Filing Signals

Source: SEC EDGAR Compiled 2026-11-13 17:17 UTC 23 automated checks passing

Sequences

Companies with signals from more than one filing occasion. Each timeline shows their order and elapsed time, using filing dates.

These records show what was disclosed and when. One event does not imply that another will follow.

What is not a sequence. A Form 12b-25 followed by the report it deferred is Rule 12b-25 working, not a company deteriorating: the rule grants five calendar days for a 10-Q and fifteen for a 10-K, and the disclosure the tracker then reports comes from that very report. Those pairs are excluded, as are two signals read out of a single filing. One filing is one occasion.

How often one signal follows another

As of 2026-11-12, all filing-history files listed by SEC EDGAR were loaded for 2609 of 2609 companies recorded here — 19,206 historical events from 2004-08-23 through 2026-11-12.

The rule, exactly. A company counts once, not once per event. For each pair, the denominator includes companies whose earliest observed first event was at least 540 days before the date above. A follow-on counts if the second event appears strictly after that first event and within 540 days of it. Same-day pairs are excluded. Companies still within the window are excluded even if a second event has already appeared.

Records include the recent submissions index and every older file it lists. The observation period starts on 2004-08-23, when the current 8-K item numbering took effect; earlier late notices are excluded because their follow-on events were not reported under the same item codes. EDGAR coverage and item coding vary across issuers, so the earliest observed event may not be the first in a company’s life. The window measures elapsed calendar time; a company that stops SEC reporting can leave later events unobserved.

Descriptive historical association among the companies recorded here, over the filing history covered so far. Not a prediction, and not evidence that one event causes another.

An auditor change was followed by a non-reliance filing11%
153 of 1386