry 2026-04-30 Late filing
- DAWSON GEOPHYSICAL CO DWSN 1 entry 2026-03-31 Material weakness
- DAYTON POWER & LIGHT CO 1 entry 2026-07-27 Auditor change
- DBV Technologies S.A. DBVT 2 entries 2026-03-26 – 2026-10-28 Going concern
- Decent Holding Inc. DXST 1 entry 2026-03-02 Material weakness
- DECKERS OUTDOOR CORP DECK 1 entry 2026-05-22 Revenue recognition change
- DEEP FISSION, INC. FISN 3 entries 2026-03-05 – 2026-04-09 RestatementAuditor changeLate filing
- DEERE & CO DE 1 entry 2026-01-22 Finance chief departure
- DEFENSE TECHNOLOGIES INTERNATIONAL CORP. DTII 2 entries 2026-03-17 – 2026-07-30 Late filing
- Definitive Healthcare Corp. DH 1 entry 2026-02-26 Material weakness
- Dell Technologies Inc. DELL 1 entry 2026-03-16 Material weakness
- DELTA AIR LINES, INC. DAL 1 entry 2026-02-13 Finance chief departure
- DeltaSoft Corp 1 entry 2026-06-30 Late filing
- Dermata Therapeutics, Inc. 1 entry 2026-02-03 Auditor change
- Designer Brands Inc. DBI 1 entry 2026-02-11 Finance chief departure
- DFP HOLDINGS Ltd 1 entry 2026-02-17 Late filing
- DHI GROUP, INC. 1 entry 2026-02-26 Auditor change
- DIANA SHIPPING INC. DSX 1 entry 2026-03-13 Going concern
- Dianthus Therapeutics, Inc. /DE/ DNTH 1 entry 2026-03-09 Material weakness
- Digimarc CORP 1 entry 2026-03-11 Going concern
- Diginex Ltd DGNX 1 entry 2026-07-31 Late filing
- Digital Brands Group, Inc. DBGI 6 entries 2026-01-05 – 2026-08-19 Auditor changeGoing concernLate filing
- DigitalOcean Holdings, Inc. DOCN 2 entries 2026-02-24 Material weaknessAccounting standard newly cited
- DIODES INC /DEL/ 1 entry 2026-03-11 Auditor change
- DirectBooking Technology Co., Ltd. ZDAI 3 entries 2026-07-31 – 2026-08-17 Going concernAccounting standard newly citedLate filing
- Distribution Solutions Group, Inc. DSGR 2 entries 2026-08-26 SEC comment letter
- Diversified Energy Co DEC 1 entry 2026-01-07 Finance chief departure
- DIXIE GROUP INC DXYN 3 entries 2026-03-26 – 2026-11-10 Going concern
- DNA X, Inc. SONM 4 entries 2026-04-01 – 2026-08-14 Auditor changeLate filing
- DocGo Inc. DCGO 3 entries 2026-03-16 – 2026-08-10 Going concernLate filing
- Dogecoin Cash, Inc. DOGP 3 entries 2026-03-27 – 2026-08-12 Going concernLate filing
- Dogness (International) Corp DOGZ 1 entry 2026-10-01 Going concern
- Dogwood Therapeutics, Inc. DWTX 1 entry 2026-03-18 Accounting standard newly cited
- Dolphin Entertainment, Inc. DLPN 1 entry 2026-03-27 Accounting standard newly cited
- Dominari Holdings Inc. 1 entry 2026-06-26 Auditor change
- DOMO, INC. DOMO 3 entries 2026-06-10 – 2026-09-03 Going concernLate filing
- DONEGAL GROUP INC 1 entry 2026-06-17 Auditor change
- DoorDash, Inc. DASH 2 entries 2026-10-21 SEC comment letter
- Dorman Products, Inc. DORM 1 entry 2026-01-20 Finance chief departure
- Douglas Elliman Inc. 1 entry 2026-04-10 Auditor change
- DouYu International Holdings Ltd DOYU 1 entry 2026-04-17 Revenue recognition change
- Doximity, Inc. DOCS 3 entries 2026-04-17 – 2026-05-15 SEC comment letterFinance chief departure
- DPL LLC 1 entry 2026-07-27 Auditor change
- DraftKings Inc. 1 entry 2026-09-25 Auditor change
- Dragonfly Energy Holdings Corp. DFLI 2 entries 2026-03-30 – 2026-09-25 Auditor changeRevenue recognition change
- Dravica Corp 3 entries 2026-06-11 – 2026-07-08 Auditor changeFinance chief departureLate filing
- Dream Finders Homes, Inc. 1 entry 2026-05-15 Auditor change
- Dream Homes & Development Corp. 2 entries 2026-04-01 – 2026-05-15 Late filing
- Dreamland Ltd TDIC 2 entries 2026-07-22 – 2026-08-17 Going concernLate filing
- Driveitaway Holdings, Inc. DWAY 3 entries 2026-02-17 – 2026-08-14 Late filing
- Driven Brands Holdings Inc. DRVN 7 entries 2026-02-25 – 2026-11-06 RestatementSEC comment letterMaterial weaknessLate filing
- Dror Ortho-Design, Inc. DROR 1 entry 2026-05-13 Going concern
- DSS, INC. DSS 1 entry 2026-03-31 Going concern
- DUCOMMUN INC /DE/ 1 entry 2026-05-01 Restatement
- DUKE Robotics Corp. DUKR 1 entry 2026-05-15 Late filing
- DULUTH HOLDINGS INC. DLTH 2 entries 2026-05-21 SEC comment letter
- Duolingo, Inc. DUOL 2 entries 2026-01-12 – 2026-02-27 Finance chief departureAccounting standard newly cited
- DUOS TECHNOLOGIES GROUP, INC. DUOT 1 entry 2026-08-17 Late filing
- DXP ENTERPRISES INC DXPE 1 entry 2026-02-26 Material weakness
- DYADIC INTERNATIONAL INC DYAI 1 entry 2026-03-25 Going concern
- DYNAMIC AEROSPACE SYSTEMS Corp BRQL 1 entry 2026-04-01 Late filing
- DYNARESOURCE, INC. DYNR 2 entries 2026-03-31 – 2026-08-14 Late filing
- Dynatrace, Inc. DT 1 entry 2026-08-05 Finance chief departure
- DYNEX CAPITAL INC DX 1 entry 2026-02-27 Finance chief departure
- E-Home Household Service Holdings Ltd EJH 1 entry 2026-10-30 Late filing
- E-Power Inc. EPOW 1 entry 2026-04-30 Late filing
- E-Smart Corp. ESMR 1 entry 2026-11-10 Accounting standard newly cited
- Eagle Bancorp Montana, Inc. EBMT 1 entry 2026-03-09 Material weakness
- Eagle Nuclear Energy Corp. NUCL 5 entries 2026-04-14 – 2026-10-13 Auditor changeGoing concernLate filing
- Earth Science Tech, Inc. ETST 2 entries 2026-02-20 – 2026-10-26 Auditor changeFinance chief departure
- EAST WEST BANCORP INC EWBC 1 entry 2026-02-27 Accounting standard newly cited
- Eaton Corp plc ETN 2 entries 2026-03-02 – 2026-10-05 Finance chief departure
- EBR Systems, Inc. NONE. 3 entries 2026-03-18 – 2026-05-11 Going concernRevenue recognition change
- ECD Automotive Design, Inc. 2 entries 2026-01-13 SEC comment letter
- EchoStar CORP ECHO 1 entry 2026-03-02 Going concern
- ECO SCIENCE SOLUTIONS, INC. ESSI 3 entries 2026-05-01 – 2026-08-13 Auditor changeLate filing
- ECOMINAS CORP. ILXP 1 entry 2026-10-27 Finance chief departure
- Ecovyst Inc. ECVT 2 entries 2026-02-27 – 2026-08-24 Finance chief departureAccounting standard newly cited
- Edgemode, Inc. EDGM 2 entries 2026-03-31 – 2026-05-18 Late filing
- Edible Garden AG Inc EDBL 2 entries 2026-03-31 – 2026-08-17 Finance chief departureAccounting standard newly cited
- EDISON INTERNATIONAL EIX 1 entry 2026-04-23 Finance chief departure
- Editas Medicine, Inc. 1 entry 2026-04-07 Auditor change
- EDUCATIONAL DEVELOPMENT CORP EDUC 2 entries 2026-05-19 – 2026-07-09 Going concern
- EHang Holdings Ltd EH 1 entry 2026-04-30 Late filing
- Ehave, Inc. EHVVF 1 entry 2026-05-01 Late filing
- eHealth, Inc. EHTH 2 entries 2026-02-24 SEC comment letter
- Eightco Holdings Inc. ORBS 3 entries 2026-03-31 – 2026-08-07 Going concernLate filing
- Elauwit Connection, Inc. ELWT 4 entries 2026-02-27 – 2026-10-08 RestatementAuditor changeGoing concernLate filing
- ELBIT SYSTEMS LTD ESLT 1 entry 2026-03-17 Accounting standard newly cited
- electroCore, Inc. ECOR 3 entries 2026-03-19 Material weaknessGoing concernAccounting standard newly cited
- Electromed, Inc. ELMD 1 entry 2026-09-24 SEC comment letter
- Electronic Servitor Publication Network, Inc. XESP 4 entries 2026-03-31 – 2026-11-04 Auditor changeFinance chief departureGoing concern
- Eledon Pharmaceuticals, Inc. ELDN 1 entry 2026-05-13 Material weakness
- Elicio Therapeutics, Inc. ELTX 2 entries 2026-03-12 – 2026-04-29 Material weaknessGoing concern
- Eline Entertainment Group, Inc. EEGI 4 entries 2026-03-31 – 2026-05-20 Accounting standard newly citedLate filing
- Elite Express Holding Inc. 1 entry 2026-10-26 Auditor change
- Elite Health Systems Inc. EHSI 3 entries 2026-04-01 – 2026-08-14 Late filing
- Elite Performance Holding Corp 2 entries 2026-04-01 – 2026-05-18 Late filing
- ELITE PHARMACEUTICALS INC /NV/ ELTP 2 entries 2026-05-14 SEC comment letter
- Ellomay Capital Ltd. ELLO 1 entry 2026-05-01 Late filing
- Elme Communities ELME 1 entry 2026-01-23 Finance chief departure
- Elong Power Holding Ltd. ELPW 1 entry 2026-04-20 Material weakness
- Eloxx Pharmaceuticals, Inc. ELOX 1 entry 2026-08-11 Going concern
- Elvictor Group, Inc. ELVG 4 entries 2026-03-31 – 2026-05-20 Going concernLate filing
- Emergent BioSolutions Inc. EBS 2 entries 2026-02-27 – 2026-10-16 Finance chief departureGoing concern
- EMPIRE PETROLEUM CORP EP 1 entry 2026-05-14 Going concern
- Empro Group Inc. 1 entry 2026-04-30 Late filing
- Endava plc DAVA 1 entry 2026-11-03 Late filing
- Energous Corp WATT 1 entry 2026-03-26 Going concern
- Energy Recovery, Inc. ERII 1 entry 2026-05-06 Finance chief departure
- Energy Services of America CORP ESOA 1 entry 2026-06-29 Late filing
- Energy Vault Holdings, Inc. NRGV 2 entries 2026-05-18 – 2026-07-17 Finance chief departureLate filing
- Energys Group Ltd ENGS 1 entry 2026-10-30 Late filing
- ENERPAC TOOL GROUP CORP EPAC 1 entry 2026-07-23 Finance chief departure
- EnerSys ENS 1 entry 2026-05-20 Accounting standard newly cited
- enGene Therapeutics Inc. ENGN 1 entry 2026-06-15 Finance chief departure
- Enhabit, Inc. 1 entry 2026-02-27 Finance chief departure
- Enhanced Group Inc. ENHA 3 entries 2026-05-08 – 2026-09-15 Auditor changeFinance chief departure
- ENIGMATIG LTD EGG 1 entry 2026-02-02 Late filing
- Enlightify Inc. ENFY 1 entry 2026-02-18 Late filing
- Enovis CORP ENOV 8 entries 2026-11-10 SEC comment letter
- Enpro Inc. NPO 1 entry 2026-06-30 Late filing
- ENTEGRIS INC ENTG 2 entries 2026-01-20 – 2026-04-30 Finance chief departure
- Entera Bio Ltd. ENTX 1 entry 2026-11-06 Going concern
- ENTRAVISION COMMUNICATIONS CORP EVC 2 entries 2026-03-05 – 2026-05-05 Going concern
- ENVIRI Corp 1 entry 2026-02-24 Accounting standard newly cited
- Envista Holdings Corp NVST 1 entry 2026-06-03 Finance chief departure
- Envoy Medical, Inc. 1 entry 2026-03-31 Auditor change
- ENvue Medical, Inc. FEED 4 entries 2026-03-31 – 2026-08-14 Revenue recognition changeLate filing
- EOG RESOURCES INC EOG 1 entry 2026-09-24 Finance chief departure
- EON Resources Inc. EONR 5 entries 2026-02-27 – 2026-10-13 RestatementLate filing
- Eos Energy Enterprises, Inc. EOSE 4 entries 2026-02-26 – 2026-10-28 SEC comment letterMaterial weaknessGoing concern
- Epsilon Energy Ltd. EPSN 2 entries 2026-03-27 – 2026-11-12 Material weaknessLate filing
- EQT Exeter Real Estate Income Trust, Inc. 1 entry 2026-10-02 Finance chief departure
- EQUATOR Beverage Co MOJO 1 entry 2026-03-23 Accounting standard newly cited
- Equillium, Inc. EQ 2 entries 2026-01-22 SEC comment letter
- EQUINIX INC EQIX 2 entries 2026-03-10 – 2026-05-11 Finance chief departure
- EQUUS TOTAL RETURN, INC. EQS 7 entries 2026-04-01 – 2026-05-20 Material weaknessAuditor changeGoing concernAccounting standard newly citedLate filing
- ERIE INDEMNITY CO ERIE 1 entry 2026-05-21 Finance chief departure
- Ermenegildo Zegna N.V. ZGN 1 entry 2026-03-20 Material weakness
- Ernexa Therapeutics Inc. ERNA 1 entry 2026-03-13 Material weakness
- ESAB Corp ESAB 1 entry 2026-04-02 Finance chief departure
- ESCALADE INC ESCA 1 entry 2026-02-27 Material weakness
- ESCALON MEDICAL CORP ESMC 2 entries 2026-09-28 – 2026-10-13 Going concernLate filing
- ESCO TECHNOLOGIES INC ESE 2 entries 2026-05-28 SEC comment letter
- ESG Inc. 2 entries 2026-02-20 – 2026-10-29 Auditor change
- Esperion Therapeutics, Inc. 1 entry 2026-03-10 Material weakness
- ESPEY MFG & ELECTRONICS CORP 1 entry 2026-10-16 Auditor change
- Estrella Immunopharma, Inc. ESLA 4 entries 2026-03-18 – 2026-05-18 Going concernAccounting standard newly citedLate filing
- ETHEMA HEALTH Corp 4 entries 2026-03-30 – 2026-08-17 Late filing
- ETOILES CAPITAL GROUP CO., LTD EFTY 1 entry 2026-04-30 Late filing
- Eton Pharmaceuticals, Inc. ETON 2 entries 2026-08-11 SEC comment letter
- ETSY INC ETSY 2 entries 2026-02-25 – 2026-10-28 SEC comment letterFinance chief departure
- EUDA Health Holdings Ltd EUDA 1 entry 2026-03-25 SEC comment letter
- European Wax Center, Inc. 1 entry 2026-03-04 Material weakness
- Eventbrite, Inc. 2 entries 2026-03-10 – 2026-03-12 Material weaknessFinance chief departure
- Everbright Digital Holding Ltd. EDHL 1 entry 2026-04-30 Late filing
- EVERGY KANSAS CENTRAL, INC. 1 entry 2026-02-19 Accounting standard newly cited
- Everus Construction Group, Inc. 2 entries 2026-01-21 – 2026-03-18 Auditor change
- EvoAir Holdings Inc. EVOH 4 entries 2026-01-13 – 2026-10-14 Going concernAccounting standard newly citedRevenue recognition change
- Evofem Biosciences, Inc. EVFM 1 entry 2026-03-11 Going concern
- Evolent Health, Inc. EVH 1 entry 2026-02-25 Material weakness
- Evolution Metals & Technologies Corp. EMAT 4 entries 2026-01-09 – 2026-08-14 Finance chief departureLate filing
- Evolv Technologies Holdings, Inc. EVLV 1 entry 2026-03-10 Going concern
- Exascale Labs Holdings Inc. XLAB 4 entries 2026-09-02 – 2026-09-30 Auditor changeFinance chief departure
- EXICURE, INC. XCUR 3 entries 2026-02-10 – 2026-05-15 Finance chief departureLate filing
- ExlService Holdings, Inc. EXLS 2 entries 2026-07-02 SEC comment letter
- Exousia Bio, Inc. LMMY 2 entries 2026-01-15 – 2026-04-14 Late filing
- EXPAND ENERGY Corp EXE 1 entry 2026-06-26 Finance chief departure
- Expedia Group, Inc. EXPE 1 entry 2026-04-23 Finance chief departure
- EXPEDITORS INTERNATIONAL OF WASHINGTON INC EXPD 1 entry 2026-02-25 Material weakness
- Expion Energy, Inc. XPON 3 entries 2026-03-17 – 2026-08-31 Finance chief departureGoing concern
- EXTREME NETWORKS INC 1 entry 2026-08-26 Auditor change
- EXXON MOBIL CORP 3 entries 2026-05-04 – 2026-10-29 SEC comment letterFinance chief departure
- Exyn Technologies, Inc. EXYN 3 entries 2026-06-30 – 2026-11-12 Finance chief departureLate filing
- EyePoint, Inc. EYPT 1 entry 2026-11-12 Going concern
- F&G Annuities & Life, Inc. FG 6 entries 2026-06-30 SEC comment letter
- FACT II Acquisition Corp. FACT 1 entry 2026-03-13 Going concern
- Factorial Energy Inc. 1 entry 2026-06-10 Auditor change
- FACTSET RESEARCH SYSTEMS INC FDS 2 entries 2026-04-08 – 2026-10-20 Material weaknessFinance chief departure
- Falcon's Beyond Global, Inc. FBYD 1 entry 2026-03-30 Going concern
- FAMILY OFFICE OF AMERICA, INC. FOFA 1 entry 2026-04-01 Late filing
- Fangdd Network Group Ltd. DUO 1 entry 2026-04-30 Late filing
- FARADAY FUTURE INTELLIGENT ELECTRIC INC. FFAI 2 entries 2026-03-31 Going concernAccounting standard newly cited
- FARMER BROTHERS CO FARM 1 entry 2026-05-05 Finance chief departure
- Farmers & Merchants Bancshares, Inc. FMFG 1 entry 2026-09-23 Finance chief departure
- FARMHOUSE, INC. /NV FMHS 3 entries 2026-03-31 – 2026-08-14 Late filing
- Farmmi, Inc. FAMI 1 entry 2026-02-02 Late filing
- Fastly, Inc. FSLY 2 entries 2026-02-25 – 2026-03-05 Material weaknessAuditor change
- Fathom Holdings Inc. FTHM 3 entries 2026-05-18 – 2026-07-16 Finance chief departureGoing concernLate filing
- Fatpipe Inc/UT FATN 1 entry 2026-09-15 Finance chief departure
- FB Financial Corp FBK 1 entry 2026-02-03 Finance chief departure
- FDCTECH, INC. FDCTD 8 entries 2026-03-30 – 2026-08-17 RestatementGoing concernLate filing
- FEC Resources Inc. FECOF 1 entry 2026-04-30 Late filing
- FEDERAL AGRICULTURAL MORTGAGE CORP AGM 1 entry 2026-03-26 Finance chief departure
- Federal Home Loan Bank of Boston 1 entry 2026-07-14 Finance chief departure
- Federal Home Loan Bank of New York 1 entry 2026-04-10 Finance chief departure
- Federal Home Loan Bank of Pittsburgh 3 entries 2026-03-12 – 2026-08-07 Finance chief departure
- FEDEX CORP FDX 3 entries 2026-04-13 – 2026-05-18 Finance chief departure
- Feel The World, Inc. 2 entries 2026-09-25 – 2026-10-16 RestatementFinance chief departure
- Fenbo Holdings Ltd FEBO 1 entry 2026-04-29 Late filing
- FENNEC PHARMACEUTICALS INC. FENC 1 entry 2026-03-27 Accounting standard newly cited
- Fermi Inc. FRMI 1 entry 2026-04-20 Finance chief departure
- FERRELLGAS FINANCE CORP 1 entry 2026-09-25 Going concern
- Ferrovial SE FER 1 entry 2026-02-25 Material weakness
- FGI Industries Ltd. FGI 2 entries 2026-03-31 – 2026-04-23 Auditor changeLate filing
- FIDUS INVESTMENT Corp FDUS 1 entry 2026-02-26 Accounting standard newly cited
- FiEE, Inc. FIEE 3 entries 2026-03-20 – 2026-08-14 Finance chief departureGoing concern
- Fifth District Bancorp, Inc. FDSB 1 entry 2026-03-24 Material weakness
- Finance of America Companies Inc. FOA 1 entry 2026-03-13 Material weakness
- FingerMotion, Inc. FNGR 3 entries 2026-08-17 – 2026-10-15 Finance chief departureGoing concernRevenue recognition change
- FinTrade Sherpa, Inc. FTSP 1 entry 2026-05-19 Late filing
- Finwise Bancorp FINW 1 entry 2026-11-10 Accounting standard newly cited
- FIREFLY NEUROSCIENCE, INC. AIFF 1 entry 2026-09-14 Finance chief departure
- First America Resources Corp FSTJ 2 entries 2026-04-01 Going concernLate filing
- FIRST BANCORP /PR/ FBP 2 entries 2026-02-09 – 2026-07-01 Finance chief departure
- First Carolina Financial Services, Inc. FCBM 1 entry 2026-09-18 Finance chief departure
- FIRST FINANCIAL BANCORP /OH/ FFBC 1 entry 2026-09-15 Finance chief departure
- FIRST FINANCIAL CORP /IN/ THFF 1 entry 2026-09-17 Finance chief departure
- First Guaranty Bancshares, Inc. FGBIP 1 entry 2026-03-31 Material weakness
- FIRST INDUSTRIAL LP 1 entry 2026-02-11 Going concern
- FIRST NORTHERN COMMUNITY BANCORP FNRN 1 entry 2026-01-12 Finance chief departure
- First Savings Financial Group, Inc. 1 entry 2026-02-10 Late filing
- First Seacoast Bancorp, Inc. FSEA 1 entry 2026-06-30 Late filing
- First Watch Restaurant Group, Inc. FWRG 1 entry 2026-02-24 Finance chief departure
- Firy Inc. FIRY 3 entries 2026-03-23 – 2026-08-17 Finance chief departureLate filing
- FiscalNote Holdings, Inc. NOTE 4 entries 2026-03-16 – 2026-08-10 Going concernLate filing
- Fitness Champs Holdings Ltd FCHL 1 entry 2026-04-30 Late filing
- FLANIGANS ENTERPRISES INC BDL 1 entry 2026-01-12 Finance chief departure
- FLEXIBLE SOLUTIONS INTERNATIONAL INC FSI 2 entries 2026-03-31 – 2026-06-08 Auditor changeLate filing
- FLOWSERVE CORP FLS 2 entries 2026-03-26 – 2026-09-14 Finance chief departure
- Fluence Energy, Inc. FLNC 1 entry 2026-11-02 Finance chief departure
- Fluent, Inc. FLNT 1 entry 2026-03-31 Going concern
- FLUOR CORP FLR 1 entry 2026-02-17 Accounting standard newly cited
- FLUSHING FINANCIAL CORP 1 entry 2026-03-06 Accounting standard newly cited
- Flux Power Holdings, Inc. FLUX 2 entries 2026-02-12 – 2026-08-20 Going concern
- Fly-E Group, Inc. FLYE 6 entries 2026-02-17 – 2026-09-14 Auditor changeFinance chief departureGoing concernLate filing
- FLYWHEEL ADVANCED TECHNOLOGY, INC. 1 entry 2026-04-07 Auditor change
- FONAR CORP 1 entry 2026-02-09 Late filing
- Forafric Global PLC AFRI 1 entry 2026-04-30 Late filing
- FORGE INNOVATION DEVELOPMENT CORP. FGNV 1 entry 2026-03-31 Late filing
- Forgent Power Solutions, Inc. FPS 2 entries 2026-10-22 Finance chief departure
- FORMULA SYSTEMS (1985) LTD FORTY 1 entry 2026-04-30 Late filing
- Fortitude Gold Corp FTCO 1 entry 2026-03-03 Going concern
- Fortrea Holdings Inc. FTRE 5 entries 2026-02-26 – 2026-09-10 Material weaknessFinance chief departureAccounting standard newly cited
- FORTRESS CREDIT REALTY INCOME TRUST 2 entries 2026-10-29 SEC comment letter
- Fortune Brands Innovations, Inc. FBIN 2 entries 2026-03-16 – 2026-09-29 SEC comment letterFinance chief departure
- FORWARD AIR CORP FWRD 4 entries 2026-02-11 SEC comment letter
- FOSTER L B CO FSTR 1 entry 2026-03-05 Material weakness
- Four Seasons Education (Cayman) Inc. FEDU 1 entry 2026-06-17 Material weakness
- FOX FACTORY HOLDING CORP FOXF 2 entries 2026-07-22 SEC comment letter
- FOXO TECHNOLOGIES INC. FOXO 2 entries 2026-03-24 – 2026-03-31 Finance chief departureLate filing
- Foxx Development Holdings Inc. FOXX 1 entry 2026-05-18 Late filing
- FRACTYL HEALTH, INC. GUTS 1 entry 2026-01-06 Finance chief departure
- Franklin BSP Capital Corp FRBP 2 entries 2026-05-08 – 2026-07-30 Finance chief departure
- Franklin Crypto Trust EZPZ 1 entry 2026-05-08 Finance chief departure
- Franklin Ethereum Trust EZET 1 entry 2026-05-08 Finance chief departure
- Franklin Solana Trust SOEZ 1 entry 2026-05-08 Finance chief departure
- FRANKLIN STREET PROPERTIES CORP /MA/ FSP 1 entry 2026-04-28 Going concern
- Franklin Templeton Digital Holdings Trust EZBC 1 entry 2026-05-08 Finance chief departure
- Franklin Templeton Holdings Trust FGDL 1 entry 2026-05-08 Finance chief departure
- Franklin XRP Trust XRPZ 1 entry 2026-05-08 Finance chief departure
- Free Flow USA, Inc. 1 entry 2026-08-11 Auditor change
- Freedom Holding Corp. FRHC 2 entries 2026-06-29 – 2026-11-09 Finance chief departureLate filing
- Freenome, Inc. FRNM 2 entries 2026-03-12 – 2026-07-24 Auditor changeGoing concern
- Freight Technologies, Inc. FRGT 1 entry 2026-04-30 Late filing
- FREQUENCY ELECTRONICS INC FEIM 3 entries 2026-07-17 – 2026-11-05 Material weaknessFinance chief departure
- Freshpet, Inc. FRPT 1 entry 2026-02-04 Finance chief departure
- FRONTERA GROUP INC. 1 entry 2026-02-25 Finance chief departure
- Frontier Group Holdings, Inc. ULCC 2 entries 2026-02-09 – 2026-09-29 SEC comment letterFinance chief departure
- Frontier Nuclear & Minerals Inc. FNUC 1 entry 2026-10-30 Late filing
- FrontView REIT, Inc. FVR 1 entry 2026-02-25 Material weakness
- FRP HOLDINGS, INC. FRPH 2 entries 2026-03-31 – 2026-05-15 Auditor changeLate filing
- FTAI Aviation Ltd. FTAI 2 entries 2026-02-27 – 2026-03-06 Finance chief departureAccounting standard newly cited
- FTAI Infrastructure Inc. FIP 2 entries 2026-03-03 – 2026-04-17 Auditor changeLate filing
- FTI CONSULTING, INC FCN 2 entries 2026-07-02 SEC comment letter
- Fulcrum Therapeutics, Inc. FULC 2 entries 2026-04-27 – 2026-06-11 Finance chief departure
- FULTON FINANCIAL CORP FULT 1 entry 2026-07-21 Finance chief departure
- Functional Brands Inc. MEHA 2 entries 2026-05-20 – 2026-05-22 Finance chief departure
- Fusemachines Inc. FUSE 2 entries 2026-08-07 – 2026-09-04 Finance chief departure
- Fusion Fuel Green PLC HTOO 1 entry 2026-04-30 Late filing
- Future FinTech Group Inc. FTFT 2 entries 2026-03-18 – 2026-07-09 Auditor changeAccounting standard newly cited
- FutureTech II Acquisition Corp. 6 entries 2026-01-16 – 2026-08-17 RestatementAuditor changeLate filing
- Fyntechnical Innovations Inc FYNN 1 entry 2026-03-31 Late filing
- GAIA, INC GAIA 1 entry 2026-03-06 Material weakness
- Gain Therapeutics, Inc. GANX 1 entry 2026-09-28 Finance chief departure
- Galaxy Digital Inc. GLXY 2 entries 2026-08-05 – 2026-09-23 Finance chief departure
- GALECTIN THERAPEUTICS INC GALT 2 entries 2026-03-31 Material weaknessGoing concern
- Galera Therapeutics, Inc. GRTX 1 entry 2026-03-19 Going concern
- Game Your Game Inc. GYGY 1 entry 2026-10-26 Finance chief departure
- GameSquare Holdings, Inc. GAME 2 entries 2026-03-31 – 2026-04-08 Going concernLate filing
- Gaucho Group Holdings, Inc. 6 entries 2026-03-31 – 2026-09-16 Auditor changeLate filing
- Gauzy Ltd. GAUZ 1 entry 2026-04-30 Late filing
- GBT Technologies Inc. GTCH 3 entries 2026-01-26 – 2026-08-17 Auditor changeLate filing
- GCL Global Holdings Ltd GCL 1 entry 2026-04-09 Material weakness
- GD Culture Group Ltd GDC 2 entries 2026-01-29 – 2026-03-27 Auditor changeGoing concern
- GE HealthCare Technologies Inc. GEHC 1 entry 2026-07-23 Finance chief departure
- Gelteq Ltd GELS 1 entry 2026-11-02 Late filing
- GEN Restaurant Group, Inc. GENK 1 entry 2026-06-03 Finance chief departure
- GENCOR INDUSTRIES INC GENC 2 entries 2026-01-28 – 2026-05-12 Auditor changeLate filing
- GeneDx Holdings Corp. WGS 1 entry 2026-02-23 Material weakness
- GENELUX Corp GNLX 1 entry 2026-03-19 Going concern
- Genenta Science S.p.A. GNTA 1 entry 2026-04-01 Going concern
- General Motors Co GM 3 entries 2026-06-11 – 2026-10-29 SEC comment letterFinance chief departure
- Generation Bio Co. 1 entry 2026-02-09 Finance chief departure
- GENERATION INCOME PROPERTIES, INC. GIPR 5 entries 2026-04-01 – 2026-08-17 Material weaknessGoing concernAccounting standard newly citedLate filing
- GENESCO INC GCO 2 entries 2026-05-05 – 2026-06-29 Finance chief departure
- GenFlat Holdings, Inc. GFLT 1 entry 2026-05-15 Late filing
- Genie Energy Ltd. GNE 4 entries 2026-03-12 – 2026-05-12 RestatementMaterial weaknessLate filing
- Genius Sports Ltd GENI 1 entry 2026-03-17 Accounting standard newly cited
- GENOIL INC GNOLF 1 entry 2026-04-30 Late filing
- Genpact LTD G 2 entries 2026-09-08 – 2026-09-18 Finance chief departure
- GENWORTH FINANCIAL INC GNW 3 entries 2026-02-27 – 2026-11-09 Material weaknessFinance chief departure
- GeoPark Ltd GPRK 1 entry 2026-03-31 Material weakness
- GEORGE RISK INDUSTRIES, INC. RSKIA 1 entry 2026-07-29 Late filing
- GEOSPACE TECHNOLOGIES CORP GEOS 1 entry 2026-02-09 Late filing
- GeoVax Labs, Inc. GOVX 2 entries 2026-03-31 – 2026-04-15 Going concernLate filing
- Getaround, Inc 1 entry 2026-09-01 Finance chief departure
- Getty Images Holdings, Inc. GETYQ 4 entries 2026-02-04 – 2026-11-09 SEC comment letterGoing concernLate filing
- Gevo, Inc. GEVO 1 entry 2026-03-05 Accounting standard newly cited
- GHST World Inc. GHST 1 entry 2026-09-28 Late filing
- GIBO HOLDINGS Ltd GIBO 1 entry 2026-04-30 Late filing
- GIBRALTAR INDUSTRIES, INC. ROCK 1 entry 2026-11-05 Finance chief departure
- GIFTIFY, INC. GIFT 1 entry 2026-03-18 Going concern
- GigaCloud Technology Inc 1 entry 2026-03-03 Auditor change
- Gitlab Inc. GTLB 2 entries 2026-03-17 – 2026-09-01 Material weaknessFinance chief departure
- GIVBUX, INC. GBUX 2 entries 2026-03-30 – 2026-08-14 Late filing
- GLACIER BANCORP, INC. GBCI 1 entry 2026-02-09 Finance chief departure
- Global AI, Inc. GLAI 2 entries 2026-03-26 – 2026-03-31 Auditor changeLate filing
- Global Asset Management Group, Inc. GAMG 3 entries 2026-03-30 – 2026-08-14 Late filing
- Global Business Travel Group, Inc. GBTG 1 entry 2026-03-09 Material weakness
- Global Gas Corp HGAS 5 entries 2026-04-01 – 2026-07-22 SEC comment letterLate filing
- Global Industry Products, Corp. 2 entries 2026-03-31 – 2026-05-15 Late filing
- Global Innovative Platforms Inc. GIPL 1 entry 2026-05-18 Late filing
- Global Interactive Technologies, Inc. GITS 5 entries 2026-03-19 – 2026-08-17 Finance chief departureLate filing
- GLOBAL PAYMENTS INC GPN 1 entry 2026-01-14 Finance chief departure
- GLOBAL TECH INDUSTRIES GROUP, INC. 1 entry 2026-04-17 Auditor change
- GLOBAL TECHNOLOGIES LTD GTLL 5 entries 2026-01-06 – 2026-09-29 Auditor changeLate filing
- GlobalTech Corp 2 entries 2026-01-12 – 2026-10-02 RestatementAuditor change
- Globaltek Ventures, Inc. ATVK 5 entries 2026-03-31 – 2026-10-19 RestatementAuditor changeGoing concernLate filing
- Globavend Holdings Ltd GVH 1 entry 2026-01-28 Late filing
- GMTech Inc. GMTH 2 entries 2026-01-29 – 2026-03-06 Revenue recognition changeLate filing
- GNMA & US Government Target Maturity Fund for Puerto Rico Re 1 entry 2026-06-26 SEC comment letter
- Go Go Buyers, Inc. 2 entries 2026-03-31 – 2026-05-15 Late filing
- GoHealth, Inc. 2 entries 2026-05-18 Going concernLate filing
- Gold.com, Inc. GOLD 2 entries 2026-09-18 Auditor changeFinance chief departure
- Golden Minerals Co AUMN 1 entry 2026-04-01 Late filing
- Golden Sun Technology Group Ltd. GSUN 1 entry 2026-02-03 Late filing
- GOLDENWELL BIOTECH, INC. GWLL 4 entries 2026-03-31 – 2026-09-29 RestatementAuditor changeLate filing
- Golkor Inc. GKOR 3 entries 2026-02-27 – 2026-04-15 Auditor changeLate filing
- GOOD GAMING, INC. GMER 1 entry 2026-04-01 Late filing
- GoodRx Holdings, Inc. GDRX 4 entries 2026-03-18 – 2026-11-10 RestatementAuditor changeFinance chief departureLate filing
- GOODYEAR TIRE & RUBBER CO /OH/ GT 4 entries 2026-01-27 – 2026-10-01 SEC comment letterFinance chief departure
- Goosehead Insurance, Inc. GSHD 2 entries 2026-11-09 RestatementLate filing
- GoPro, Inc. GPRO 4 entries 2026-10-16 – 2026-11-10 RestatementMaterial weaknessGoing concernLate filing
- GORMAN RUPP CO GRC 1 entry 2026-07-24 Finance chief departure
- Gossamer Bio, Inc. GOSS 1 entry 2026-03-17 Going concern
- GPO Plus, Inc. GPOX 2 entries 2026-07-30 – 2026-09-15 Late filing
- GPODS, INC. 1 entry 2026-06-29 Late filing
- GrabAGun Digital Holdings Inc. PEW 2 entries 2026-08-13 – 2026-09-03 Finance chief departure
- GRACO INC GGG 1 entry 2026-03-02 Finance chief departure
- GRAN TIERRA ENERGY INC. GTE 4 entries 2026-01-13 SEC comment letter
- Granite Ridge Resources, Inc. GRNT 1 entry 2026-03-06 Material weakness
- GraniteShares Gold Trust BAR 1 entry 2026-05-14 Finance chief departure
- GraniteShares Platinum Trust PLTM 1 entry 2026-05-14 Finance chief departure
- Graphene & Solar Technologies Ltd GSTX 2 entries 2026-04-23 – 2026-09-25 SEC comment letterFinance chief departure
- GRAPHIC PACKAGING HOLDING CO GPK 1 entry 2026-03-02 Material weakness
- GRAY MEDIA, INC GTN 1 entry 2026-02-26 Accounting standard newly cited
- Grayscale Avalanche Staking ETF GAVA 1 entry 2026-07-02 Finance chief departure
- Grayscale Bitcoin Cash Trust (BCH) BCHG 1 entry 2026-07-02 Finance chief departure
- Grayscale Bitcoin Mini Trust ETF BTC 1 entry 2026-07-02 Finance chief departure
- Grayscale Bitcoin Trust ETF GBTC 1 entry 2026-07-02 Finance chief departure
- Grayscale Bittensor Trust (TAO) GTAO 1 entry 2026-07-02 Finance chief departure
- Grayscale Chainlink Trust ETF GLNK 1 entry 2026-07-02 Finance chief departure
- Grayscale CoinDesk Crypto 5 ETF GDLC 1 entry 2026-07-02 Finance chief departure
- Grayscale Dogecoin Trust ETF GDOG 1 entry 2026-07-02 Finance chief departure
- Grayscale Ethereum Classic Trust (ETC) ETCG 1 entry 2026-07-02 Finance chief departure
- Grayscale Ethereum Staking ETF ETHE 1 entry 2026-07-02 Finance chief departure
- Grayscale Ethereum Staking Mini ETF ETH 1 entry 2026-07-02 Finance chief departure
- Grayscale Horizen Trust (ZEN) HZEN 1 entry 2026-07-02 Finance chief departure
- Grayscale Hyperliquid Staking ETF HYPG 1 entry 2026-07-02 Finance chief departure
- Grayscale Solana Staking ETF GSOL 1 entry 2026-07-02 Finance chief departure
- Grayscale Stellar Lumens Trust (XLM) GXLM 1 entry 2026-07-02 Finance chief departure
- Grayscale Sui Staking ETF GSUI 1 entry 2026-07-02 Finance chief departure
- Grayscale XRP Trust ETF GXRP 1 entry 2026-07-02 Finance chief departure
- Grayscale Zcash Trust (ZEC) ZCSH 1 entry 2026-07-02 Finance chief departure
- Green Brick Partners, Inc. 1 entry 2026-04-29 Restatement
- Green Circle Decarbonize Technology Ltd GCDT 1 entry 2026-07-31 Late filing
- Green Plains Inc. GPRE 1 entry 2026-01-05 Finance chief departure
- Greenland Energy Co GLND 2 entries 2026-03-27 Auditor changeFinance chief departure
- Greenland Mines Ltd GRML 6 entries 2026-04-01 – 2026-08-14 Auditor changeAccounting standard newly citedLate filing
- GREENLIT VENTURES INC. GLVT 2 entries 2026-04-01 – 2026-05-15 Late filing
- GREENPOWER MOTOR Co INC. GP 1 entry 2026-08-03 Late filing
- Greenwave Technology Solutions, Inc. GWAV 5 entries 2026-02-10 – 2026-08-14 Finance chief departureGoing concernLate filing
- GREENWAY TECHNOLOGIES, INC. & SUBSIDIARIES GWTI 3 entries 2026-03-27 – 2026-05-15 Auditor changeLate filing
- Greenwich LifeSciences, Inc. GLSI 1 entry 2026-03-31 Late filing
- GREYSTONE LOGISTICS, INC. GLGI 3 entries 2026-01-14 – 2026-10-15 Going concern
- GridAI Technologies Corp. GRDX 6 entries 2026-03-31 – 2026-08-21 Material weaknessGoing concernLate filing
- Grocery Outlet Holding Corp. GO 2 entries 2026-03-04 – 2026-06-09 Material weaknessFinance chief departure
- GROOVE BOTANICALS INC. GRVE 2 entries 2026-02-17 – 2026-05-22 Auditor changeLate filing
- GROOVY COMPANY, INC. 2 entries 2026-05-28 Auditor change
- Groupon, Inc. GRPN 1 entry 2026-03-10 Material weakness
- Grove Collaborative Holdings, Inc. GROV 1 entry 2026-10-02 Finance chief departure
- GrowHub Ltd TGHL 1 entry 2026-04-29 Late filing
- Grown Rogue International Inc. GRUSF 1 entry 2026-03-30 Late filing
- GRUPO SIMEC, S.A.B. de C.V. SIM 5 entries 2026-03-26 – 2026-05-01 SEC comment letterLate filing
- GRUPO TMM SAB 1 entry 2026-04-30 Late filing
- GSI TECHNOLOGY INC GSIT 2 entries 2026-06-05 Material weaknessRevenue recognition change
- GT Biopharma, Inc. GTBP 2 entries 2026-03-02 RestatementGoing concern
- Guardian Pharmacy Services, Inc. GRDN 2 entries 2026-03-11 – 2026-06-22 Finance chief departureAccounting standard newly cited
- Guerrilla RF, Inc. GUER 2 entries 2026-03-26 Material weaknessGoing concern
- GUIDED THERAPEUTICS INC GTHP 1 entry 2026-03-31 Accounting standard newly cited
- Guidewire Software, Inc. GWRE 1 entry 2026-09-03 Finance chief departure
- GULF ISLAND FABRICATION INC 1 entry 2026-01-16 Finance chief departure
- GULF RESOURCES, INC. GURE 6 entries 2026-03-30 – 2026-11-12 RestatementMaterial weaknessLate filing
- GULFSLOPE ENERGY, INC. 4 entries 2026-01-08 – 2026-08-14 Late filing
- GUOCHUN INTERNATIONAL INC. GCGJ 2 entries 2026-03-26 – 2026-03-31 RestatementLate filing
- Guru App Factory Corp GAFC 3 entries 2026-01-13 – 2026-10-30 Revenue recognition changeLate filing
- GXO Logistics, Inc. GXO 1 entry 2026-01-29 Finance chief departure
- GYRE THERAPEUTICS, INC. GYRE 1 entry 2026-05-04 Finance chief departure
- Hadron Energy, Inc. HDRN 2 entries 2026-03-06 – 2026-06-01 Auditor changeGoing concern
- Hafnia Ltd HAFN 1 entry 2026-04-17 Material weakness
- HAIN CELESTIAL GROUP INC HAIN 4 entries 2026-02-09 – 2026-09-28 Material weaknessFinance chief departureGoing concern
- Hall Chadwick Acquisition Corp HCAC 1 entry 2026-08-19 Going concern
- HALOZYME THERAPEUTICS, INC. HALO 1 entry 2026-03-12 Finance chief departure
- Hamco Ventures Ltd HAMVF 1 entry 2026-10-28 Going concern
- HAMMER FIBER OPTICS HOLDINGS CORP HMMR 6 entries 2026-09-16 SEC comment letter
- HANOVER INSURANCE GROUP, INC. THG 1 entry 2026-05-13 Finance chief departure
- Haoxi Health Technology Ltd HAO 1 entry 2026-09-30 Revenue recognition change
- HARBOR DIVERSIFIED, INC. 6 entries 2026-04-01 – 2026-08-13 Accounting standard newly citedLate filing
- HARMONIC INC. HLIT 1 entry 2026-08-12 Late filing
- Harmony Biosciences Holdings, Inc. HRMY 2 entries 2026-04-14 – 2026-07-16 Finance chief departure
- Harrison Global Holdings Inc. BLMZF 1 entry 2026-01-30 Late filing
- HARROW, INC. HROW 1 entry 2026-03-02 Going concern
- Hartford Creative Group, Inc. HFUS 2 entries 2026-10-28 – 2026-11-12 Revenue recognition changeLate filing
- Hartman vREIT XXI, Inc. 1 entry 2026-11-03 Going concern
- HARVARD BIOSCIENCE INC HBIO 1 entry 2026-05-12 Going concern
- HASBRO, INC. HAS 3 entries 2026-01-13 – 2026-05-11 SEC comment letterLate filing
- Hashdex Commodities Trust 1 entry 2026-04-08 Auditor change
- Hawkeye Systems, Inc. HWKE 3 entries 2026-02-19 – 2026-06-23 Auditor changeFinance chief departureLate filing
- HAWKINS INC HWKN 1 entry 2026-05-19 SEC comment letter
- HCW Biologics Inc. 1 entry 2026-08-14 Restatement
- Healthcare Realty Trust Inc HR 2 entries 2026-01-07 – 2026-02-23 Auditor changeFinance chief departure
- Healthcare Triangle, Inc. HCTI 1 entry 2026-03-31 Late filing
- HEALTHEQUITY, INC. HQY 2 entries 2026-08-27 SEC comment letter
- Healthier Choices Management Corp. HCMC 1 entry 2026-08-17 Late filing
- HealthLynked Corp HLYK 1 entry 2026-07-16 Finance chief departure
- HEALTHY CHOICE WELLNESS CORP. HCWC 2 entries 2026-03-16 – 2026-09-17 Auditor changeGoing concern
- HEALTHY EXTRACTS INC. HYEX 1 entry 2026-04-01 Late filing
- Helio Corp /FL/ HLEO 3 entries 2026-01-30 – 2026-03-17 Auditor changeLate filing
- Helmerich & Payne, Inc. HP 1 entry 2026-03-16 Finance chief departure
- Helport AI Ltd HPAI 1 entry 2026-11-03 Late filing
- Hennessy Capital Investment Corp. VII HVII 1 entry 2026-03-06 Going concern
- HENRY SCHEIN INC HSIC 1 entry 2026-02-24 Accounting standard newly cited
- Hepion Pharmaceuticals, Inc. 1 entry 2026-09-28 Auditor change
- HERBALIFE LTD. HLF 1 entry 2026-08-05 Finance chief departure
- HERON THERAPEUTICS, INC. /DE/ HRTX 1 entry 2026-11-09 Going concern
- HERSHEY CO HSY 1 entry 2026-09-02 Finance chief departure
- Hesai Group HSAI 1 entry 2026-04-24 Material weakness
- Hestia Insight Inc. HSTA 4 entries 2026-04-14 – 2026-10-26 Accounting standard newly citedLate filing
- Hi-Great Group Holding Co HIGR 2 entries 2026-04-13 – 2026-08-18 Late filing
- High Roller Technologies, Inc. 1 entry 2026-10-16 Restatement
- HIGH WIRE NETWORKS, INC. HWNI 3 entries 2026-03-31 – 2026-07-15 RestatementLate filing
- HILLS BANCORPORATION HBIA 3 entries 2026-01-09 – 2026-04-06 Auditor changeLate filing
- Hims & Hers Health, Inc. HIMS 2 entries 2026-07-17 – 2026-10-07 Finance chief departure
- HireQuest, Inc. HQI 1 entry 2026-03-31 Material weakness
- HiTek Global Inc. HKIT 1 entry 2026-04-24 Revenue recognition change
- HNO International, Inc. HNOI 6 entries 2026-01-29 – 2026-09-14 Auditor changeGoing concernLate filing
- Hold Me Ltd 1 entry 2026-04-29 Late filing
- Holistic Asset Finance Group Co., Ltd. HAFG 1 entry 2026-03-27 Accounting standard newly cited
- Holley Inc. HLLY 1 entry 2026-03-16 Material weakness
- Honeywell Aerospace Inc. HONA 1 entry 2026-06-29 Finance chief departure
- HONG YUAN HOLDING GROUP HGYN 5 entries 2026-01-09 – 2026-08-14 Finance chief departureLate filing
- Hongchang International Co., Ltd HCIL 2 entries 2026-06-30 – 2026-08-13 Late filing
- Hongli Group Inc. HLP 1 entry 2026-04-30 Late filing
- HOOPS SCOUTING USA HSCT 2 entries 2026-09-29 – 2026-10-23 Accounting standard newly citedLate filing
- Horizon Quantum Holdings Ltd. HQ 1 entry 2026-04-14 Going concern
- Horizon Technology Finance Corp 1 entry 2026-05-14 Auditor change
- HORNBECK OFFSHORE SERVICES, INC. HOS 2 entries 2026-09-02 – 2026-11-09 Auditor changeAccounting standard newly cited
- Hoth Therapeutics, Inc. RKTO 2 entries 2026-03-27 Material weaknessGoing concern
- HOULIHAN LOKEY, INC. HLI 2 entries 2026-05-14 SEC comment letter
- Howard Hughes Holdings Inc. HHH 1 entry 2026-10-23 Finance chief departure
- Hoyne Bancorp, Inc. 1 entry 2026-06-24 Auditor change
- Huachen AI Parking Management Technology Holding Co., Ltd HCAI 1 entry 2026-04-30 Late filing
- Hub Cyber Security Ltd. HUBC 2 entries 2026-04-30 – 2026-07-17 Going concernLate filing
- Hub Group, Inc. HUBG 9 entries 2026-02-05 – 2026-11-10 RestatementFinance chief departureLate filing
- Hubilu Venture Corp HBUV 3 entries 2026-03-30 – 2026-05-26 Revenue recognition changeLate filing
- HUBSPOT INC HUBS 1 entry 2026-11-12 Finance chief departure
- Hughes Satellite Systems Corp 1 entry 2026-03-31 Going concern
- HUGOTON ROYALTY TRUST HGTXU 3 entries 2026-04-17 – 2026-08-14 Auditor changeLate filing
- Humacyte, Inc. HUMA 1 entry 2026-03-27 Going concern
- HUMITECH INTERNATIONAL GROUP INC HTHL 1 entry 2026-03-31 Late filing
- HUNTINGTON BANCSHARES INC /MD/ HBAN 1 entry 2026-02-13 Accounting standard newly cited
- HWH International Inc. HWH 1 entry 2026-03-26 Accounting standard newly cited
- HYCROFT MINING HOLDING CORP HYMC 1 entry 2026-03-03 Going concern
- HYDROFARM HOLDINGS GROUP, INC. HYFM 2 entries 2026-03-27 – 2026-04-20 Auditor changeGoing concern
- Hyperfine, Inc. HYPR 1 entry 2026-03-18 Going concern
- HYPERION DEFI, INC. HYPD 1 entry 2026-03-30 Going concern
- Hyperscale Data, Inc. GPUS 6 entries 2026-03-31 – 2026-08-19 Going concernAccounting standard newly citedLate filing
- Hypha Labs, Inc. 1 entry 2026-01-30 Auditor change
- i-80 Gold Corp. IAUX 1 entry 2026-02-19 Going concern
- iANTHUS CAPITAL HOLDINGS, INC. ITHUF 2 entries 2026-05-05 – 2026-11-12 Auditor changeFinance chief departure
- iBio, Inc. IBIO 1 entry 2026-08-28 Material weakness
- Ibotta, Inc. IBTA 2 entries 2026-02-26 – 2026-05-22 Material weaknessFinance chief departure
- ICON PLC ICLR 2 entries 2026-05-01 – 2026-05-27 Material weaknessLate filing
- Idaho Copper Corp COPR 1 entry 2026-08-05 Finance chief departure
- Idaho Strategic Resources, Inc. 1 entry 2026-06-08 Auditor change
- Ideal Power Inc. IPWR 1 entry 2026-03-27 Going concern
- IGTA Merger Sub Ltd 2 entries 2026-03-31 – 2026-05-15 Late filing
- IIOT-OXYS, Inc. ITOX 2 entries 2026-03-31 – 2026-05-15 Late filing
- IMA Tech IMAA 2 entries 2026-03-03 – 2026-03-17 Auditor changeLate filing
- ImageneBio, Inc. IMA 3 entries 2026-03-10 – 2026-06-26 Material weaknessFinance chief departure
- IMMERSION CORP IMMR 1 entry 2026-03-18 Late filing
- IMMUNIC, INC. IMUX 1 entry 2026-02-26 Going concern
- Immuron Ltd IMRN 1 entry 2026-09-24 Material weakness
- IMPACT BIOMEDICAL INC. IBO 2 entries 2026-03-11 – 2026-05-12 Accounting standard newly citedRevenue recognition change
- Imunon, Inc. IMNN 3 entries 2026-01-07 – 2026-06-30 SEC comment letterFinance chief departure
- IN8BIO, INC. INAB 1 entry 2026-03-12 Going concern
- Indaptus Therapeutics, Inc. INDP 1 entry 2026-04-03 Finance chief departure
- Independence Power Holdings, Inc. ITXP 5 entries 2026-01-07 – 2026-07-28 Auditor changeFinance chief departure
- INDEPENDENT BANK CORP /MI/ IBCP 1 entry 2026-11-04 Accounting standard newly cited
- indie Semiconductor, Inc. INDI 6 entries 2026-02-27 – 2026-08-11 SEC comment letterMaterial weakness
- Indivior Pharmaceuticals, Inc. INDV 1 entry 2026-11-02 Finance chief departure
- Industrial Logistics Properties Trust ILPT 1 entry 2026-09-21 Finance chief departure
- INFINITE GROUP INC 2 entries 2026-03-31 – 2026-05-15 Late filing
- INFINITY NATURAL RESOURCES, INC. INR 1 entry 2026-08-10 Finance chief departure
- InflaRx N.V. IFRX 1 entry 2026-03-20 Going concern
- Infleqtion, Inc. INFQ 4 entries 2026-02-17 – 2026-08-17 Auditor changeFinance chief departureLate filing
- InfuSystem Holdings, Inc 1 entry 2026-03-19 Auditor change
- Ingredion Inc INGR 4 entries 2026-01-27 – 2026-08-20 Finance chief departureAccounting standard newly cited
- Inhibikase Therapeutics, Inc. 1 entry 2026-08-26 Auditor change
- Inhibitor Therapeutics, Inc. INTI 1 entry 2026-03-26 Going concern
- INLIF Ltd INLF 1 entry 2026-03-06 Accounting standard newly cited
- InMed Pharmaceuticals Inc. INM 2 entries 2026-09-09 – 2026-11-10 Finance chief departureGoing concern
- Innate Pharma SA IPHA 1 entry 2026-04-01 Going concern
- INNEOVA Holdings Ltd INEO 1 entry 2026-04-30 Late filing
- INNO HOLDINGS INC. INHD 4 entries 2026-08-14 – 2026-10-22 SEC comment letterFinance chief departureLate filing
- InnovAge Holding Corp. INNV 1 entry 2026-09-09 Revenue recognition change
- INNOVATE Corp. VATE 1 entry 2026-03-26 Accounting standard newly cited
- Innovation Beverage Group Ltd IBG 2 entries 2026-04-30 – 2026-09-17 Going concernLate filing
- INNOVATIVE FOOD HOLDINGS INC IVFH 2 entries 2026-03-31 – 2026-05-15 Material weaknessLate filing
- INNOVATIVE INDUSTRIAL PROPERTIES INC IIPR 1 entry 2026-02-24 Going concern
- Innovex International, Inc. INVX 1 entry 2026-02-24 Material weakness
- Innoviva, Inc. INVA 1 entry 2026-02-25 Accounting standard newly cited
- Innoviz Technologies Ltd. INVZ 1 entry 2026-03-04 Accounting standard newly cited
- INNSUITES HOSPITALITY TRUST IHT 3 entries 2026-05-01 – 2026-07-10 Auditor changeLate filing
- Inogen Inc INGN 1 entry 2026-03-30 Finance chief departure
- Inspire Medical Systems, Inc. INSP 1 entry 2026-01-12 Finance chief departure
- INSPIRE VETERINARY PARTNERS, INC. IVPR 1 entry 2026-03-31 Late filing
- Inspired Entertainment, Inc. INSE 1 entry 2026-05-18 Finance chief departure
- Instil Bio, Inc. TIL 2 entries 2026-03-27 – 2026-04-03 Auditor changeGoing concern
- INSULET CORP PODD 4 entries 2026-02-18 – 2026-09-23 SEC comment letterMaterial weaknessAuditor changeAccounting standard newly cited
- INTEGRAL TECHNOLOGIES INC 1 entry 2026-09-28 Late filing
- INTEGRATED RAIL & RESOURCES INC. 3 entries 2026-03-31 – 2026-07-24 Auditor changeFinance chief departureLate filing
- Integrated Wellness Acquisition Corp 2 entries 2026-04-01 – 2026-08-14 Late filing
- INTEL CORP INTC 2 entries 2026-01-23 – 2026-04-24 Finance chief departureAccounting standard newly cited
- Intelligent Group Ltd INTJ 1 entry 2026-03-31 Accounting standard newly cited
- Intelligent Hotel Group Ltd. ZHJD 2 entries 2026-03-31 – 2026-05-14 Late filing
- INTELLIGENT PROTECTION MANAGEMENT CORP. IPM 1 entry 2026-03-17 Material weakness
- Interactive Strength, Inc. TRNR 4 entries 2026-03-31 – 2026-07-01 Auditor changeGoing concernAccounting standard newly citedLate filing
- Intercont (Cayman) Ltd NCT 1 entry 2026-10-30 Going concern
- Intercure Ltd. INCR 2 entries 2026-01-16 SEC comment letter
- INTERGROUP CORP INTG 5 entries 2026-02-12 – 2026-09-28 Material weaknessAuditor changeGoing concernRevenue recognition change
- INTERNATIONAL BATTERY METALS LTD. 1 entry 2026-06-30 Auditor change
- International Land Alliance Inc. ILAL 2 entries 2026-04-01 – 2026-04-27 Going concernLate filing
- INTERNATIONAL PAPER CO /NEW/ IP 1 entry 2026-02-27 Material weakness
- INTERNATIONAL TOWER HILL MINES LTD THM 1 entry 2026-03-11 Going concern
- INTERPARFUMS INC IPAR 2 entries 2026-03-03 – 2026-05-13 Auditor changeLate filing
- Intrepid Potash, Inc. IPI 1 entry 2026-03-16 Finance chief departure
- INTRUSION INC INTZ 1 entry 2026-03-25 Going concern
- Inuvo, Inc. INUV 2 entries 2026-03-05 – 2026-08-11 Finance chief departureAccounting standard newly cited
- Invech Holdings, Inc. IVHI 1 entry 2026-09-15 Finance chief departure
- Investar Holding Corp 1 entry 2026-06-22 Auditor change
- INVESTORS TITLE CO ITIC 1 entry 2026-03-16 Accounting standard newly cited
- INVO Fertility, Inc. IVF 5 entries 2026-01-06 – 2026-06-02 RestatementFinance chief departureGoing concernLate filing
- IO Biotech, Inc. IOBTQ 1 entry 2026-03-31 Finance chief departure
- IP STRATEGY HOLDINGS, INC. IPST 3 entries 2026-04-01 – 2026-08-17 Late filing
- IPALCO ENTERPRISES, INC. 1 entry 2026-07-27 Auditor change
- IPERIONX Ltd IPX 1 entry 2026-09-29 Going concern
- iPower Inc. IPW 5 entries 2026-02-17 – 2026-10-02 Going concernAccounting standard newly citedLate filing
- iQSTEL Inc IQST 4 entries 2026-03-31 – 2026-08-14 Revenue recognition changeLate filing
- IRADIMED CORP IRMD 2 entries 2026-01-22 SEC comment letter
- iRhythm Holdings, Inc. IRTC 2 entries 2026-02-19 – 2026-04-01 Material weaknessAuditor change
- IRIDEX CORP IRIX 1 entry 2026-04-02 Going concern
- Iridium Communications Inc. IRDM 1 entry 2026-02-27 Finance chief departure
- Iron Horse Acquisition II Corp. IRHO 1 entry 2026-07-13 Going concern
- IRONWOOD PHARMACEUTICALS INC IRWD 3 entries 2026-02-26 – 2026-05-21 Material weaknessFinance chief departure
- iSpecimen Inc. ISPC 2 entries 2026-03-31 – 2026-05-18 Late filing
- IT TECH PACKAGING, INC. ITP 8 entries 2026-03-31 – 2026-11-10 Auditor changeLate filing
- Iterum Therapeutics plc ITRMF 1 entry 2026-03-27 Finance chief departure
- iTonic Holdings Ltd ITOC 3 entries 2026-03-30 – 2026-04-02 Going concernAccounting standard newly cited
- Ivanhoe Electric Inc. IE 1 entry 2026-02-23 Accounting standard newly cited
- IWAC Holding Co Inc. 2 entries 2026-03-31 – 2026-08-17 Late filing
- IX Acquisition Corp. IXAQF 3 entries 2026-04-01 – 2026-08-24 Late filing
- J-Long Group Ltd JL 2 entries 2026-07-28 Accounting standard newly citedRevenue recognition change
- J.Jill, Inc. JILL 1 entry 2026-04-17 Finance chief departure
- JABIL INC JBL 1 entry 2026-10-23 Accounting standard newly cited
- Jaguar Health, Inc. JAGX 5 entries 2026-04-01 – 2026-08-14 Going concernLate filing
- Jaguar Uranium Corp. 1 entry 2026-06-26 Auditor change
- JANEL CORP 1 entry 2026-01-05 Auditor change
- Jasper Therapeutics, Inc. JSPR 1 entry 2026-09-28 Finance chief departure
- JBG SMITH Properties JBGS 2 entries 2026-05-07 SEC comment letter
- JBT MAREL Corp JBTM 1 entry 2026-03-02 Material weakness
- JE Cleantech Holdings Ltd JCSE 1 entry 2026-04-30 Late filing
- JELD-WEN Holding, Inc. JELD 1 entry 2026-10-19 Finance chief departure
- Jerash Holdings (US), Inc. JRSH 1 entry 2026-06-18 Material weakness
- JETBLUE AIRWAYS CORP JBLU 2 entries 2026-05-22 SEC comment letter
- Jianpu Technology Inc. AIJTY 1 entry 2026-04-24 Material weakness
- Jin Medical International Ltd. ZJYL 1 entry 2026-01-30 Late filing
- Jingbo Technology, Inc. SVMB 1 entry 2026-05-29 Late filing
- Jiuzi Holdings, Inc. JZXN 1 entry 2026-02-24 Going concern
- JM Group Ltd 1 entry 2026-01-30 Late filing
- Joby Aviation, Inc. 1 entry 2026-03-06 Auditor change
- JOCOM HOLDINGS CORP. 4 entries 2026-03-31 – 2026-08-10 Finance chief departureRevenue recognition changeLate filing
- John Hancock Comvest Private Income Fund 1 entry 2026-11-09 Finance chief departure
- Johnson Controls International plc JCI 2 entries 2026-09-23 SEC comment letter
- JONES SODA CO. JSDA 3 entries 2026-03-31 – 2026-05-22 Going concernAccounting standard newly cited
- Jubilant Flame International, Ltd 1 entry 2026-04-10 Auditor change
- Julong Holding Ltd JLHL 1 entry 2026-01-30 Late filing
- Jumia Technologies AG JMIA 1 entry 2026-02-24 Material weakness
- JUPITER NEUROSCIENCES, INC. JUNS 2 entries 2026-04-01 Material weaknessLate filing
- Jushi Holdings Inc. JUSH 1 entry 2026-05-12 Going concern
- JX Luxventure Group Inc. JXG 1 entry 2026-04-30 Late filing
- Jyong Biotech Ltd. MENS 1 entry 2026-04-29 Late filing
- K Wave Media Ltd. KWM 1 entry 2026-04-30 Late filing
- K-TECH SOLUTIONS CO LTD KMRK 1 entry 2026-07-31 Late filing
- Kairos Pharma, LTD. KAPA 1 entry 2026-03-31 Going concern
- KALA BIO, Inc. KALA 4 entries 2026-02-05 – 2026-08-14 Material weaknessFinance chief departureLate filing
- Kalaris Therapeutics, Inc. KLRS 3 entries 2026-03-17 – 2026-07-20 Material weaknessFinance chief departure
- Kandal M Venture Ltd FMFC 1 entry 2026-09-02 SEC comment letter
- Karat Packaging Inc. 1 entry 2026-03-17 Auditor change
- Karbon-X Corp. KARX 7 entries 2026-01-14 – 2026-11-06 SEC comment letterFinance chief departureAccounting standard newly citedLate filing
- Karman Holdings Inc. KRMN 3 entries 2026-04-01 – 2026-08-27 Auditor changeFinance chief departureLate filing
- Kartoon Studios, Inc. TOON 1 entry 2026-03-31 Going concern
- Katapult Holdings, Inc. KPLT 3 entries 2026-01-12 – 2026-09-04 Auditor changeFinance chief departure
- Kaya Holdings, Inc. KAYS 1 entry 2026-03-30 Late filing
- KAZIA THERAPEUTICS LTD KZIA 1 entry 2026-11-02 Late filing
- KB Global Holdings Ltd 2 entries 2026-06-03 – 2026-07-02 Going concern
- KB HOME KBH 1 entry 2026-05-01 Finance chief departure
- Keenova Therapeutics plc 1 entry 2026-04-01 Late filing
- KELSO TECHNOLOGIES INC KIQSF 1 entry 2026-03-30 Material weakness
- Kennedy-Wilson Holdings, Inc. KW 2 entries 2026-02-27 Going concernAccounting standard newly cited
- Kenvue Inc. KVUE 2 entries 2026-02-12 – 2026-04-15 Finance chief departure
- Keros Therapeutics, Inc. KROS 1 entry 2026-07-22 Finance chief departure
- Kestrel Group Ltd 1 entry 2026-04-06 Auditor change
- Keysight Technologies, Inc. KEYS 1 entry 2026-11-02 Finance chief departure
- KIDZ AI Inc. KIDZ 3 entries 2026-03-31 – 2026-11-12 Going concernAccounting standard newly citedLate filing
- KILROY REALTY CORP KRC 1 entry 2026-08-11 Finance chief departure
- Kimball Electronics, Inc. KE 1 entry 2026-08-19 Accounting standard newly cited
- Kimbell Royalty Partners, LP KRP 1 entry 2026-02-26 Material weakness
- KIMBERLY CLARK CORP KMB 3 entries 2026-05-05 – 2026-10-20 SEC comment letterFinance chief departure
- KIMCO REALTY CORP KIM 1 entry 2026-01-28 Finance chief departure
- Kindcard, Inc. KCRD 3 entries 2026-05-04 – 2026-09-15 Late filing
- KINETIC GROUP INC. 3 entries 2026-02-17 – 2026-08-21 Late filing
- King Resources, Inc. KRFG 2 entries 2026-02-17 – 2026-06-30 Late filing
- Kingfish Holding Corp 1 entry 2026-02-17 Going concern
- KINGSTONE COMPANIES, INC. KINS 3 entries 2026-03-16 – 2026-11-06 Material weaknessAuditor change
- Kiniksa Pharmaceuticals International, plc KNSA 1 entry 2026-04-28 Going concern
- KiNRG, Inc. 2 entries 2026-04-21 – 2026-08-17 Auditor changeLate filing
- Kioni Holdings Ltd 2 entries 2026-03-19 – 2026-03-24 Auditor changeGoing concern
- KIORA PHARMACEUTICALS INC KPRX 1 entry 2026-11-12 Going concern
- KIRBY CORP KEX 1 entry 2026-10-08 Finance chief departure
- Klaviyo, Inc. KVYO 1 entry 2026-05-05 Finance chief departure
- KLX Energy Services Holdings, Inc. KLXE 1 entry 2026-03-12 Accounting standard newly cited
- Knightscope, Inc. KSCP 1 entry 2026-03-27 Going concern
- KNOREX LTD. KNRX 1 entry 2026-04-30 Late filing
- KonaTel, Inc. KTEL 5 entries 2026-03-31 – 2026-08-19 Going concernAccounting standard newly citedLate filing
- Kontoor Brands, Inc. KTB 1 entry 2026-06-15 Finance chief departure
- KOPIN CORP KOPN 3 entries 2026-03-27 – 2026-05-12 Going concernRevenue recognition changeLate filing
- Koppers Holdings Inc. KOP 2 entries 2026-01-09 – 2026-03-18 Finance chief departure
- Korsana Biosciences, Inc. CYCN 1 entry 2026-09-11 Finance chief departure
- Korth Direct Mortgage Inc. 5 entries 2026-01-21 – 2026-08-14 Auditor changeLate filing
- KORU Medical Systems, Inc. KRMD 1 entry 2026-11-10 Revenue recognition change
- KOSS CORP KOSS 1 entry 2026-10-30 Accounting standard newly cited
- Krispy Kreme, Inc. DNUT 1 entry 2026-05-21 SEC comment letter
- Kuber Resources Corp KUBR 6 entries 2026-03-31 – 2026-08-27 SEC comment letterFinance chief departureLate filing
- KULICKE & SOFFA INDUSTRIES INC KLIC 2 entries 2026-05-19 SEC comment letter
- KULR Technology Group, Inc. KULR 1 entry 2026-05-21 Finance chief departure
- Kun Peng International Ltd. KPEA 2 entries 2026-01-06 – 2026-05-15 Auditor changeLate filing
- KURA SUSHI USA, INC. KRUS 1 entry 2026-04-07 Finance chief departure
- KUSTOM ENTERTAINMENT, INC. KUST 1 entry 2026-03-31 Late filing
- Kyndryl Holdings, Inc. KD 3 entries 2026-02-09 – 2026-02-17 Material weaknessFinance chief departureLate filing
- La Rosa Holdings Corp. LRHC 8 entries 2026-03-31 – 2026-10-01 RestatementAuditor changeFinance chief departureLate filing
- Laird Superfood, Inc. LSF 2 entries 2026-03-30 – 2026-07-14 Material weaknessFinance chief departure
- LAKELAND INDUSTRIES INC LAKE 1 entry 2026-01-09 Finance chief departure
- Lakeside Holding Ltd QNME 2 entries 2026-02-17 – 2026-05-15 Late filing
- Landbay Inc LNBY 1 entry 2026-02-02 Going concern
- LandBridge Co LLC LB 1 entry 2026-09-21 Finance chief departure
- LANDMARK BANCORP INC LARK 2 entries 2026-02-27 – 2026-04-01 Auditor changeLate filing
- Lantern Pharma Inc. LTRN 1 entry 2026-03-30 Going concern
- LANTRONIX INC LTRX 1 entry 2026-08-27 Accounting standard newly cited
- Lanvin Group Holdings Ltd LANV 2 entries 2026-07-09 SEC comment letter
- LanzaTech Global, Inc. LNZA 3 entries 2026-03-31 – 2026-04-17 Auditor changeGoing concern
- Laredo Oil, Inc. LRDC 2 entries 2026-01-14 – 2026-08-31 Late filing
- Laser Photonics Corp LASE 8 entries 2026-01-06 – 2026-07-24 Auditor changeFinance chief departureGoing concernRevenue recognition changeLate filing
- LataMed AI Corp. LMED 3 entries 2026-02-25 – 2026-05-15 Finance chief departureLate filing
- Latch, Inc. LTCH 1 entry 2026-03-31 Material weakness
- LATTICE SEMICONDUCTOR CORP LSCC 1 entry 2026-03-11 Finance chief departure
- Lazard, Inc. LAZ 1 entry 2026-10-13 Finance chief departure
- LEAR CORP LEA 1 entry 2026-10-19 Finance chief departure
- LEE ENTERPRISES, Inc LEE 2 entries 2026-02-05 – 2026-09-09 Auditor changeFinance chief departure
- Leet INC. 1 entry 2026-04-29 Late filing
- Legend Biotech Corp LEGN 1 entry 2026-03-10 Material weakness
- Leishen Energy Holding Co., Ltd. LSE 2 entries 2026-10-21 SEC comment letter
- LENZ Therapeutics, Inc. LENZ 1 entry 2026-10-28 Finance chief departure
- Leopard Energy, Inc. LEEN 1 entry 2026-03-02 Going concern
- Leslie's, Inc. 1 entry 2026-01-30 Auditor change
- LFTD PARTNERS INC. LIFD 1 entry 2026-04-01 Late filing
- LGI Homes, Inc. LGIH 3 entries 2026-01-22 – 2026-06-10 SEC comment letterAuditor change
- Li Bang International Corp Inc. LBGJ 1 entry 2026-11-02 Late filing
- Lianhe Sowell International Group Ltd LHSW 1 entry 2026-07-31 Late filing
- Liberty Global Ltd. LBTYA 2 entries 2026-02-18 – 2026-03-26 Going concern
- Lifeloc Technologies, Inc 1 entry 2026-06-05 Auditor change
- LifeMD, Inc. LFMD 2 entries 2026-03-18 – 2026-11-09 Finance chief departureLate filing
- Lifeward Ltd. LFWD 4 entries 2026-05-15 – 2026-10-27 Finance chief departureLate filing
- LightInTheBox Holding Co., Ltd. LITB 1 entry 2026-04-02 Going concern
- Lightwave Logic, Inc. LWLG 2 entries 2026-01-20 – 2026-03-20 RestatementAccounting standard newly cited
- Limitless X Holdings Inc. LIMX 2 entries 2026-03-31 – 2026-05-15 Late filing
- Limoneira CO LMNR 1 entry 2026-01-28 Finance chief departure
- LINCOLN NATIONAL CORP LNC 1 entry 2026-08-10 Finance chief departure
- LINCOLN NATIONAL LIFE INSURANCE CO /IN/ 1 entry 2026-03-12 Material weakness
- LINDSAY CORP LNN 1 entry 2026-07-17 Finance chief departure
- Linear Minerals Corp LINMF 1 entry 2026-07-28 Late filing
- LINGERIE FIGHTING CHAMPIONSHIPS, INC. BOTY 1 entry 2026-05-15 Late filing
- Linkage Global Inc UZX 1 entry 2026-01-30 Material weakness
- Linkhome Holdings Inc. LHAI 1 entry 2026-05-19 Material weakness
- LION COPPER & GOLD CORP. LCGMF 1 entry 2026-06-25 Finance chief departure
- Lionsgate Studios Corp. LION 2 entries 2026-09-10 SEC comment letter
- LIQTECH INTERNATIONAL INC LIQT 1 entry 2026-02-27 Going concern
- Liquidia Corp LQDA 1 entry 2026-03-05 Going concern
- LIQUIDMETAL TECHNOLOGIES INC 1 entry 2026-06-29 Auditor change
- LISATA THERAPEUTICS, INC. LSTA 2 entries 2026-03-12 – 2026-04-28 Going concern
- LITTELFUSE INC /DE LFUS 1 entry 2026-02-19 Material weakness
- Live Oak Bancshares, Inc. LOB 2 entries 2026-02-27 – 2026-06-18 Finance chief departureRevenue recognition change
- LIVE VENTURES Inc LIVE 1 entry 2026-02-12 Material weakness
- Livento Group, Inc. LIVG 3 entries 2026-03-31 – 2026-08-14 Late filing
- LiveRamp Holdings, Inc. RAMP 1 entry 2026-11-10 Late filing
- LiveWire Group, Inc. LVWR 1 entry 2026-11-04 Going concern
- Lixiang Education Holding Co. Ltd. LXEH 1 entry 2026-04-30 Late filing
- LIXTE BIOTECHNOLOGY HOLDINGS, INC. NMAD 1 entry 2026-03-31 Going concern
- LKQ CORP LKQ 1 entry 2026-02-19 Accounting standard newly cited
- Loan Artificial Intelligence Corp. VEST 5 entries 2026-01-20 – 2026-05-20 Finance chief departureAccounting standard newly citedLate filing
- Locafy Ltd LCFY 1 entry 2026-10-30 Late filing
- Lodging Fund REIT III, Inc. 5 entries 2026-04-01 – 2026-08-19 Material weaknessLate filing
- LogicMark, Inc. LGMK 2 entries 2026-07-30 – 2026-08-17 Finance chief departureLate filing
- Logicquest Technology, Inc 2 entries 2026-06-29 – 2026-07-20 Auditor change
- Lomond Therapeutics Holdings, Inc. 1 entry 2026-03-31 Late filing
- Londax Corp. LDXC 1 entry 2026-08-31 Late filing
- Longduoduo Co Ltd LDDD 1 entry 2026-09-28 Late filing
- Longeveron Inc. LGVN 3 entries 2026-03-17 – 2026-07-06 Finance chief departureGoing concern
- Longevity Health Holdings, Inc. XAGE 1 entry 2026-03-31 Going concern
- Loop Industries, Inc. LOOP 1 entry 2026-01-14 Going concern
- LOUISIANA-PACIFIC CORP LPX 1 entry 2026-06-01 Finance chief departure
- Lovesac Co LOVE 1 entry 2026-06-15 Finance chief departure
- LQR House Inc. YHC 4 entries 2026-03-31 – 2026-10-16 Finance chief departureAccounting standard newly citedLate filing
- LSB INDUSTRIES, INC. 1 entry 2026-03-09 Auditor change
- LSEB Creative Corp. LSEB 3 entries 2026-02-17 – 2026-08-17 Late filing
- LSI INDUSTRIES INC LYTS 2 entries 2026-08-20 – 2026-09-15 SEC comment letterFinance chief departure
- LTC PROPERTIES INC LTC 1 entry 2026-01-27 SEC comment letter
- Luda Technology Group Ltd LUD 2 entries 2026-04-29 – 2026-06-26 Material weaknessLate filing
- LUDWIG ENTERPRISES, INC. LUDG 5 entries 2026-05-15 – 2026-10-06 Auditor changeGoing concernAccounting standard newly citedLate filing
- Lulu's Fashion Lounge Holdings, Inc. LVLU 3 entries 2026-02-05 – 2026-11-12 Finance chief departureGoing concern
- Lumentum Holdings Inc. LITE 3 entries 2026-01-05 – 2026-06-30 SEC comment letterFinance chief departure
- Luminar Technologies, Inc./DE 1 entry 2026-03-27 Going concern
- Lunai Bioworks Inc. LNAI 2 entries 2026-09-29 – 2026-10-23 Finance chief departureLate filing
- LVPAI GROUP Ltd 2 entries 2026-04-29 – 2026-06-16 Late filing
- Lyft, Inc. LYFT 1 entry 2026-09-09 Finance chief departure
- Lyra Therapeutics, Inc. LYRA 1 entry 2026-01-12 Finance chief departure
- M2i Global, Inc. MTWO 2 entries 2026-08-17 – 2026-08-27 Going concernLate filing
- MACERICH CO MAC 1 entry 2026-02-20 Accounting standard newly cited
- Macro Bank Inc. BMA 2 entries 2026-09-01 SEC comment letter
- MADE IN USA INC. USDW 1 entry 2026-05-19 Late filing
- Madison Air Solutions Corp MAIR 1 entry 2026-06-16 Finance chief departure
- Madison Technologies Inc. MDEX 3 entries 2026-04-01 – 2026-08-17 Late filing
- Mag Magna Corp MGNC 4 entries 2026-03-17 – 2026-10-07 Accounting standard newly citedLate filing
- Mag Mile Capital, Inc. MMCP 1 entry 2026-03-20 Late filing
- MAGELLAN COPPER & GOLD Corp 1 entry 2026-01-09 Auditor change
- MAGNITE, INC. MGNI 1 entry 2026-04-20 Finance chief departure
- Magnitude International Ltd MAGH 3 entries 2026-08-31 – 2026-09-24 SEC comment letterLate filing
- Magnolia Bancorp, Inc. MGNO 2 entries 2026-01-28 – 2026-08-13 Auditor changeFinance chief departure
- MAIA Biotechnology, Inc. MAIA 1 entry 2026-03-23 Going concern
- Maison Solutions Inc. MSS 2 entries 2026-07-29 – 2026-09-15 Late filing
- Maitong Sunshine Cultural Development Co., Ltd MGSD 4 entries 2026-02-17 – 2026-05-20 Going concernLate filing
- Mama's Creations, Inc. MAMA 1 entry 2026-04-14 Material weakness
- MAMMOTH ENERGY SERVICES, INC. 1 entry 2026-05-15 Auditor change
- MANGOCEUTICALS, INC. MGRX 2 entries 2026-03-31 – 2026-05-15 Late filing
- MANHATTAN ASSOCIATES INC MANH 1 entry 2026-02-26 Finance chief departure
- MANNATECH INC MTEX 4 entries 2026-04-01 – 2026-10-21 Auditor changeGoing concernLate filing
- Marathon Bancorp, Inc. /MD/ MBBC 1 entry 2026-10-01 Finance chief departure
- MARCHEX INC MCHX 1 entry 2026-03-26 Accounting standard newly cited
- MARCUS CORP MCS 1 entry 2026-09-02 SEC comment letter
- MARIMED INC. MRMD 1 entry 2026-03-12 Accounting standard newly cited
- Maris Tech Ltd. MTEK 1 entry 2026-04-24 Late filing
- Marqeta, Inc. MQ 4 entries 2026-01-07 – 2026-08-13 Material weaknessFinance chief departure
- MARRIOTT VACATIONS WORLDWIDE Corp VAC 1 entry 2026-08-03 Finance chief departure
- MARTEN TRANSPORT LTD MRTN 1 entry 2026-02-27 Accounting standard newly cited
- Marti Technologies, Inc. MRT 1 entry 2026-04-13 Accounting standard newly cited
- Marvell Technology, Inc. MRVL 1 entry 2026-06-11 Finance chief departure
- Marwynn Holdings, Inc. MWYN 3 entries 2026-04-01 – 2026-09-14 Auditor changeAccounting standard newly citedLate filing
- Massimo Group MAMO 1 entry 2026-01-23 Finance chief departure
- MASTERBEEF GROUP MB 1 entry 2026-04-30 Late filing
- MasterBrand, Inc. MBC 1 entry 2026-10-26 Finance chief departure
- Mastercard Inc MA 1 entry 2026-05-07 Finance chief departure
- Matinas BioPharma Holdings, Inc. MTNB 1 entry 2026-01-23 Finance chief departure
- Mativ Holdings, Inc. MATV 1 entry 2026-01-14 Finance chief departure
- MATRIX SERVICE CO MTRX 1 entry 2026-04-30 Finance chief departure
- MATTEL INC /DE/ MAT 2 entries 2026-02-23 – 2026-10-19 Material weaknessFinance chief departure
- Matternet, Inc. MTTN 3 entries 2026-08-17 – 2026-10-07 Finance chief departureLate filing
- MAUI LAND & PINEAPPLE CO INC MLP 1 entry 2026-04-01 Late filing
- MAXIMUS, INC. MMS 1 entry 2026-09-24 SEC comment letter
- MAXLINEAR, INC 1 entry 2026-06-01 Auditor change
- MaxsMaking Inc. MAMK 1 entry 2026-03-03 Late filing
- MAYS J W INC MAYS 1 entry 2026-10-15 Finance chief departure
- Mayville Engineering Company, Inc. MEC 1 entry 2026-03-04 Material weakness
- MBX Biosciences, Inc. MBX 1 entry 2026-02-27 Finance chief departure
- MCCORMICK & CO INC MKC 3 entries 2026-03-18 – 2026-09-28 Auditor changeFinance chief departure
- MCDONALDS CORP MCD 2 entries 2026-10-20 SEC comment letter
- McEwen Inc. MUX 1 entry 2026-03-17 Late filing
- MCGRATH RENTCORP MGRC 1 entry 2026-02-25 Accounting standard newly cited
- MCKESSON CORP MCK 1 entry 2026-03-05 Finance chief departure
- MDWerks, Inc. MDWK 1 entry 2026-08-14 Late filing
- Mechanics Bancorp MCHB 2 entries 2026-03-17 Material weaknessLate filing
- MediaAlpha, Inc. MAX 1 entry 2026-09-03 Finance chief departure
- Mediaco Holding Inc. MDIA 2 entries 2026-03-31 – 2026-07-21 Finance chief departureGoing concern
- MEDICAL EXERCISE INC. 2 entries 2026-06-29 – 2026-08-14 Accounting standard newly citedLate filing
- Medicale Corp. MCLE 1 entry 2026-01-12 Going concern
- Medicus Pharma Ltd. MDCX 1 entry 2026-03-25 Going concern
- Medinotec Inc. MDNC 1 entry 2026-05-28 Material weakness
- Medirom Healthcare Technologies Inc. MRM 1 entry 2026-04-30 Late filing
- MediXall Group, Inc. 3 entries 2026-03-31 – 2026-08-14 Late filing
- Mega Fortune Co Ltd MGRT 1 entry 2026-01-30 Late filing
- Megan Holdings Ltd. MGN 1 entry 2026-04-30 Late filing
- Meiwu Technology Co Ltd WNW 2 entries 2026-04-17 Accounting standard newly citedRevenue recognition change
- Melar Acquisition Corp. I/Cayman MACI 1 entry 2026-03-09 Going concern
- Melco Resorts & Entertainment LTD MLCO 1 entry 2026-09-01 SEC comment letter
- Mentor Capital, Inc. MNTR 4 entries 2026-01-16 – 2026-04-23 Material weaknessAuditor changeLate filing
- MERCER INTERNATIONAL INC. MERC 1 entry 2026-11-05 Going concern
- Meridian Holdings Inc./NV MRDN 1 entry 2026-07-29 Finance chief departure
- MeridianLink, Inc. 6 entries 2026-01-23 SEC comment letter
- Merlin, Inc. MRLN 2 entries 2026-03-12 – 2026-03-20 Auditor changeGoing concern
- MetaVia Inc. MTVA 1 entry 2026-03-26 Material weakness
- METHODE ELECTRONICS INC MEI 1 entry 2026-10-23 Finance chief departure
- MetroCity Bankshares, Inc. MCBS 2 entries 2026-03-16 – 2026-03-26 Finance chief departureAccounting standard newly cited
- METROSPACES, INC. 1 entry 2026-10-09 Finance chief departure
- mF International Ltd MFI 1 entry 2026-04-30 Late filing
- MicroAlgo Inc. MLGO 1 entry 2026-04-01 Material weakness
- micromobility.com Inc. MCOM 1 entry 2026-03-31 Late filing
- Micropolis AI Robotics MCRP 1 entry 2026-04-29 Late filing
- MICROSOFT CORP MSFT 1 entry 2026-07-29 Accounting standard newly cited
- Microvast Holdings, Inc. MVST 1 entry 2026-03-16 Going concern
- MID PENN BANCORP INC MPB 1 entry 2026-03-02 Finance chief departure
- MIDDLEBY Corp MIDD 1 entry 2026-03-25 Finance chief departure
- Midland States Bancorp, Inc. MSBI 2 entries 2026-03-02 – 2026-03-06 Material weaknessFinance chief departure
- MILESTONE SCIENTIFIC INC. MLSS 3 entries 2026-03-31 – 2026-05-06 Auditor changeGoing concernRevenue recognition change
- MILLER INDUSTRIES INC /TN/ MLR 1 entry 2026-03-06 Finance chief departure
- MILLERKNOLL, INC. MLKN 1 entry 2026-09-01 SEC comment letter
- MINERALRITE Corp 1 entry 2026-05-27 Restatement
- Minerva Gold Inc. 1 entry 2026-07-09 Auditor change
- Ming Shing Group Holdings Ltd PMA 3 entries 2026-07-31 – 2026-08-17 Going concernRevenue recognition changeLate filing
- Mint Inc Ltd MIMI 1 entry 2026-07-31 Late filing
- MIRA PHARMACEUTICALS, INC. MIRA 1 entry 2026-03-31 Going concern
- Mitesco, Inc. MITI 3 entries 2026-03-31 – 2026-08-17 Late filing
- MIXED MARTIAL ARTS GROUP LTD MMA 1 entry 2026-11-03 Late filing
- MMTEC, INC. MTC 1 entry 2026-04-02 Going concern
- Mobile Global Esports, Inc. MGAM 1 entry 2026-04-13 Finance chief departure
- Mobiquity Technologies, Inc. MOBQ 3 entries 2026-03-31 – 2026-06-24 Auditor changeRevenue recognition changeLate filing
- MOBIVITY HOLDINGS CORP. MFON 1 entry 2026-03-31 Late filing
- MOBIX LABS, INC MOBX 2 entries 2026-05-18 – 2026-08-14 Late filing
- MODINE MANUFACTURING CO MOD 1 entry 2026-05-27 Material weakness
- MODIV INDUSTRIAL, INC. MDV 1 entry 2026-01-20 Finance chief departure
- Modular Medical, Inc. MODD 1 entry 2026-06-29 Material weakness
- ModuLink Inc. MDLK 2 entries 2026-05-13 – 2026-08-13 Late filing
- MOGU Inc. MOGU 1 entry 2026-07-24 Accounting standard newly cited
- MOHAWK INDUSTRIES INC MHK 2 entries 2026-02-24 – 2026-08-11 SEC comment letterAccounting standard newly cited
- Moleculin Biotech, Inc. MBRX 1 entry 2026-03-18 Going concern
- Momentus Inc. MNTS 2 entries 2026-03-31 – 2026-08-14 Auditor changeGoing concern
- monday.com Ltd. MNDY 2 entries 2026-07-10 SEC comment letter
- MONOLITHIC POWER SYSTEMS INC MPWR 3 entries 2026-02-05 – 2026-02-27 RestatementMaterial weaknessFinance chief departure
- Montauk Renewables, Inc. MNTK 1 entry 2026-11-10 Late filing
- Monte Rosa Therapeutics, Inc. GLUE 1 entry 2026-02-10 Finance chief departure
- Morgan Stanley Bitcoin Trust MSBT 1 entry 2026-04-28 Finance chief departure
- Morgan Stanley Direct Lending Fund MSDL 1 entry 2026-05-29 Finance chief departure
- Mosaic ImmunoEngineering Inc. CPMV 2 entries 2026-03-31 – 2026-05-15 Late filing
- Motorsport Games Inc. MSGM 2 entries 2026-03-10 Going concernAccounting standard newly cited
- Mount Logan Capital Inc. MLCI 1 entry 2026-02-10 Finance chief departure
- MOVEIX INC. 1 entry 2026-03-30 Late filing
- MOVING iMAGE TECHNOLOGIES INC. MITQ 1 entry 2026-04-30 Finance chief departure
- MP Materials Corp. / DE MP 1 entry 2026-11-06 Revenue recognition change
- MSC INDUSTRIAL DIRECT CO INC MSM 1 entry 2026-09-08 Finance chief departure
- MSCI Inc. MSCI 2 entries 2026-03-31 – 2026-08-07 Finance chief departure
- MSP Recovery, Inc. MSPR 4 entries 2026-02-20 – 2026-08-26 Finance chief departureLate filing
- Mueller Water Products, Inc. MWA 1 entry 2026-10-13 Finance chief departure
- Multi Ways Holdings Ltd MWG 1 entry 2026-04-30 Late filing
- MultiSensor AI Holdings, Inc. MSAI 1 entry 2026-03-19 Material weakness
- Murano Global Investments Plc MRNO 1 entry 2026-04-30 Late filing
- MUSTANG BIO, INC. MBIO 1 entry 2026-03-19 Going concern
- Muzinich BDC, Inc. 1 entry 2026-03-25 Finance chief departure
- Muzinich Corporate Lending Income Fund, Inc. 1 entry 2026-03-25 Finance chief departure
- My Size, Inc. MYSZ 1 entry 2026-03-31 Late filing
- Mynd.ai, Inc. MYND 1 entry 2026-04-30 Late filing
- MYOMO, INC. MYO 1 entry 2026-03-09 Revenue recognition change
- Myseum, Inc. MYSE 1 entry 2026-03-30 Going concern
- MYX Inc. 2 entries 2026-09-01 – 2026-10-16 Late filing
- N-able, Inc. NABL 1 entry 2026-08-10 Material weakness
- Namib Minerals NAMM 1 entry 2026-04-02 Material weakness
- Nano Dimension Ltd. NNDM 2 entries 2026-03-16 – 2026-10-02 Auditor changeLate filing
- Nano Mobile Healthcare, Inc. 1 entry 2026-10-22 Auditor change
- NAPC Defense, Inc. NAPD 2 entries 2026-07-29 – 2026-09-14 Late filing
- Naploy Corp. NPLY 1 entry 2026-10-30 Late filing
- Natics Corp. NTCS 2 entries 2026-02-17 – 2026-06-09 Accounting standard newly cited
- National Energy Services Reunited Corp. NESR 3 entries 2026-03-06 – 2026-08-10 Auditor changeGoing concernAccounting standard newly cited
- NATIONAL HEALTH INVESTORS INC NHI 1 entry 2026-04-23 Finance chief departure
- NATURAL ALTERNATIVES INTERNATIONAL INC NAII 3 entries 2026-05-01 – 2026-09-28 Finance chief departureGoing concernLate filing
- NATURAL GAS SERVICES GROUP INC 1 entry 2026-07-10 Auditor change
- NATURAL HEALTH TRENDS CORP NHTC 1 entry 2026-02-20 Material weakness
- NaturalShrimp Inc SHMP 4 entries 2026-03-30 – 2026-10-01 Auditor changeFinance chief departureGoing concernLate filing
- Nature's Miracle Holding Inc. NMHI 3 entries 2026-03-31 – 2026-05-13 RestatementLate filing
- NATURES SUNSHINE PRODUCTS INC NATR 1 entry 2026-05-11 Finance chief departure
- NATUZZI S P A NTZ 1 entry 2026-05-01 Late filing
- Nauticus Robotics, Inc. KITT 2 entries 2026-04-01 – 2026-04-15 Going concernLate filing
- Navan, Inc. NAVN 1 entry 2026-04-17 Finance chief departure
- NAVIENT CORP NAVI 1 entry 2026-01-08 Finance chief departure
- Navigator Holdings Ltd. NVGS 1 entry 2026-03-12 Accounting standard newly cited
- Navitas Semiconductor Corp NVTS 3 entries 2026-02-24 – 2026-03-17 Finance chief departure
- NCS Multistage Holdings, Inc. NCSM 1 entry 2026-09-01 Finance chief departure
- NEIGHBORHOOD INTELLIGENCE, INC. NXH 8 entries 2026-04-02 – 2026-10-05 SEC comment letterFinance chief departure
- NEKTAR THERAPEUTICS NKTR 1 entry 2026-05-08 Finance chief departure
- NEOGENOMICS INC NEO 1 entry 2026-01-12 Finance chief departure
- Neolara Corp. 3 entries 2026-02-18 – 2026-04-06 Going concernLate filing
- NEPHROS INC NEPH 1 entry 2026-03-12 Revenue recognition change
- Neptune Insurance Holdings Inc. NP 1 entry 2026-10-20 Finance chief departure
- Nerdy Inc. NRDY 3 entries 2026-04-06 – 2026-09-08 Finance chief departure
- NetApp, Inc. NTAP 2 entries 2026-09-30 SEC comment letter
- NETSCOUT SYSTEMS INC NTCT 2 entries 2026-05-14 – 2026-06-03 Auditor changeGoing concern
- NETSTREIT Corp. NTST 1 entry 2026-09-03 Finance chief departure
- Neuphoria Therapeutics Inc. NEUP 1 entry 2026-09-18 Material weakness
- Neuronetics, Inc. STIM 2 entries 2026-04-06 – 2026-07-20 Finance chief departure
- NEUROONE MEDICAL TECHNOLOGIES Corp NMTC 3 entries 2026-02-17 – 2026-05-22 RestatementFinance chief departureGoing concern
- Neutron Holdings, Inc. LIME 1 entry 2026-11-12 Going concern
- Nevada Canyon Gold Corp. 1 entry 2026-06-05 Auditor change
- New Century Logistics (BVI) Ltd NCEW 1 entry 2026-01-30 Late filing
- New ERA Energy & Digital, Inc. NUAI 2 entries 2026-03-12 – 2026-07-30 RestatementGoing concern
- New Fortress Energy Inc. NFE 6 entries 2026-03-17 – 2026-11-10 RestatementFinance chief departureLate filing
- New Momentum Corp. NNAX 1 entry 2026-03-31 Late filing
- New Mountain Finance Corp NMFC 1 entry 2026-03-24 Finance chief departure
- New Mountain Guardian IV BDC, L.L.C. 1 entry 2026-03-24 Finance chief departure
- New Mountain Guardian IV Income Fund, L.L.C. 1 entry 2026-03-24 Finance chief departure
- New Mountain Private Credit Fund 1 entry 2026-03-24 Finance chief departure
- NEW PEOPLES BANKSHARES INC NWPP 1 entry 2026-01-16 Finance chief departure
- NEW YORK TIMES CO NYT 1 entry 2026-02-27 Accounting standard newly cited
- NEWELL BRANDS INC. NWL 1 entry 2026-02-13 Material weakness
- NewGenIvf Group Ltd NIVF 1 entry 2026-03-31 Going concern
- NewHydrogen, Inc. NEWH 1 entry 2026-03-30 Going concern
- NEWS CORP 1 entry 2026-06-12 Auditor change
- NewStream Energy Technologies Group Inc 1 entry 2026-02-06 Auditor change
- Nexalin Technology, Inc. NXL 2 entries 2026-06-30 SEC comment letter
- Nexentis Technologies Inc. 1 entry 2026-08-06 Auditor change
- NEXGEL, INC. NXGL 2 entries 2026-04-30 – 2026-08-17 Finance chief departureLate filing
- NexMetals Mining Corp. NEXM 2 entries 2026-05-13 – 2026-08-17 Going concernLate filing
- Next Bridge Hydrocarbons, Inc. 11 entries 2026-02-25 – 2026-03-31 SEC comment letterLate filing
- Next Technology Holding Inc. 1 entry 2026-01-23 Auditor change
- NextBoat Inc. NXB 1 entry 2026-10-09 Finance chief departure
- NextCure, Inc. NXTC 1 entry 2026-03-05 Going concern
- NEXTERA ENERGY INC NEE 1 entry 2026-03-10 Finance chief departure
- NEXTNRG, INC. NXXT 5 entries 2026-01-23 – 2026-05-11 SEC comment letterMaterial weaknessGoing concernLate filing
- NextPlat Corp NXPL 2 entries 2026-03-31 Material weaknessGoing concern
- NextTrip, Inc. NTRP 1 entry 2026-05-29 Accounting standard newly cited
- NFiniTi inc. NFTN 1 entry 2026-01-28 Late filing
- NI Holdings, Inc. NODK 1 entry 2026-03-06 Material weakness
- NightFood Holdings, Inc. NGTF 4 entries 2026-02-17 – 2026-09-28 Finance chief departureLate filing
- NIKE, Inc. NKE 2 entries 2026-06-23 – 2026-08-10 Finance chief departure
- Niki BioSolutions, Inc. NIKI 2 entries 2026-03-27 – 2026-10-13 Finance chief departureAccounting standard newly cited
- Nine Energy Service, Inc. NINE 2 entries 2026-03-04 – 2026-04-24 Finance chief departureGoing concern
- NIOCORP DEVELOPMENTS LTD NB 2 entries 2026-09-25 Going concernAccounting standard newly cited
- NITCHES INC 3 entries 2025-03-06 – 2026-07-01 SEC comment letterAuditor change
- Nixxy, Inc. NIXX 5 entries 2026-04-01 – 2026-09-01 Auditor changeFinance chief departureGoing concernAccounting standard newly citedLate filing
- NLIGHT, INC. LASR 1 entry 2026-05-29 SEC comment letter
- NMF SLF I, Inc. 1 entry 2026-03-24 Finance chief departure
- NOBLE ROMANS INC NROM 3 entries 2026-03-31 – 2026-06-08 Accounting standard newly citedLate filing
- NOCERA, INC. NCRA 5 entries 2026-02-03 – 2026-08-17 RestatementAuditor changeGoing concernAccounting standard newly citedLate filing
- Nongfu Shop Digital New Retail Co., Ltd NFSN 1 entry 2026-04-01 Late filing
- Nordicus Partners Corp NORD 2 entries 2026-06-29 – 2026-08-13 Late filing
- Norris Industries, Inc. NRIS 5 entries 2026-01-15 – 2026-10-13 RestatementAuditor changeGoing concernLate filing
- North Haven Private Income Fund LLC 1 entry 2026-02-26 Finance chief departure
- Northann Corp. NCL 7 entries 2026-03-31 – 2026-08-31 RestatementAuditor changeLate filing
- NORTHERN MINERALS & EXPLORATION LTD. NMEX 4 entries 2026-03-17 – 2026-11-03 Going concernAccounting standard newly citedRevenue recognition changeLate filing
- NORTHERN TRUST CORP NTRS 2 entries 2026-02-24 – 2026-09-29 Finance chief departureAccounting standard newly cited
- NORTHRIM BANCORP INC NRIM 1 entry 2026-03-06 Accounting standard newly cited
- NorthStar Earth & Space Enterprises, Inc. NSTR 1 entry 2026-11-12 Going concern
- NORTHWEST BIOTHERAPEUTICS INC NWBO 1 entry 2026-03-31 Late filing
- NorthWestern Energy Group, Inc. NWE 1 entry 2026-02-17 Finance chief departure
- NOV Inc. NOV 2 entries 2026-05-01 SEC comment letter
- NOVA LTD. NVMI 1 entry 2026-02-17 Accounting standard newly cited
- Nova Minerals Corp NVA 1 entry 2026-09-29 Late filing
- NovAccess Global Inc. 2 entries 2026-01-14 Material weaknessGoing concern
- NOVAVAX INC NVAX 1 entry 2026-02-26 Going concern
- Novelis Inc. 1 entry 2026-11-05 Finance chief departure
- NPK International Inc. NPKI 1 entry 2026-09-02 Finance chief departure
- NRC HEALTH NRC 2 entries 2026-03-05 – 2026-08-11 Finance chief departureAccounting standard newly cited
- NRX Pharmaceuticals, Inc. NRXP 1 entry 2026-03-23 Going concern
- NU SKIN ENTERPRISES, INC. NUS 1 entry 2026-03-20 Finance chief departure
- Nu-Med Plus, Inc. NUMD 1 entry 2026-03-31 Late filing
- Nuburu, Inc. BURU 2 entries 2026-05-18 – 2026-09-16 RestatementLate filing
- NUSATRIP Inc NUTR 6 entries 2026-01-06 – 2026-06-15 Auditor changeFinance chief departureLate filing
- NUSCALE POWER Corp SMR 1 entry 2026-02-26 Material weakness
- NUTRA PHARMA CORP NPHC 4 entries 2026-02-17 – 2026-08-14 Going concernAccounting standard newly citedLate filing
- NutriBand Inc. NTRB 1 entry 2026-04-29 Accounting standard newly cited
- Nuvve Holding Corp. NVVE 1 entry 2026-05-15 Late filing
- Nuwellis, Inc. NUWE 1 entry 2026-01-30 Finance chief departure
- nVent Electric plc NVT 1 entry 2026-06-17 Finance chief departure
- NVIDIA CORP NVDA 3 entries 2026-01-13 – 2026-11-12 SEC comment letterFinance chief departure
- NWPX Infrastructure, Inc. NWPX 1 entry 2026-03-17 Finance chief departure
- Nyxoah SA NYXH 1 entry 2026-03-26 Going concern
- Oak Woods Acquisition Corp 1 entry 2026-04-02 Late filing
- Obsidian Therapeutics, Inc. 1 entry 2026-08-03 Auditor change
- Ocean Power Technologies, Inc. OPTT 6 entries 2026-03-17 – 2026-10-28 Auditor changeFinance chief departureGoing concernLate filing
- OceanPal Inc. SVRN 1 entry 2026-04-30 Late filing
- Octave Intelligence plc 1 entry 2026-05-26 Auditor change
- Ocugen, Inc. OCGN 3 entries 2026-02-09 – 2026-06-03 Finance chief departureRevenue recognition change
- OFA Group OFAL 2 entries 2026-06-30 – 2026-10-05 Finance chief departureLate filing
- Offerpad Solutions Inc. OPAD 1 entry 2026-10-23 Finance chief departure
- OFFICE PROPERTIES INCOME TRUST OPI 5 entries 2026-05-15 – 2026-11-09 Going concernLate filing
- OHA Senior Private Lending Fund (U) LLC 2 entries 2026-02-25 – 2026-08-10 SEC comment letterFinance chief departure
- Oklo Inc. OKLO 1 entry 2026-03-17 Material weakness
- OKMIN RESOURCES, INC. OKMN 3 entries 2026-02-17 – 2026-10-13 Going concernLate filing
- OLB GROUP, INC. OLB 3 entries 2026-04-01 – 2026-05-18 Going concernLate filing
- OLD REPUBLIC INTERNATIONAL CORP ORI 1 entry 2026-06-29 Late filing
- OLENOX INDUSTRIES INC. OLOX 10 entries 2026-01-09 – 2026-08-19 RestatementAuditor changeFinance chief departureAccounting standard newly citedRevenue recognition changeLate filing
- Omega Flex, Inc. 1 entry 2026-06-15 Auditor change
- OMEGA HEALTHCARE INVESTORS INC OHI 1 entry 2026-05-21 Finance chief departure
- OMNICOM GROUP INC. OMC 1 entry 2026-10-06 Finance chief departure
- OMNIQ Corp. OMQS 3 entries 2026-04-01 – 2026-08-17 Late filing
- Omnitek Engineering Corp OMTK 7 entries 2026-03-31 – 2026-11-12 Finance chief departureGoing concernRevenue recognition changeLate filing
- Onar Holding Corp ONAR 2 entries 2026-03-31 – 2026-05-18 Late filing
- ONCOLYTICS BIOTECH INC 1 entry 2026-07-08 Auditor change
- Oncotelic Therapeutics, Inc. OTLC 1 entry 2026-03-31 Late filing
- Ondas Inc. 1 entry 2026-01-20 Auditor change
- ONE Group Hospitality, Inc. STKS 2 entries 2026-03-13 – 2026-07-07 Auditor changeLate filing
- One World Products, Inc. OWPC 2 entries 2026-03-27 – 2026-03-31 Finance chief departureLate filing
- OneConstruction Group Ltd ONEG 1 entry 2026-10-14 SEC comment letter
- OneMedNet Corp ONMDW 1 entry 2026-04-30 Going concern
- OneMeta Inc. ONEI 2 entries 2026-03-31 – 2026-04-15 Revenue recognition changeLate filing
- OneStream, Inc. 1 entry 2026-02-26 Accounting standard newly cited
- Onfolio Holdings, Inc ONFO 1 entry 2026-08-14 Late filing
- OnKure Therapeutics, Inc. OKUR 1 entry 2026-03-12 Going concern
- OP Bancorp OPBK 2 entries 2026-03-13 – 2026-05-11 Accounting standard newly citedLate filing
- OPKO HEALTH, INC. OPK 2 entries 2026-02-26 – 2026-03-19 Finance chief departureAccounting standard newly cited
- Optex Systems Holdings Inc OPXS 1 entry 2026-06-17 Finance chief departure
- OptimizeRx Corp 1 entry 2026-03-30 Auditor change
- Optimum Communications, Inc. OPTU 3 entries 2026-09-21 – 2026-11-06 RestatementMaterial weaknessGoing concern
- ORACLE CORP ORCL 2 entries 2026-04-06 – 2026-07-02 SEC comment letterFinance chief departure
- ORAGENICS INC OGEN 1 entry 2026-11-12 Going concern
- ORAMED PHARMACEUTICALS INC. ORMP 1 entry 2026-05-15 Late filing
- Orbit Innovations Group Inc. 1 entry 2026-01-08 Late filing
- Orchestra BioMed Holdings, Inc. OBIO 1 entry 2026-03-12 Going concern
- Organon & Co. OGN 1 entry 2026-02-24 Material weakness
- Orgenesis Inc. 1 entry 2026-03-26 Going concern
- Oric Pharmaceuticals, Inc. ORIC 1 entry 2026-02-23 Accounting standard newly cited
- Oriental Culture Holding LTD OCG 1 entry 2026-04-30 Late filing
- Origin Agritech LTD SEED 1 entry 2026-01-30 Revenue recognition change
- Origin Materials, Inc. 2 entries 2026-03-30 Material weaknessGoing concern
- ORIGIN TEA INC. 3 entries 2026-03-25 – 2026-10-29 Auditor changeLate filing
- ORIGINCLEAR, INC. OCLN 4 entries 2026-04-01 – 2026-11-12 Late filing
- Orion Bliss Corp. ORIB 1 entry 2026-01-21 Finance chief departure
- Orion Group Holdings Inc ORN 3 entries 2026-01-13 – 2026-03-04 SEC comment letterGoing concern
- OS Therapies Inc OSTX 1 entry 2026-05-15 Late filing
- Oscar Health, Inc. OSCR 1 entry 2026-02-13 Material weakness
- Osprey Bitcoin Trust OBTC 2 entries 2026-04-01 – 2026-06-22 Auditor changeLate filing
- Ostin Technology Group Co., Ltd. OST 1 entry 2026-01-26 Accounting standard newly cited
- Otter Tail Corp OTTR 1 entry 2026-04-14 Finance chief departure
- Outdoor Holding Co 1 entry 2026-06-29 Auditor change
- Outlook Therapeutics, Inc. OTLK 2 entries 2026-08-17 – 2026-08-27 Finance chief departureLate filing
- Overland Advantage 1 entry 2026-03-20 Auditor change
- Ovid Therapeutics Inc. OVID 1 entry 2026-07-08 Finance chief departure
- Owlet, Inc. OWLT 1 entry 2026-03-09 Going concern
- Oxford Square Capital Corp. 1 entry 2026-05-29 Auditor change
- OZ VISION INC. OZVN 1 entry 2026-09-28 Late filing
- OZOP ENERGY SOLUTIONS, INC. OZSC 3 entries 2026-04-01 – 2026-08-17 Late filing
- P3 Health Partners Inc. PIII 1 entry 2026-03-26 Material weakness
- PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB 2 entries 2026-03-06 – 2026-11-04 Finance chief departure
- Pacific Booker Minerals Inc. PBMLF 1 entry 2026-06-01 Late filing
- Pacific Coast Oil Trust 1 entry 2026-03-17 Auditor change
- PACIFIC HEALTH CARE ORGANIZATION INC PFHO 1 entry 2026-03-18 Material weakness
- Pacific Oak Strategic Opportunity REIT, Inc. 1 entry 2026-03-02 Auditor change
- Pacific Sports Exchange Inc. 2 entries 2026-01-14 – 2026-04-15 Late filing
- PagerDuty, Inc. PD 4 entries 2026-01-13 – 2026-06-22 SEC comment letterFinance chief departure
- PALISADE BIO, INC. PALI 1 entry 2026-03-20 Going concern
- Palisades Venture Inc. PVIT 1 entry 2026-03-18 Going concern
- Panamera Holdings Corp PHCI 4 entries 2026-03-17 – 2026-10-28 RestatementLate filing
- Pangaea Logistics Solutions Ltd. PANL 1 entry 2026-03-16 Material weakness
- PAPA JOHNS INTERNATIONAL INC PZZA 1 entry 2026-06-30 Finance chief departure
- Paranovus Entertainment Technology Ltd. PAVS 1 entry 2026-07-31 Late filing
- ParaZero Technologies Ltd. PRZO 1 entry 2026-03-26 Material weakness
- PARK AEROSPACE CORP PKE 1 entry 2026-07-15 Late filing
- PARKE BANCORP, INC. PKBK 1 entry 2026-03-11 Accounting standard newly cited
- PARSONS CORP PSN 1 entry 2026-10-28 Finance chief departure
- Partners Group Lending Fund, LLC 2 entries 2026-08-17 – 2026-08-18 Late filing
- PATRICK INDUSTRIES INC PATK 1 entry 2026-01-05 Finance chief departure
- PATRIOT GOLD CORP PGOL 2 entries 2026-03-31 – 2026-11-12 Going concernLate filing
- PATRIOT NATIONAL BANCORP INC PNBK 1 entry 2026-03-31 Material weakness
- PAYCHEX INC PAYX 1 entry 2026-01-20 Finance chief departure
- PC CONNECTION INC CNXN 1 entry 2026-07-02 SEC comment letter
- PCB BANCORP PCB 1 entry 2026-03-16 Material weakness
- PDS Biotechnology Corp PDSB 1 entry 2026-08-19 Finance chief departure
- PEAPACK GLADSTONE FINANCIAL CORP PGC 1 entry 2026-01-23 SEC comment letter
- PEDEVCO CORP PED 3 entries 2026-01-22 – 2026-06-29 SEC comment letterFinance chief departure
- PELOTON INTERACTIVE, INC. PTON 3 entries 2026-02-05 – 2026-05-26 Finance chief departure
- Pelthos Therapeutics Inc. PTHS 4 entries 2026-04-10 – 2026-08-13 RestatementAuditor changeFinance chief departure
- Penguin Solutions, Inc. PENG 2 entries 2026-06-01 – 2026-10-20 Finance chief departureAccounting standard newly cited
- PennyMac Financial Services, Inc. PFSI 1 entry 2026-10-29 Finance chief departure
- PennyMac Mortgage Investment Trust PMT 1 entry 2026-10-29 Finance chief departure
- PENTAIR plc PNR 2 entries 2026-07-14 – 2026-09-22 Finance chief departure
- People Inc PPLI 2 entries 2026-04-28 – 2026-06-22 Finance chief departure
- Peraso Inc. PRSO 2 entries 2026-03-30 – 2026-09-11 Finance chief departureGoing concern
- Perfect Moment Ltd. PMNT 1 entry 2026-06-16 Finance chief departure
- Perion Network Ltd. PERI 2 entries 2026-03-25 SEC comment letter
- Permex Petroleum Corp 1 entry 2026-02-25 Finance chief departure
- PERPETUA RESOURCES CORP. PPTA 1 entry 2026-03-31 Going concern
- Perpetuals.com Ltd PDC 1 entry 2026-08-31 Late filing
- PERRIGO Co plc PRGO 1 entry 2026-02-26 Accounting standard newly cited
- PERUSAHAAN PERSEROAN PERSERO PT TELEKOMUNIKASI INDONESIA TBK TLK 1 entry 2026-04-30 Late filing
- PETMED EXPRESS INC PETS 2 entries 2026-06-02 Going concernAccounting standard newly cited
- Petros Pharmaceuticals, Inc. PTPI 2 entries 2026-03-31 – 2026-09-30 Finance chief departureLate filing
- PetVivo Holdings, Inc. 1 entry 2026-07-27 Auditor change
- PFIZER INC PFE 1 entry 2026-06-18 Finance chief departure
- PGIM Private Credit Fund PGIM 1 entry 2026-03-18 Accounting standard newly cited
- PharmaCyte Biotech, Inc. 1 entry 2026-10-16 Auditor change
- Pharming Group N.V. PHAR 1 entry 2026-04-02 Material weakness
- PHINIA INC. 1 entry 2026-02-12 Auditor change
- Phio Pharmaceuticals Corp. PHIO 1 entry 2026-11-05 Going concern
- Phoenix Asia Holdings Ltd PHOE 1 entry 2026-07-31 Late filing
- Picard Medical, Inc. PMI 2 entries 2026-06-02 – 2026-08-17 Finance chief departureLate filing
- PicoCELA Inc. PCLA 2 entries 2026-01-30 – 2026-02-13 Going concernLate filing
- PILLARSTONE CAPITAL REIT 4 entries 2026-06-15 – 2026-10-07 Going concern
- PINEAPPLE EXPRESS CANNABIS Co PNXP 2 entries 2026-05-05 Auditor changeLate filing
- PINTEREST, INC. PINS 2 entries 2026-05-04 – 2026-08-28 Finance chief departure
- PIONEER POWER SOLUTIONS, INC. PPSI 1 entry 2026-04-01 Late filing
- PJT Partners Inc. PJT 1 entry 2026-07-16 Finance chief departure
- Planet 13 Holdings Inc. PLNH 1 entry 2026-03-25 Material weakness
- Planet Fitness, Inc. PLNT 2 entries 2026-03-09 – 2026-06-25 Finance chief departure
- Planet Green Holdings Corp. PLAG 1 entry 2026-05-28 Finance chief departure
- Plastec Technologies, Ltd. PLTYF 1 entry 2026-04-30 Late filing
- Playboy, Inc. 1 entry 2026-03-31 Auditor change
- PLAYSTUDIOS, Inc. MYPS 1 entry 2026-08-11 Late filing
- Playtika Holding Corp. PLTK 1 entry 2026-03-10 Finance chief departure
- PLUG POWER INC PLUG 1 entry 2026-03-02 Accounting standard newly cited
- PLUMAS BANCORP PLBC 1 entry 2026-10-22 Finance chief departure
- PLUS THERAPEUTICS, INC. CNSY 1 entry 2026-03-12 Going concern
- Plutus Financial Group Ltd PLUT 1 entry 2026-04-30 Late filing
- PMV Pharmaceuticals, Inc. PMVP 1 entry 2026-11-10 Going concern
- PodcastOne, Inc. PODC 1 entry 2026-06-29 Material weakness
- Polar Power, Inc. POLA 3 entries 2026-03-31 – 2026-08-14 Late filing
- Polen Credit Opportunities Fund 1 entry 2026-11-09 SEC comment letter
- Polestar Automotive Holding UK PLC PSNY 1 entry 2026-04-17 Going concern
- Polomar Health Services, Inc. PMHS 4 entries 2026-04-01 – 2026-11-03 RestatementAuditor changeLate filing
- Polyrizon Ltd. PLRZ 2 entries 2026-03-25 Material weaknessGoing concern
- POMDOCTOR Ltd POM 1 entry 2026-04-30 Late filing
- Pony AI Inc. PONY 1 entry 2026-04-22 Material weakness
- Pop Culture Group Co., Ltd CPOP 1 entry 2026-10-30 Late filing
- Portillo's Inc. PTLO 1 entry 2026-05-05 Finance chief departure
- PORTSMOUTH SQUARE INC PRSI 4 entries 2026-03-23 – 2026-09-28 Auditor changeGoing concernRevenue recognition change
- POSITRON CORP POSC 2 entries 2026-03-31 Going concernAccounting standard newly cited
- POWER SOLUTIONS INTERNATIONAL, INC. PSIX 2 entries 2026-05-13 – 2026-11-06 Finance chief departure
- POWERDYNE INTERNATIONAL, INC. PWDY 2 entries 2026-03-31 – 2026-05-15 Late filing
- Powerfleet, Inc. AIOT 6 entries 2026-06-15 – 2026-08-11 SEC comment letterMaterial weaknessFinance chief departure
- PPG INDUSTRIES INC PPG 1 entry 2026-04-28 Finance chief departure
- Praxis Precision Medicines, Inc. 1 entry 2026-07-02 Auditor change
- PREAXIA HEALTH CARE PAYMENT SYSTEMS INC. PAXH 5 entries 2026-01-12 – 2026-08-31 RestatementAuditor changeLate filing
- PRECIGEN, INC. PGEN 5 entries 2026-03-25 – 2026-09-10 SEC comment letterAccounting standard newly cited
- Precipio, Inc. PRPO 1 entry 2026-03-30 Going concern
- PRECISION OPTICS CORPORATION, INC. POCI 1 entry 2026-02-17 Going concern
- Premier Air Charter Holdings Inc. PREM 4 entries 2026-03-31 – 2026-10-23 Material weaknessFinance chief departureLate filing
- PRESIDIO PRODUCTION Co 2 entries 2026-03-09 – 2026-03-12 Auditor change
- Prime Medicine, Inc. PRME 1 entry 2026-04-16 Finance chief departure
- PRIMEENERGY RESOURCES CORP PNRG 2 entries 2026-04-01 – 2026-05-14 Late filing
- Princeton Bancorp, Inc. BPRN 1 entry 2026-03-13 Accounting standard newly cited
- Priority Technology Holdings, Inc. PRTH 4 entries 2026-03-10 – 2026-10-28 SEC comment letterMaterial weaknessAuditor change
- PROCEPT BioRobotics Corp PRCT 1 entry 2026-03-06 Finance chief departure
- Profound Medical Corp. PROF 1 entry 2026-08-17 Finance chief departure
- ProFrac Holding Corp. ACDC 2 entries 2026-03-13 – 2026-04-13 Finance chief departureGoing concern
- Profusa, Inc. PFSA 3 entries 2026-04-01 – 2026-10-09 Auditor changeLate filing
- PROGRESSIVE CORP/OH/ PGR 1 entry 2026-01-28 Finance chief departure
- ProMIS Neurosciences Inc. PMN 1 entry 2026-03-25 Going concern
- Propanc Biopharma, Inc. PPCB 1 entry 2026-09-25 Accounting standard newly cited
- ProPetro Holding Corp. PUMP 1 entry 2026-09-21 Finance chief departure
- ProPhase Labs, Inc. PRPH 5 entries 2026-03-27 – 2026-08-14 Going concernLate filing
- ProShares Trust II AGQ 1 entry 2026-02-26 Material weakness
- Protagenic Therapeutics, Inc.\new PTIX 4 entries 2026-02-18 – 2026-08-14 Finance chief departureLate filing
- ProtoKinetix, Inc. PKTX 3 entries 2026-03-31 – 2026-08-14 Late filing
- Protopia Global Holdings Inc. 2 entries 2026-08-17 – 2026-09-28 Auditor changeLate filing
- PROVECTUS BIOPHARMACEUTICALS, INC. PVCT 2 entries 2026-03-26 Going concernAccounting standard newly cited
- PROVIDENT FINANCIAL SERVICES INC PFS 1 entry 2026-01-14 Finance chief departure
- PRUCO LIFE INSURANCE CO 1 entry 2026-03-06 Material weakness
- PRUDENTIAL FINANCIAL INC PRU 4 entries 2026-06-30 SEC comment letter
- PSQ Holdings, Inc. PSQH 3 entries 2026-04-07 – 2026-08-14 Finance chief departure
- PTC THERAPEUTICS, INC. PTCT 1 entry 2026-02-11 SEC comment letter
- PubMatic, Inc. PUBM 1 entry 2026-08-06 Finance chief departure
- Pure Storage, Inc. P 2 entries 2026-01-23 SEC comment letter
- Purebase Corp PUBC 6 entries 2026-03-02 – 2026-10-15 Finance chief departureLate filing
- PureCycle Technologies, Inc. PCT 1 entry 2026-02-26 Going concern
- Purple Innovation, Inc. PRPL 2 entries 2026-03-31 – 2026-04-28 Material weaknessFinance chief departure
- Pursuit Attractions & Hospitality, Inc. PRSU 1 entry 2026-02-25 Accounting standard newly cited
- PVH CORP. /DE/ PVH 1 entry 2026-03-31 Material weakness
- Pyxis Oncology, Inc. PYXS 2 entries 2026-03-23 – 2026-11-05 Going concern
- Q/C TECHNOLOGIES, INC. QCLS 3 entries 2026-03-13 – 2026-04-29 Auditor changeGoing concernLate filing
- QMMM Holdings Ltd 1 entry 2026-01-30 Late filing
- Qnity Electronics, Inc. Q 1 entry 2026-01-16 Finance chief departure
- QS Energy, Inc. QSEP 1 entry 2026-03-31 Going concern
- QUAINT OAK BANCORP, INC. QNTO 1 entry 2026-03-27 Accounting standard newly cited
- QUAKER CHEMICAL CORP KWR 1 entry 2026-07-07 Finance chief departure
- Quanex Building Products CORP 1 entry 2026-01-16 Auditor change
- QUANTA SERVICES, INC. PWR 2 entries 2026-10-28 SEC comment letter
- Quanterix Corp QTRX 1 entry 2026-05-12 Finance chief departure
- Quantum Computing Inc. QUBT 1 entry 2026-03-02 Going concern
- QUANTUM CORP /DE/ QMCO 2 entries 2026-06-15 – 2026-10-09 Finance chief departureLate filing
- Quantum Cyber N.V. QUCY 3 entries 2026-06-26 – 2026-11-12 Auditor changeGoing concernRevenue recognition change
- Quantum Genesis AI Corp. QGAI 2 entries 2026-03-17 – 2026-10-27 Late filing
- Quest Water Global, Inc. QWTR 3 entries 2026-04-01 – 2026-05-29 Auditor changeLate filing
- QUICKLOGIC Corp QUIK 1 entry 2026-09-21 Finance chief departure
- QuidelOrtho Corp QDEL 2 entries 2026-02-13 – 2026-02-19 Material weaknessFinance chief departure
- Quince Therapeutics, Inc. QNCX 1 entry 2026-04-01 Late filing
- Quipt Home Medical Corp. 1 entry 2026-03-16 Finance chief departure
- Quoin Pharmaceuticals Ltd. QNRX 2 entries 2026-03-26 – 2026-11-05 Going concern
- QUOTEMEDIA INC QMCI 3 entries 2026-03-31 – 2026-04-14 Auditor changeGoing concernLate filing
- Qutoutiao Inc. QTTOY 1 entry 2026-04-30 Late filing
- QVC Group, Inc. QVCAQ 3 entries 2026-04-01 – 2026-04-30 Going concernLate filing
- QVC INC QVCG 2 entries 2026-04-01 – 2026-04-15 Going concernLate filing
- RADIAN GROUP INC RDN 1 entry 2026-02-12 Finance chief departure
- RADIANT LOGISTICS, INC RLGT 1 entry 2026-09-14 Material weakness
- Radiopharm Theranostics Ltd RADX 1 entry 2026-09-30 Going concern
- RADNOSTIX INC INIS 1 entry 2026-05-15 Late filing
- Rafael Holdings, Inc. RFL 1 entry 2026-10-29 Going concern
- Rain Enhancement Technologies Holdco, Inc. RAIN 3 entries 2026-04-01 – 2026-04-15 RestatementGoing concernLate filing
- Rainmaker Worldwide Inc. RAKR 2 entries 2026-04-01 – 2026-11-05 Accounting standard newly citedLate filing
- Ramaco Resources, Inc. METC 1 entry 2026-02-26 Material weakness
- RAMBUS INC RMBS 2 entries 2026-02-10 – 2026-09-04 Finance chief departure
- RAND CAPITAL CORP RAND 1 entry 2026-03-05 Material weakness
- Ranger Gold Corp. RNGC 3 entries 2026-02-17 – 2026-08-14 Late filing
- Rani Therapeutics Holdings, Inc. RANI 3 entries 2026-03-26 – 2026-06-30 Material weaknessFinance chief departure
- Ranpak Holdings Corp. PACK 1 entry 2026-03-05 Material weakness
- Raphael Pharmaceutical Inc. RAPH 1 entry 2026-07-17 Finance chief departure
- Rapid Line Inc. RPDL 1 entry 2026-04-30 Late filing
- RAVE RESTAURANT GROUP, INC. 1 entry 2026-02-17 Auditor change
- RAYONIER INC 1 entry 2026-03-18 Auditor change
- RB GLOBAL INC. RBA 1 entry 2026-10-08 Finance chief departure
- RBB Bancorp RBB 1 entry 2026-03-09 Material weakness
- RBC Bearings INC RBC 1 entry 2026-05-15 Material weakness
- RCI HOSPITALITY HOLDINGS, INC. RICK 2 entries 2026-02-09 – 2026-05-11 Late filing
- RCM TECHNOLOGIES, INC. RCMT 3 entries 2026-03-18 – 2026-08-31 Auditor changeFinance chief departureLate filing
- READING INTERNATIONAL INC RDIB 2 entries 2026-03-31 Going concernAccounting standard newly cited
- Ready Capital Corp RC 3 entries 2026-03-02 – 2026-06-30 SEC comment letterAccounting standard newly cited
- Real Brokerage Inc 1 entry 2026-10-28 SEC comment letter
- Real Messenger Corp RMSG 1 entry 2026-07-28 Going concern
- REALLOYS INC. ALOY 3 entries 2026-04-20 – 2026-06-30 Auditor changeFinance chief departureLate filing
- reAlpha Tech Corp. AIRE 3 entries 2026-02-27 – 2026-03-20 Finance chief departureRevenue recognition change
- Reborn Coffee, Inc. REBN 6 entries 2026-04-01 – 2026-08-14 Finance chief departureGoing concernAccounting standard newly citedLate filing
- Red Cat Holdings, Inc. RCAT 1 entry 2026-03-19 Going concern
- RED RIVER BANCSHARES INC RRBI 1 entry 2026-03-13 Accounting standard newly cited
- RED ROBIN GOURMET BURGERS INC RRGB 2 entries 2026-04-30 – 2026-11-02 Finance chief departureLate filing
- RedCloud Holdings plc RCT 1 entry 2026-04-30 Late filing
- Reddit, Inc. RDDT 1 entry 2026-09-25 SEC comment letter
- Redox International Group, Corp. 1 entry 2026-06-22 Restatement
- Redwood Mortgage Investors IX RWDMU 5 entries 2026-03-31 – 2026-05-18 Material weaknessAuditor changeLate filing
- REDWOOD MORTGAGE INVESTORS VIII 1 entry 2026-06-02 Auditor change
- REDWOOD TRUST INC RWT 3 entries 2026-01-22 SEC comment letter
- REE Automotive Ltd. REEAF 1 entry 2026-05-01 Late filing
- Regen BioPharma Inc RGBP 2 entries 2026-07-15 – 2026-08-13 Auditor changeLate filing
- Regenerative Medical Technology Group Inc. RMTG 5 entries 2026-04-01 – 2026-08-14 Revenue recognition changeLate filing
- REGENEREX PHARMA, INC. 2 entries 2026-03-30 – 2026-09-04 Auditor changeLate filing
- REGENXBIO Inc. RGNX 2 entries 2026-03-05 – 2026-11-05 Going concern
- REGIONAL HEALTH PROPERTIES, INC RHEP 2 entries 2026-03-31 – 2026-04-10 Finance chief departureLate filing
- REGIONS FINANCIAL CORP RF 3 entries 2026-01-12 – 2026-02-24 Finance chief departureAccounting standard newly cited
- REGIS CORP RGS 2 entries 2026-09-01 – 2026-09-17 SEC comment letterAccounting standard newly cited
- REGO PAYMENT ARCHITECTURES, INC. RPMT 1 entry 2026-05-15 Late filing
- Rein Therapeutics, Inc. RNTX 2 entries 2026-03-26 Going concernAccounting standard newly cited
- REINSURANCE GROUP OF AMERICA INC RGA 2 entries 2026-02-20 – 2026-06-22 Finance chief departureAccounting standard newly cited
- Reitar Logtech Holdings Ltd RITR 1 entry 2026-07-31 Late filing
- Rekor Systems, Inc. REKR 1 entry 2026-03-31 Material weakness
- RELIABILITY INC RLBY 3 entries 2026-03-31 – 2026-10-15 Auditor changeGoing concernLate filing
- Reliance Global Group, Inc. EZRA 1 entry 2026-03-10 Going concern
- Remitly Global, Inc. RELY 1 entry 2026-03-20 Finance chief departure
- Remora Capital Corp 1 entry 2026-01-13 Finance chief departure
- RemSleep Holdings Inc. RMSL 3 entries 2026-03-30 – 2026-08-28 Auditor changeLate filing
- RENAISSANCERE HOLDINGS LTD RNR 1 entry 2026-05-14 Finance chief departure
- RENASANT CORP RNST 2 entries 2026-03-02 – 2026-08-25 Material weaknessFinance chief departure
- RenovoRx, Inc. RNXT 1 entry 2026-02-06 Finance chief departure
- Rent the Runway, Inc. RENT 1 entry 2026-05-21 Finance chief departure
- RenX Enterprises Corp. RENX 2 entries 2026-04-01 Revenue recognition changeLate filing
- REPLIGEN CORP RGEN 2 entries 2026-01-22 SEC comment letter
- Replimune Group, Inc. REPL 1 entry 2026-06-29 Going concern
- REPUBLIC BANCORP INC /KY/ RBCAA 1 entry 2026-03-06 Accounting standard newly cited
- Republic Power Group Ltd RPGL 1 entry 2026-11-02 Late filing
- RESEARCH FRONTIERS INC REFR 1 entry 2026-03-05 Accounting standard newly cited
- Reservoir Media, Inc. RSVR 1 entry 2026-05-28 Material weakness
- RESMED INC RMD 2 entries 2026-04-30 – 2026-08-17 Auditor changeFinance chief departure
- RESOURCES CONNECTION, INC. RGP 3 entries 2026-07-24 – 2026-10-07 Material weaknessFinance chief departureRevenue recognition change
- REST EZ Inc. 1 entry 2026-06-30 Late filing
- RetinalGenix Technologies Inc. RTGN 4 entries 2026-03-26 – 2026-07-15 Auditor changeFinance chief departureLate filing
- ReTo Eco-Solutions, Inc. RETO 1 entry 2026-05-01 Late filing
- REVELATION BIOSCIENCES, INC. REVB 1 entry 2026-06-24 Finance chief departure
- Revium Rx. RVRC 1 entry 2026-06-01 Finance chief departure
- REZOLVE AI PLC RZLV 2 entries 2026-03-31 Going concernAccounting standard newly cited
- RH RH 1 entry 2026-04-01 Material weakness
- Ribbon Communications Inc. RBBN 1 entry 2026-04-28 Finance chief departure
- Rich Sparkle Holdings Ltd ANPA 1 entry 2026-01-30 Late filing
- RICHTECH ROBOTICS INC. RR 8 entries 2026-01-20 – 2026-08-14 RestatementMaterial weaknessAuditor changeRevenue recognition changeLate filing
- RideNow Group, Inc. RDNW 2 entries 2026-03-13 – 2026-06-11 Material weaknessAuditor change
- Ridgepost Capital, Inc. RPC 1 entry 2026-02-27 Accounting standard newly cited
- Rimini Street, Inc. RMNI 1 entry 2026-02-19 Material weakness
- RIO TINTO LTD RTNTF 1 entry 2026-02-19 Material weakness
- RIVERVIEW BANCORP INC 1 entry 2026-01-07 Auditor change
- Rivian Automotive, Inc. / DE RIVN 3 entries 2026-02-12 – 2026-10-29 Material weaknessFinance chief departureAccounting standard newly cited
- Rivulet Entertainment, Inc. RIVF 9 entries 2026-02-11 – 2026-02-17 SEC comment letterLate filing
- Roadzen Inc. RDZN 1 entry 2026-06-29 Going concern
- Rocket Companies, Inc. RKT 1 entry 2026-05-12 Late filing
- Rocket Lab Corp RKLB 1 entry 2026-06-05 Finance chief departure
- ROCKET PHARMACEUTICALS, INC. RCKT 1 entry 2026-06-30 Finance chief departure
- ROCKWELL AUTOMATION, INC ROK 1 entry 2026-09-29 SEC comment letter
- Rocky Mountain Chocolate Factory, Inc. RMCF 5 entries 2026-05-29 – 2026-11-12 Material weaknessAuditor changeFinance chief departureAccounting standard newly citedLate filing
- ROLLINS INC ROL 1 entry 2026-05-27 Finance chief departure
- RoyaLand Co Ltd. RLNDF 1 entry 2026-10-30 Late filing
- Royale Energy, Inc. ROYL 4 entries 2026-04-02 – 2026-08-18 Going concernLate filing
- RREEF Property Trust, Inc. 1 entry 2026-03-09 Auditor change
- Rubber Leaf Inc RLEA 1 entry 2026-02-06 Going concern
- Rumble Inc. RUM 2 entries 2026-03-05 – 2026-03-27 Material weaknessFinance chief departure
- RWB Health Inc. 1 entry 2026-05-15 Late filing
- RXO, Inc. RXO 1 entry 2026-01-23 Finance chief departure
- Ryde Group Ltd RYDE 1 entry 2026-04-24 Accounting standard newly cited
- RYDER SYSTEM INC R 2 entries 2026-06-25 SEC comment letter
- Ryerson Holding Corp RYZ 1 entry 2026-02-13 Finance chief departure
- RYVYL Inc. RTB 2 entries 2026-03-31 – 2026-04-15 Going concernLate filing
- SAB Biotherapeutics, Inc. SABS 2 entries 2026-03-09 Material weaknessGoing concern
- Sable Offshore Corp. 1 entry 2026-07-13 Auditor change
- Sabra Health Care REIT, Inc. SBRA 1 entry 2026-01-05 Finance chief departure
- Sachem Capital Corp. SACH 3 entries 2026-03-13 – 2026-05-20 Material weaknessLate filing
- Sadot Group Inc. SDOT 5 entries 2026-03-31 – 2026-09-25 Auditor changeFinance chief departureGoing concernLate filing
- SafeSpace Global Corp SSGC 3 entries 2026-03-17 – 2026-10-29 Auditor changeGoing concernLate filing
- SAGA COMMUNICATIONS INC SGA 2 entries 2026-04-01 – 2026-04-14 Material weaknessLate filing
- Sagimet Biosciences Inc. SGMT 1 entry 2026-03-11 Accounting standard newly cited
- Saker Aviation Services, Inc. SKAS 2 entries 2026-03-31 Material weaknessAccounting standard newly cited
- Salamander Innisbrook, LLC 1 entry 2026-03-31 Late filing
- Sally Beauty Holdings, Inc. SBH 1 entry 2026-04-02 Finance chief departure
- Sandisk Corp SNDK 5 entries 2026-08-17 – 2026-10-21 SEC comment letterMaterial weakness
- SANGAMO THERAPEUTICS, INC SGMOQ 3 entries 2026-02-03 – 2026-08-17 Auditor changeFinance chief departureLate filing
- Sanofi SNY 1 entry 2026-06-30 Late filing
- Santander Holdings USA, Inc. SNUS-PH 1 entry 2026-05-04 Accounting standard newly cited
- SANUWAVE Health, Inc. 1 entry 2026-03-13 Restatement
- SARATOGA INVESTMENT CORP. SAR 2 entries 2026-05-05 – 2026-09-18 Finance chief departureGoing concern
- Sarepta Therapeutics, Inc. SRPT 1 entry 2026-03-02 Accounting standard newly cited
- Satellogic Inc. SATL 2 entries 2026-06-08 – 2026-07-28 Finance chief departure
- SATIVUS TECH CORP. SATT 2 entries 2026-03-30 – 2026-07-20 Auditor changeLate filing
- SBC Medical Group Holdings Inc SBC 1 entry 2026-03-27 Accounting standard newly cited
- Scage Future SCAG 1 entry 2026-11-02 Late filing
- SCANSOURCE, INC. SCSC 1 entry 2026-10-21 SEC comment letter
- ScanTech AI Systems Inc. STAI 3 entries 2026-01-21 – 2026-05-18 Auditor changeLate filing
- SCHMID Group N.V. SHMD 2 entries 2026-02-13 – 2026-04-29 Going concernLate filing
- SCI Engineered Materials, Inc. SCIA 2 entries 2026-04-01 – 2026-08-13 Finance chief departure
- Science Applications International Corp SAIC 3 entries 2026-01-13 – 2026-02-17 SEC comment letterFinance chief departure
- SCIENTIFIC INDUSTRIES INC 1 entry 2026-01-20 Auditor change
- Scienture Holdings, Inc. SCNX 2 entries 2026-03-30 – 2026-05-29 Finance chief departureGoing concern
- Scilex Holding Co SCLX 6 entries 2026-04-01 – 2026-07-01 SEC comment letterGoing concernAccounting standard newly citedLate filing
- Scorpius Holdings, Inc. 1 entry 2026-04-08 Finance chief departure
- Sculptor Diversified Real Estate Income Trust, Inc. 1 entry 2026-05-15 Finance chief departure
- SCWorx Corp. WORX 1 entry 2026-03-31 Going concern
- SCYNEXIS INC SCYX 1 entry 2026-09-10 Finance chief departure
- SDR Drone, Inc. SDCO 5 entries 2026-03-26 – 2026-09-09 RestatementGoing concernRevenue recognition changeLate filing
- SEACOR Marine Holdings Inc. SMHI 1 entry 2026-02-25 Accounting standard newly cited
- Seaport Entertainment Group Inc. 1 entry 2026-04-07 Auditor change
- SeaStar Medical Holding Corp ICU 1 entry 2026-03-25 Going concern
- SEATech Ventures Corp. APGH 1 entry 2026-03-30 Late filing
- Securetech Innovations, Inc. SCTH 5 entries 2026-03-25 – 2026-08-19 RestatementAuditor changeGoing concernRevenue recognition changeLate filing
- Security Midwest Bancorp, Inc. SBMW 1 entry 2026-04-01 Late filing
- SeeQC, Inc. SEQC 1 entry 2026-08-14 Late filing
- Seer, Inc. SEER 1 entry 2026-09-18 Finance chief departure
- SELECTIS HEALTH, INC. GBCS 5 entries 2026-03-31 – 2026-08-18 Finance chief departureGoing concernLate filing
- SemiLEDs Corp LEDS 4 entries 2026-07-09 – 2026-07-27 SEC comment letterAuditor change
- SEMTECH CORP SMTC 1 entry 2026-03-23 Accounting standard newly cited
- Seneca Bancorp, Inc. SNNF 1 entry 2026-06-04 Finance chief departure
- SenesTech, Inc. SNES 1 entry 2026-03-13 Going concern
- Senmiao Technology Ltd AIHS 5 entries 2026-01-07 – 2026-06-30 RestatementFinance chief departureGoing concernLate filing
- Sensata Technologies Holding plc ST 1 entry 2026-02-27 Material weakness
- Sensei Biotherapeutics, Inc. FTH 1 entry 2026-03-30 Going concern
- Senstar Technologies Corp SNT 1 entry 2026-04-30 Late filing
- Sensus Healthcare, Inc. SRTS 3 entries 2026-01-20 – 2026-03-04 Material weaknessAuditor changeAccounting standard newly cited
- Senti Biosciences, Inc. SNTI 1 entry 2026-03-27 Material weakness
- SENTIENT BRANDS HOLDINGS INC. SNBH 4 entries 2026-01-12 – 2026-11-09 Auditor changeGoing concernLate filing
- Sentinel Holdings Ltd. SNTL 4 entries 2026-03-31 – 2026-06-11 Auditor changeGoing concernLate filing
- SentinelOne, Inc. S 1 entry 2026-01-21 Finance chief departure
- SEQUANS COMMUNICATIONS SQNS 1 entry 2026-04-30 Late filing
- SERA PROGNOSTICS, INC. SERA 1 entry 2026-08-19 Finance chief departure
- Seres Therapeutics, Inc. MCRB 1 entry 2026-10-26 Finance chief departure
- Serina Therapeutics, Inc. SER 1 entry 2026-03-25 Material weakness
- Seritage Growth Properties SRG 1 entry 2026-03-31 Going concern
- Serve Robotics Inc. /DE/ SERV 1 entry 2026-03-12 Material weakness
- ServiceTitan, Inc. TTAN 2 entries 2026-03-25 – 2026-06-05 Material weakness
- SES AI Corp SES 1 entry 2026-04-23 Finance chief departure
- Sezzle Inc. SEZL 4 entries 2026-01-29 – 2026-03-20 RestatementMaterial weaknessAuditor changeFinance chief departure
- Shake Shack Inc. SHAK 1 entry 2026-02-24 Finance chief departure
- SHARING ECONOMY INTERNATIONAL INC. SEII 4 entries 2026-02-18 – 2026-06-03 Auditor changeFinance chief departure
- SharonAI Holdings Inc. SHAZ 4 entries 2026-01-07 – 2026-09-24 Auditor changeFinance chief departure
- SHENANDOAH TELECOMMUNICATIONS CO/VA/ SHEN 1 entry 2026-07-22 Finance chief departure
- Shepherd's Finance, LLC 3 entries 2026-03-06 – 2026-08-12 Auditor changeFinance chief departureLate filing
- Shift4 Payments, Inc. FOUR 1 entry 2026-03-09 Finance chief departure
- SHORE BANCSHARES INC SHBI 1 entry 2026-03-02 Material weakness
- Shutterstock, Inc. SSTK 2 entries 2026-07-22 – 2026-11-05 Finance chief departure
- Shuttle Pharmaceuticals Holdings, Inc. SHPH 4 entries 2026-01-12 – 2026-11-06 Auditor changeFinance chief departureLate filing
- SideChannel, Inc. SDCH 1 entry 2026-02-17 Going concern
- Sidus Space Inc. SIDU 4 entries 2026-04-01 – 2026-11-12 RestatementMaterial weaknessLate filing
- SIEBERT FINANCIAL CORP SIEB 1 entry 2026-03-30 Material weakness
- SIERRA BANCORP BSRR 1 entry 2026-04-20 Finance chief departure
- SIFCO INDUSTRIES INC SIF 2 entries 2026-02-03 – 2026-02-11 Finance chief departureAccounting standard newly cited
- Sight Sciences, Inc. SGHT 1 entry 2026-03-04 Material weakness
- Signing Day Sports, Inc. 1 entry 2026-03-19 Finance chief departure
- Sigyn Therapeutics, Inc. SIGY 1 entry 2026-03-31 Late filing
- Silence Therapeutics plc SLN 2 entries 2026-03-05 – 2026-08-04 SEC comment letterGoing concern
- Silo Pharma, Inc. SILO 1 entry 2026-03-27 Material weakness
- Silvaco Group, Inc. 1 entry 2026-05-27 Auditor change
- SILVER BOW MINING CORP. 1 entry 2026-06-09 Auditor change
- Silver North Resources Ltd. TARSF 1 entry 2026-02-03 Late filing
- Silver Point Specialty Lending Fund 1 entry 2026-03-25 Auditor change
- SIMILARWEB LTD. SMWB 1 entry 2026-03-25 SEC comment letter
- Simply Good Foods Co SMPL 1 entry 2026-01-21 Finance chief departure
- SIMPPLE LTD. SPPL 1 entry 2026-04-08 Going concern
- Sinclair, Inc. SBGI 1 entry 2026-08-28 Finance chief departure
- Sinda Ltd. SIND 1 entry 2026-10-15 Finance chief departure
- Singularity Future Technology Ltd. SGLY 2 entries 2026-09-29 Going concernLate filing
- SINOVAC BIOTECH LTD SVA 1 entry 2026-04-30 Late filing
- Sintx Technologies, Inc. SINT 1 entry 2026-03-20 Going concern
- SITE Centers Corp. SITC 1 entry 2026-02-26 Accounting standard newly cited
- SITIME Corp SITM 1 entry 2026-02-11 Accounting standard newly cited
- Six Flags Entertainment Corporation/NEW FUN 1 entry 2026-05-07 Finance chief departure
- Skillful Craftsman Education Technology Ltd EDTK 1 entry 2026-07-30 Late filing
- Skillsoft Corp. SKIL 1 entry 2026-05-21 Finance chief departure
- Skkynet Cloud Systems, Inc. SKKY 2 entries 2026-06-15 – 2026-09-14 Late filing
- Sky Quarry Inc. SKYQ 1 entry 2026-01-13 SEC comment letter
- Skycorp Solar Group Ltd PN 1 entry 2026-02-02 Late filing
- Skye Bioscience, Inc. SKYE 2 entries 2026-02-20 – 2026-09-11 Finance chief departure
- Skyline Builders Group Holding Ltd KAZR 2 entries 2026-07-31 – 2026-08-17 Accounting standard newly citedLate filing
- SKYTECH ORION GLOBAL CORP. CTGL 3 entries 2026-03-27 – 2026-08-14 Late filing
- Skyward Specialty Insurance Group, Inc. SKWD 1 entry 2026-08-20 Finance chief departure
- SKYWEST INC SKYW 1 entry 2026-02-17 Accounting standard newly cited
- SKYX Platforms Corp. SKYX 1 entry 2026-03-26 Going concern
- Slam Corp. 2 entries 2026-03-03 – 2026-03-31 Finance chief departureLate filing
- Sleep Number Corp SNBRQ 1 entry 2026-03-12 Going concern
- SM Energy Co 1 entry 2026-02-09 Auditor change
- Smart Digital Group Ltd SDM 1 entry 2026-01-30 Late filing
- Smart Powerr Corp. CREG 1 entry 2026-08-14 Finance chief departure
- Smart Sand, Inc. SND 1 entry 2026-08-11 Finance chief departure
- Smartbird, Inc. BIRD 5 entries 2026-03-31 – 2026-08-19 Auditor changeGoing concernLate filing
- SmartKem, Inc. SMTK 3 entries 2026-03-31 – 2026-05-15 Material weaknessLate filing
- SmartRent, Inc. SMRT 1 entry 2026-03-04 Material weakness
- SmartStop Self Storage REIT, Inc. SMA 2 entries 2026-05-28 SEC comment letter
- SMITH & WESSON BRANDS, INC. SWBI 2 entries 2026-09-02 SEC comment letter
- SMITH A O CORP AOS 2 entries 2026-05-29 SEC comment letter
- Smith Douglas Homes Corp. SDHC 1 entry 2026-03-12 Material weakness
- SMITH MIDLAND CORP SMID 3 entries 2026-03-31 – 2026-06-10 Accounting standard newly citedLate filing
- Smurfit Westrock plc SW 1 entry 2026-02-27 Material weakness
- SMX (Security Matters) Public Ltd Co SMX 1 entry 2026-03-20 Going concern
- Snap Inc SNAP 2 entries 2026-02-05 – 2026-04-20 Finance chief departureAccounting standard newly cited
- Snap-on Inc SNA 1 entry 2026-02-12 Accounting standard newly cited
- So-Young International Inc. SY 1 entry 2026-04-23 Accounting standard newly cited
- SOBR Safe, Inc. SOBR 1 entry 2026-03-31 Late filing
- SOCIETY PASS INCORPORATED. SOPAQ 5 entries 2026-01-06 – 2026-09-30 Auditor changeFinance chief departureLate filing
- SOCKET MOBILE, INC. SCKT 1 entry 2026-03-30 Accounting standard newly cited
- Sol-Gel Technologies Ltd. SLGL 1 entry 2026-03-19 Going concern
- Solana Co HSDT 2 entries 2026-03-31 Going concernAccounting standard newly cited
- SOLAREDGE TECHNOLOGIES, INC. SEDG 3 entries 2026-03-10 – 2026-06-25 Finance chief departure
- SolarMax Technology, Inc. SMXT 2 entries 2026-03-31 – 2026-08-17 Late filing
- SOLENO THERAPEUTICS INC 2 entries 2026-02-26 – 2026-05-18 Finance chief departure
- SOLESENCE, INC. SLSN 6 entries 2026-08-14 – 2026-11-12 RestatementMaterial weaknessLate filing
- Solidion Technology Inc. STI 5 entries 2026-03-24 – 2026-11-09 RestatementGoing concernLate filing
- SOLITARIO RESOURCES CORP. 1 entry 2026-06-04 Auditor change
- Solo Brands, Inc. SBDS 2 entries 2026-03-23 – 2026-04-06 Material weaknessFinance chief departure
- Solowin Holdings, Ltd. AXG 2 entries 2026-08-03 Material weaknessLate filing
- Solventum Corp SOLV 2 entries 2026-03-24 – 2026-07-20 Finance chief departure
- SONIDA SENIOR LIVING, INC. SNDA 1 entry 2026-03-12 Material weakness
- Sono Group N.V. SSM 5 entries 2026-03-31 – 2026-05-19 Going concernAccounting standard newly citedLate filing
- SONOCO PRODUCTS CO SON 1 entry 2026-05-11 Finance chief departure
- Sonoma Pharmaceuticals, Inc. SNOA 1 entry 2026-06-16 Going concern
- Sonos Inc SONO 1 entry 2026-07-29 Finance chief departure
- SOS Ltd SOS 1 entry 2026-04-30 Late filing
- SOTHERLY HOTELS LP SOHOB 2 entries 2026-02-18 – 2026-04-01 Finance chief departureLate filing
- Sound Cave Technology Inc. 1 entry 2026-04-01 Late filing
- SOUNDHOUND AI, INC. SOUN 1 entry 2026-03-18 Finance chief departure
- SOUTHERN CALIFORNIA GAS CO 2 entries 2026-01-09 – 2026-07-09 Finance chief departure
- Southland Holdings, Inc. SLND 1 entry 2026-03-26 Going concern
- SOUTHWEST GAS CORP 1 entry 2026-02-25 Material weakness
- Southwest Gas Holdings, Inc. 1 entry 2026-01-09 Restatement
- Sow Good Inc. SOWG 4 entries 2026-01-05 – 2026-08-14 Finance chief departureLate filing
- SPAR Group, Inc. 1 entry 2026-04-13 Auditor change
- SPARTA COMMERCIAL SERVICES, INC. SRCO 3 entries 2026-03-17 – 2026-09-14 Late filing
- SPECIFICITY, INC. SPTY 4 entries 2026-03-31 – 2026-08-14 RestatementGoing concernLate filing
- Spero Therapeutics, Inc. SPRO 1 entry 2026-03-26 Going concern
- Sphere Entertainment Co. SPHR 1 entry 2026-02-12 Accounting standard newly cited
- SPINDLETOP OIL & GAS CO SPND 3 entries 2026-04-01 – 2026-08-17 Late filing
- Spire Global, Inc. SPIR 1 entry 2026-03-19 Going concern
- SPLASH BEVERAGE GROUP, INC. SBEV 4 entries 2026-04-01 – 2026-08-19 Going concernLate filing
- Spok Holdings, Inc SPOK 1 entry 2026-04-14 Finance chief departure
- Sports Entertainment Gaming Global Corp SEGG 7 entries 2026-04-01 – 2026-10-08 RestatementGoing concernAccounting standard newly citedLate filing
- SPORTSMAN'S WAREHOUSE HOLDINGS, INC. SPWH 2 entries 2026-09-16 SEC comment letter
- SpringBig Holdings, Inc. SBIG 5 entries 2026-03-27 – 2026-08-19 Auditor changeFinance chief departureGoing concernAccounting standard newly citedLate filing
- Sprout Social, Inc. SPT 2 entries 2026-02-12 – 2026-03-13 Finance chief departure
- SPRUCE POWER HOLDING CORP SPRU 3 entries 2026-03-31 – 2026-07-24 Material weaknessGoing concern
- SPS COMMERCE INC SPSC 2 entries 2026-02-12 – 2026-05-21 Finance chief departure
- SR Bancorp, Inc. SRBK 1 entry 2026-06-30 Late filing
- SRx Health Solutions, Inc. SRXH 1 entry 2026-02-13 Going concern
- SS Innovations International, Inc. SSII 2 entries 2026-01-08 – 2026-05-26 Finance chief departure
- Stabilis Solutions, Inc. 1 entry 2026-07-10 Auditor change
- Stablecoin Development Corp SDEV 4 entries 2026-01-28 – 2026-04-29 RestatementMaterial weaknessAuditor change
- StageWise Strategies Corp. STWI 1 entry 2026-10-14 Finance chief departure
- Stagwell Inc STGW 2 entries 2026-03-13 – 2026-04-17 SEC comment letterMaterial weakness
- STANDARD MOTOR PRODUCTS, INC. SMP 2 entries 2026-02-26 – 2026-10-09 Material weaknessFinance chief departure
- STANDARD PREMIUM FINANCE HOLDINGS, INC. 1 entry 2026-03-31 Auditor change
- STANDEX INTERNATIONAL CORP/DE/ SXI 1 entry 2026-08-14 Accounting standard newly cited
- STANLEY BLACK & DECKER, INC. SWK 8 entries 2026-08-25 SEC comment letter
- Star Fashion Culture Holdings Ltd STFS 1 entry 2026-10-23 Material weakness
- Star Gold Corp. SRGZ 3 entries 2026-02-11 – 2026-09-14 Auditor changeFinance chief departureGoing concern
- STARBUCKS CORP SBUX 1 entry 2026-11-12 Accounting standard newly cited
- Starco Brands, Inc. STCB 3 entries 2026-03-31 – 2026-05-20 Revenue recognition changeLate filing
- Stardust Power Inc. SDST 2 entries 2026-03-25 – 2026-10-19 Finance chief departureGoing concern
- Starfighters Space, Inc. FJET 6 entries 2026-04-01 – 2026-08-14 Auditor changeGoing concernLate filing
- STARGUIDE GROUP, INC. STRG 1 entry 2026-05-01 Late filing
- Stark Focus Group, Inc. SKFG 3 entries 2026-04-02 – 2026-09-16 Auditor changeFinance chief departureLate filing
- STEM, INC. 1 entry 2026-03-17 Auditor change
- Stemtech Corp STEK 2 entries 2026-03-31 – 2026-05-14 Late filing
- Stereotaxis, Inc. STXS 1 entry 2026-04-03 Revenue recognition change
- Sterling Real Estate Trust 1 entry 2026-03-11 Material weakness
- STIFEL FINANCIAL CORP SF 3 entries 2026-02-24 – 2026-02-26 SEC comment letterAccounting standard newly citedRevenue recognition change
- Stimcell Energetics Inc. STME 1 entry 2026-01-15 Late filing
- Stoke Therapeutics, Inc. STOK 2 entries 2026-03-16 – 2026-03-27 Auditor changeRevenue recognition change
- STONERIDGE INC SRI 3 entries 2026-02-02 – 2026-05-12 Finance chief departureLate filing
- STORE CAPITAL LLC 1 entry 2026-01-05 Finance chief departure
- Strata Critical Medical, Inc. SRTA 1 entry 2026-03-03 Material weakness
- STRATA Skin Sciences, Inc. SSKN 1 entry 2026-03-26 Going concern
- Strategic Environmental & Energy Resources, Inc. SENR 1 entry 2026-03-31 Late filing
- Streamex Corp. STEX 5 entries 2026-03-20 – 2026-07-14 SEC comment letterAuditor changeFinance chief departureGoing concern
- STRYKER CORP SYK 1 entry 2026-05-20 Finance chief departure
- STRYVE FOODS, INC. 1 entry 2026-04-07 Late filing
- STURM RUGER & CO INC RGR 1 entry 2026-03-27 Finance chief departure
- SUBURBAN PROPANE PARTNERS LP SPH 1 entry 2026-02-05 Accounting standard newly cited
- SUIC Worldwide Holdings Ltd. SUIC 2 entries 2026-07-10 – 2026-08-31 Finance chief departure
- Summit Hotel Properties, Inc. INN 1 entry 2026-06-12 Finance chief departure
- Summit Networks Inc. SNTW 2 entries 2026-03-30 – 2026-05-12 Late filing
- Summit Therapeutics Inc. SMMT 2 entries 2026-10-21 – 2026-11-04 SEC comment letterGoing concern
- SUN 2 entries 2026-01-29 – 2026-06-11 Finance chief departureLate filing
- SUN COMMUNITIES INC SUI 3 entries 2026-02-10 – 2026-05-13 Auditor changeFinance chief departure
- SUNation Energy, Inc. SUNE 1 entry 2026-03-23 Going concern
- Sunbelt Rentals Holdings, Inc. 1 entry 2026-03-02 Auditor change
- SunCoke Energy, Inc. SXC 1 entry 2026-01-15 Finance chief departure
- Suncrete, Inc. 2 entries 2026-04-14 – 2026-05-21 Auditor change
- SunPower Inc. SPWR 9 entries 2026-02-05 – 2026-11-12 RestatementFinance chief departureAccounting standard newly citedLate filing
- SUNRISE REAL ESTATE GROUP INC SRRE 4 entries 2026-03-31 – 2026-08-13 Going concernLate filing
- SunScout Holding Ltd SNSC 1 entry 2026-10-30 Late filing
- Sunshine Biopharma Inc. SBFM 1 entry 2026-03-31 Late filing
- Sunstone Hotel Investors, Inc. SHO 1 entry 2026-05-21 SEC comment letter
- SUPA Consolidated Inc. SFCX 2 entries 2026-03-24 – 2026-10-13 Auditor changeGoing concern
- SUPER HI INTERNATIONAL HOLDING LTD. HDL 1 entry 2026-04-13 Material weakness
- Super League Enterprise, Inc. SLE 1 entry 2026-03-31 Going concern
- SUPERNUS PHARMACEUTICALS, INC. SUPN 1 entry 2026-03-02 Revenue recognition change
- Superstar Platforms Inc. SPST 1 entry 2026-03-31 Late filing
- SuperX AI Technology Ltd SUPX 1 entry 2026-10-29 Revenue recognition change
- SURF AIR MOBILITY INC. SRFM 1 entry 2026-09-28 Finance chief departure
- SurgePays, Inc. SURG 8 entries 2026-01-14 – 2026-09-16 Material weaknessAuditor changeFinance chief departureGoing concernLate filing
- Surrozen, Inc./DE SRZN 1 entry 2026-03-23 Accounting standard newly cited
- SusGlobal Energy Corp. SNRG 1 entry 2026-03-31 Late filing
- SYNAPTICS Inc SYNA 2 entries 2026-08-21 – 2026-10-15 Finance chief departure
- Syndax Pharmaceuticals Inc SNDX 1 entry 2026-11-02 Finance chief departure
- Synergy CHC Corp. SNYR 1 entry 2026-04-01 Late filing
- SYNTEC OPTICS HOLDINGS, INC. 1 entry 2026-08-25 Auditor change
- SYSCO CORP SYY 1 entry 2026-03-05 Finance chief departure
- System1, Inc. SST 1 entry 2026-03-11 Going concern
- T-Mobile US, Inc. TMUS 1 entry 2026-09-03 Finance chief departure
- T. Rowe Price OHA Select Private Credit Fund 1 entry 2026-02-25 Finance chief departure
- T1 Energy Inc. TE 1 entry 2026-02-06 Finance chief departure
- T3 Defense Inc. DFNS 5 entries 2026-01-14 – 2026-08-14 Auditor changeGoing concernLate filing
- TABLE TRAC INC TBTC 1 entry 2026-03-24 Accounting standard newly cited
- Tactical Resources Corp. TREO 1 entry 2026-10-30 Going concern
- Talkspace, Inc. TALK 2 entries 2026-01-23 SEC comment letter
- TALOS ENERGY INC. TALO 1 entry 2026-02-25 Material weakness
- TALPHERA, INC. TLPH 1 entry 2026-03-23 Going concern
- TANCHENG GROUP CO., LTD. QSJC 2 entries 2026-03-02 – 2026-03-31 Auditor changeRevenue recognition change
- Tango Therapeutics, Inc. TNGX 2 entries 2026-04-15 – 2026-05-08 Finance chief departure
- TANICO Inc. 2 entries 2026-02-10 Going concernAccounting standard newly cited
- TANTECH HOLDINGS LTD TANH 3 entries 2026-05-01 – 2026-07-10 SEC comment letterLate filing
- Targa Resources Corp. TRGP 1 entry 2026-08-25 Finance chief departure
- TaskUs, Inc. TASK 1 entry 2026-02-25 Finance chief departure
- TCW Direct Lending LLC 1 entry 2026-03-31 Late filing
- TCW Direct Lending VII LLC 1 entry 2026-03-31 Late filing
- TEAM INC TISI 2 entries 2026-06-23 – 2026-10-06 Finance chief departure
- Teamshares Inc TMS 3 entries 2026-06-08 – 2026-06-25 SEC comment letterAuditor change
- Technology & Telecommunication Acquisition Corp TETEF 2 entries 2026-03-09 – 2026-04-16 Late filing
- TECOGEN INC. TGEN 1 entry 2026-03-19 Material weakness
- Tectonic Therapeutic, Inc. TECX 1 entry 2026-02-26 Going concern
- TELA Bio, Inc. TELA 1 entry 2026-08-31 Finance chief departure
- Telesat Corp TSAT 2 entries 2026-03-17 Material weaknessGoing concern
- Telix Pharmaceuticals Ltd TLX 1 entry 2026-10-20 SEC comment letter
- Tempest Therapeutics, Inc. TPST 4 entries 2026-06-04 – 2026-10-30 Finance chief departure
- Tempus AI, Inc. TEM 1 entry 2026-02-24 Material weakness
- TEN Holdings, Inc. XHLD 1 entry 2026-10-05 Finance chief departure
- TENAX THERAPEUTICS, INC. TENX 1 entry 2026-04-22 Finance chief departure
- TENET HEALTHCARE CORP THC 1 entry 2026-02-17 Accounting standard newly cited
- TENNANT CO TNC 1 entry 2026-07-30 Finance chief departure
- TEREX CORP TEX 1 entry 2026-03-06 Finance chief departure
- Terra Innovatum Global N.V. NKLR 6 entries 2026-01-21 – 2026-10-27 Auditor changeFinance chief departureGoing concernLate filing
- TerrAscend Corp. TSNDF 1 entry 2026-03-12 Going concern
- TETRA TECHNOLOGIES INC TTI 1 entry 2026-04-02 Finance chief departure
- Teucrium Commodity Trust 1 entry 2026-06-23 Auditor change
- Tevogen Bio Holdings Inc. TVGN 1 entry 2026-03-31 Accounting standard newly cited
- Texas Community Bancshares, Inc. TCBS 1 entry 2026-06-30 Late filing
- Texas Pacific Land Corp TPL 2 entries 2026-04-17 SEC comment letter
- Texas Republic Capital Corp 1 entry 2026-04-01 Late filing
- Texxon Holding Ltd NPT 1 entry 2026-11-02 Late filing
- TFS Financial CORP TFSL 1 entry 2026-04-02 Finance chief departure
- TG THERAPEUTICS, INC. TGTX 1 entry 2026-02-27 Material weakness
- THEGLOBE COM INC TGLO 2 entries 2026-04-01 – 2026-05-15 Late filing
- TherapeuticsMD, Inc. TXMD 3 entries 2026-01-21 – 2026-04-01 Auditor changeGoing concernLate filing
- Thryv Holdings, Inc. THRY 1 entry 2026-11-09 Going concern
- THUNDER MOUNTAIN GOLD INC THMG 3 entries 2026-03-31 – 2026-06-08 Auditor changeGoing concernAccounting standard newly cited
- Thunder Power Holdings, Inc. AIEV 3 entries 2026-03-31 – 2026-08-14 Late filing
- TIAN RUIXIANG HOLDINGS LTD TIRXF 1 entry 2026-03-04 Late filing
- Tianci International, Inc. CIIT 2 entries 2026-06-15 – 2026-10-29 Late filing
- TILE SHOP HOLDINGS, INC. TTSH 1 entry 2026-02-26 Material weakness
- Tilray Brands, Inc. TLRY 4 entries 2026-09-17 SEC comment letter
- TIMBERLAND BANCORP INC 1 entry 2026-01-07 Auditor change
- Titan Machinery Inc. TITN 1 entry 2026-09-01 SEC comment letter
- Tiziana Life Sciences Ltd TLSA 1 entry 2026-04-30 Late filing
- TLGY ACQUISITION CORP TLGYF 1 entry 2026-03-31 Material weakness
- TOFUTTI BRANDS INC TOFB 3 entries 2026-03-27 – 2026-05-12 Going concernLate filing
- Token Cat Ltd TC 1 entry 2026-04-30 Late filing
- Tokyo Lifestyle Co., Ltd. TKLF 1 entry 2026-07-10 Revenue recognition change
- TOMI Environmental Solutions, Inc. TOMZ 1 entry 2026-03-31 Accounting standard newly cited
- Tonix Pharmaceuticals Holding Corp. TNXP 2 entries 2026-03-12 – 2026-03-18 Material weaknessAuditor change
- TOP Financial Group Ltd TOP 3 entries 2026-06-30 – 2026-10-28 Revenue recognition changeLate filing
- Top Wealth Group Holding Ltd TWG 1 entry 2026-04-29 Late filing
- Toppoint Holdings Inc. TOPP 3 entries 2026-03-25 – 2026-04-16 Material weaknessFinance chief departureRevenue recognition change
- TORO CO TTC 1 entry 2026-06-29 Late filing
- Torrid Holdings Inc. CURV 1 entry 2026-10-19 Finance chief departure
- Totaligent, Inc. TGNT 2 entries 2026-03-31 – 2026-08-13 Late filing
- TPG Inc. TPG 1 entry 2026-06-22 Finance chief departure
- TPI COMPOSITES, INC TPICQ 2 entries 2026-03-25 Going concernAccounting standard newly cited
- Trade Desk, Inc. TTD 2 entries 2026-01-26 – 2026-03-25 Finance chief departure
- Tradewinds Universal TRWD 2 entries 2026-03-31 – 2026-08-14 Late filing
- Trans American Aquaculture, Inc GRPS 3 entries 2026-03-31 – 2026-07-17 RestatementLate filing
- TRANSACT TECHNOLOGIES INC TACT 4 entries 2026-03-12 – 2026-06-29 Finance chief departureGoing concernRevenue recognition change
- TRANSCAT INC TRNS 1 entry 2026-05-27 Material weakness
- Transcode Therapeutics, Inc. RNAZ 3 entries 2026-03-31 – 2026-09-11 Finance chief departureGoing concernLate filing
- Transglobal Management Group, Inc. TMGI 6 entries 2026-01-05 – 2026-10-15 Finance chief departureLate filing
- TransparentBusiness, Inc. 3 entries 2026-04-01 – 2026-09-14 Finance chief departureLate filing
- Transportation & Logistics Systems, Inc. TLSS 1 entry 2026-08-14 Late filing
- TRANSUITE.ORG INC. TRSO 6 entries 2026-02-12 – 2026-06-16 Finance chief departureGoing concernRevenue recognition changeLate filing
- TransUnion TRU 2 entries 2026-09-23 – 2026-11-05 Finance chief departure
- Travel & Leisure Co. TNL 1 entry 2026-06-23 Late filing
- Travere Therapeutics, Inc. TVTX 1 entry 2026-07-09 Finance chief departure
- Traws Pharma, Inc. TRAW 2 entries 2026-03-31 – 2026-04-15 Going concernLate filing
- TREASURE GLOBAL INC TGL 4 entries 2026-02-17 – 2026-09-28 Accounting standard newly citedLate filing
- TREDEGAR CORP TG 2 entries 2026-07-31 – 2026-09-15 Finance chief departure
- TRICO BANCSHARES / TCBK 1 entry 2026-03-02 Accounting standard newly cited
- Triller Group Inc. ILLR 5 entries 2026-01-26 – 2026-03-31 Material weaknessAuditor changeGoing concernLate filing
- Trillion Energy International Inc. TRLEF 1 entry 2026-05-04 Late filing
- Trilogy Metals Inc. TMQ 1 entry 2026-02-17 Accounting standard newly cited
- TRIMAS CORP TRS 1 entry 2026-11-10 Late filing
- TRINET GROUP, INC. TNET 2 entries 2026-08-11 SEC comment letter
- Trinseo PLC TSEOQ 1 entry 2026-01-12 Finance chief departure
- Trio Petroleum Corp TPET 2 entries 2026-01-20 – 2026-06-11 Going concern
- TripAdvisor, Inc. TRIP 1 entry 2026-11-05 Finance chief departure
- TriSalus Life Sciences, Inc. TLSI 1 entry 2026-03-05 Going concern
- TruBridge, Inc. 1 entry 2026-03-17 Late filing
- TruGolf Holdings, Inc. TRUG 2 entries 2026-03-31 – 2026-05-15 Late filing
- TRULEUM, INC. 1 entry 2026-03-31 Late filing
- Trulieve Cannabis Corp. TRLV 2 entries 2026-03-05 – 2026-07-02 Finance chief departure
- Trump Media & Technology Group Corp. DJT 2 entries 2026-02-27 Material weaknessAccounting standard newly cited
- Trutankless, Inc. TKLS 5 entries 2026-04-01 – 2026-08-14 Accounting standard newly citedRevenue recognition changeLate filing
- TScan Therapeutics, Inc. TCRX 2 entries 2026-04-02 – 2026-09-02 Finance chief departure
- Turbo Energy, S.A. TURB 1 entry 2026-05-01 Late filing
- Turning Point Brands, Inc. TPB 1 entry 2026-03-02 Accounting standard newly cited
- Turtle Beach Corp TBCH 1 entry 2026-05-20 Finance chief departure
- TV Channels Network Inc. TVCN 2 entries 2026-03-31 – 2026-10-27 Finance chief departureLate filing
- Tvardi Therapeutics, Inc. TVRD 2 entries 2026-03-31 Material weaknessGoing concern
- TWFG, Inc. TWFG 1 entry 2026-07-24 Finance chief departure
- Twin Vee PowerCats, Co. VEEE 3 entries 2026-01-12 – 2026-07-13 Finance chief departureGoing concern
- Two Hands Corp TWOH 4 entries 2026-03-31 – 2026-08-19 Accounting standard newly citedLate filing
- TWO HARBORS INVESTMENT CORP. TWO-PC 1 entry 2026-09-10 Finance chief departure
- TYSON FOODS, INC. TSN 1 entry 2026-04-02 Finance chief departure
- U Power Ltd UCAR 1 entry 2026-04-30 Late filing
- U S GLOBAL INVESTORS INC GROW 2 entries 2026-02-18 – 2026-06-02 RestatementLate filing
- U S PHYSICAL THERAPY INC /NV USPH 2 entries 2026-02-26 – 2026-08-14 Finance chief departure
- U.S. GOLD CORP. USAU 1 entry 2026-07-29 Going concern
- Uber Technologies, Inc UBER 1 entry 2026-02-04 Finance chief departure
- UBS AG AMUB 1 entry 2026-04-28 SEC comment letter
- UBS Group AG UBS 2 entries 2026-02-19 – 2026-03-09 SEC comment letterMaterial weakness
- uCloudlink Group Inc. UCL 1 entry 2026-03-27 Material weakness
- ULIXE CORP. 3 entries 2026-03-31 – 2026-08-14 Late filing
- Ultra Clean Holdings, Inc. UCTT 3 entries 2026-02-23 – 2026-11-10 Material weaknessFinance chief departure
- ULTRALIFE CORP ULBI 1 entry 2026-03-17 Late filing
- UMeWorld Inc. UMEW 4 entries 2026-01-05 – 2026-02-24 Auditor changeGoing concernLate filing
- UMH PROPERTIES, INC. UMH 5 entries 2026-05-29 – 2026-06-09 SEC comment letterFinance chief departure
- Under Armour, Inc. UAA 1 entry 2026-09-23 SEC comment letter
- UNIFIRST CORP UNF 1 entry 2026-09-30 SEC comment letter
- UNION PACIFIC CORP UNP 1 entry 2026-10-16 Finance chief departure
- uniQure N.V. QURE 1 entry 2026-03-02 Accounting standard newly cited
- UNITED BANCORP INC /OH/ UBCP 1 entry 2026-03-18 Material weakness
- UNITED COMMUNITY BANKS INC UCB 2 entries 2026-04-28 – 2026-11-04 Finance chief departureAccounting standard newly cited
- United Health Products, Inc. UEEC 1 entry 2026-03-31 Late filing
- United Parks & Resorts Inc. PRKS 1 entry 2026-03-03 Late filing
- UNITED STATES ANTIMONY CORP 1 entry 2026-06-08 Auditor change
- Unity Software Inc. U 1 entry 2026-07-27 Finance chief departure
- UNIVERSAL CORP /VA/ UVV 2 entries 2026-01-21 – 2026-02-09 Finance chief departure
- UNIVERSAL LOGISTICS HOLDINGS, INC. ULH 4 entries 2026-03-09 – 2026-04-08 RestatementAuditor changeFinance chief departure
- UNIVERSAL SAFETY PRODUCTS, INC. UUU 2 entries 2026-02-13 – 2026-06-29 Late filing
- Universe Pharmaceuticals INC UPC 1 entry 2026-01-29 Accounting standard newly cited
- UNIVEST FINANCIAL Corp UVSP 1 entry 2026-02-23 Revenue recognition change
- Unusual Machines, Inc. UMAC 2 entries 2026-03-12 – 2026-08-12 Material weaknessAuditor change
- UPAY UPYY 2 entries 2026-05-29 – 2026-10-15 Late filing
- UPBOUND GROUP, INC. UPBD 2 entries 2026-07-01 SEC comment letter
- UpHealth, Inc. 3 entries 2026-03-31 – 2026-08-14 Late filing
- Upland Software, Inc. UPLD 2 entries 2026-03-13 – 2026-07-07 Auditor changeFinance chief departure
- UPWORK, INC UPWK 1 entry 2026-11-02 Finance chief departure
- UR-ENERGY INC URG 1 entry 2026-11-02 Finance chief departure
- URBAN ONE, INC. UONE 1 entry 2026-06-16 Finance chief departure
- urban-gro, Inc. FLZH 5 entries 2026-03-05 – 2026-05-20 Auditor changeFinance chief departureRevenue recognition changeLate filing
- Urgent.ly Inc. 1 entry 2026-03-27 Going concern
- US ENERGY CORP BSIN 1 entry 2026-03-13 Accounting standard newly cited
- US NUCLEAR CORP. UCLE 2 entries 2026-03-31 – 2026-05-14 Late filing
- USA OPPORTUNITY INCOME ONE, INC. 1 entry 2026-05-15 Late filing
- USA Rare Earth, Inc. USAR 2 entries 2026-03-30 Going concernAccounting standard newly cited
- USANA HEALTH SCIENCES INC USNA 1 entry 2026-03-16 Revenue recognition change
- USCB FINANCIAL HOLDINGS, INC. USCB 1 entry 2026-03-13 Accounting standard newly cited
- UTime Ltd FXHO 1 entry 2026-07-30 Late filing
- UWHARRIE CAPITAL CORP UWHR 1 entry 2026-06-29 Late filing
- V2X, Inc. VVX 1 entry 2026-02-23 Material weakness
- VAIL RESORTS INC MTN 1 entry 2026-10-16 SEC comment letter
- Valion Bio, Inc. VBIO 1 entry 2026-11-05 Finance chief departure
- VALMONT INDUSTRIES INC 1 entry 2026-03-06 Auditor change
- Valneva SE VALN 1 entry 2026-03-17 Material weakness
- VALVOLINE INC VVV 3 entries 2026-01-05 – 2026-09-30 SEC comment letterFinance chief departure
- VANJIA CORP VNJA 1 entry 2026-08-17 Late filing
- VASO Corp VASO 1 entry 2026-03-31 Accounting standard newly cited
- Vaxart, Inc. VXRT 1 entry 2026-03-13 Going concern
- VCI Global Ltd VCIG 1 entry 2026-05-01 Late filing
- VEEA INC. VEEA 5 entries 2026-04-01 – 2026-08-18 Material weaknessFinance chief departureGoing concernLate filing
- VEECO INSTRUMENTS INC VECO 1 entry 2026-02-25 Accounting standard newly cited
- Velo3D, Inc. VELO 2 entries 2026-03-31 – 2026-10-02 Finance chief departureGoing concern
- Venyra Corp 1 entry 2026-09-14 Revenue recognition change
- VEON Ltd. VEON 1 entry 2026-03-16 Going concern
- Veradigm Inc. 6 entries 2026-03-17 – 2026-11-10 Finance chief departureRevenue recognition changeLate filing
- Verastem, Inc. VSTM 2 entries 2026-03-04 – 2026-11-05 Going concernRevenue recognition change
- VERDE RESOURCES, INC. 1 entry 2026-10-09 Auditor change
- Veritas Farms, Inc. 3 entries 2026-04-07 – 2026-08-17 Late filing
- Veritone, Inc. VERI 4 entries 2026-04-01 – 2026-04-29 RestatementAuditor changeGoing concernLate filing
- VERRA MOBILITY Corp VRRM 2 entries 2026-10-15 – 2026-10-30 Finance chief departure
- Verses AI Inc. VRSSF 4 entries 2026-02-12 – 2026-07-06 Finance chief departureGoing concernLate filing
- Versus Systems Inc. VS 3 entries 2026-01-20 – 2026-09-10 Finance chief departureLate filing
- VERTEX PHARMACEUTICALS INC / MA VRTX 1 entry 2026-10-20 Finance chief departure
- Vertical Data Inc. VDTA 2 entries 2026-06-26 – 2026-08-21 Auditor changeFinance chief departure
- Vestand Inc. VSTD 1 entry 2026-03-31 Late filing
- Vestis Corp VSTS 1 entry 2026-11-09 Finance chief departure
- Viant Technology Inc. DSP 4 entries 2026-08-11 SEC comment letter
- Vicarious Surgical Inc. RBOT 1 entry 2026-06-24 Finance chief departure
- VIEMED HEALTHCARE, INC. VMD 1 entry 2026-03-04 Accounting standard newly cited
- Viking Therapeutics, Inc. VKTX 1 entry 2026-10-29 Accounting standard newly cited
- Vine Hill Capital Investment Corp. 1 entry 2026-03-27 Going concern
- VIP Play, Inc. VIPZ 1 entry 2026-09-29 Late filing
- Vir Biotechnology, Inc. VIR 1 entry 2026-02-23 Accounting standard newly cited
- Vireo Growth Inc. 1 entry 2026-06-09 Auditor change
- Virgin Galactic Holdings, Inc SPCE 1 entry 2026-03-30 Going concern
- Virginia National Bankshares Corp VABK 1 entry 2026-03-27 Accounting standard newly cited
- Viridian Therapeutics, Inc.\DE VRDN 1 entry 2026-11-04 Going concern
- Virtuix Holdings Inc. VTIX 2 entries 2026-08-06 – 2026-08-12 Auditor changeLate filing
- VISA INC. V 2 entries 2026-05-13 – 2026-11-05 SEC comment letterAccounting standard newly cited
- VISHAY INTERTECHNOLOGY INC 1 entry 2026-01-09 Auditor change
- Vishay Precision Group, Inc. VPG 1 entry 2026-05-22 Finance chief departure
- VisionSys AI Inc VSA 1 entry 2026-04-30 Late filing
- VisionWave Holdings, Inc. VWAV 2 entries 2026-05-15 – 2026-08-14 Late filing
- VisitIQ Corp. VIIQ 1 entry 2026-05-20 Material weakness
- VISIUM TECHNOLOGIES, INC. VISM 5 entries 2026-02-18 – 2026-10-13 Going concernAccounting standard newly citedLate filing
- Viskase Holdings, Inc. VISK 2 entries 2026-04-16 – 2026-05-04 Auditor changeGoing concern
- VISTA CREDIT STRATEGIC LENDING CORP. 2 entries 2026-03-19 – 2026-09-04 SEC comment letterAuditor change
- VISTA GOLD CORP VGZ 1 entry 2026-03-11 Accounting standard newly cited
- VISTEON CORP VC 1 entry 2026-10-27 Finance chief departure
- VitaNova Life Sciences Corp VNOV 3 entries 2026-02-25 – 2026-09-14 Finance chief departureAccounting standard newly cited
- VITASPRING BIOMEDICAL CO. LTD. VSBC 6 entries 2026-01-13 – 2026-09-17 Material weaknessFinance chief departureGoing concernRevenue recognition changeLate filing
- Vitro Biopharma, Inc. 2 entries 2026-01-29 – 2026-09-14 Late filing
- Vivakor, Inc. VIVK 4 entries 2026-03-31 – 2026-08-14 Going concernLate filing
- VIVIC CORP. VIVC 1 entry 2026-09-25 Late filing
- Vivid Seats Inc. SEAT 1 entry 2026-03-12 Material weakness
- VIVOS INC RDGL 1 entry 2026-03-31 Accounting standard newly cited
- Vivos Therapeutics, Inc. VVOS 4 entries 2026-03-31 – 2026-10-01 Auditor changeFinance chief departureLate filing
- VivoSim Labs, INC. VIVS 3 entries 2026-06-29 – 2026-11-12 Going concernRevenue recognition changeLate filing
- Vocodia Holdings Corp VHAI 1 entry 2026-03-31 Late filing
- VODAFONE GROUP PUBLIC LTD CO VOD 1 entry 2026-05-22 Material weakness
- Volato Group, Inc. SOAR 2 entries 2026-03-12 – 2026-04-17 Auditor changeGoing concern
- Vor Biopharma Inc. VOR 1 entry 2026-03-30 Going concern
- Voyager Acquisition Corp./Cayman Islands 2 entries 2026-03-10 – 2026-05-15 Going concernLate filing
- Voyager Therapeutics, Inc. VYGR 1 entry 2026-04-21 Finance chief departure
- VPR Brands, LP. VPRB 3 entries 2026-03-31 – 2026-05-18 Going concernLate filing
- vTv Therapeutics Inc. VTVT 1 entry 2026-03-10 Going concern
- Vylor Inc. VYLR 3 entries 2026-10-07 – 2026-11-10 Auditor changeFinance chief departureLate filing
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- ZIMMER BIOMET HOLDINGS, INC. ZBH 1 entry 2026-04-28 Finance chief departure
- ZIPRECRUITER, INC. ZIP 1 entry 2026-07-28 Finance chief departure
- Zivo Bioscience, Inc. ZIVO 1 entry 2026-03-30 Finance chief departure
- ZK International Group Co., Ltd. ZKIN 1 entry 2026-02-02 Late filing
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- Zoned Properties, Inc. ZDPY 2 entries 2026-03-31 – 2026-10-30 Finance chief departureLate filing
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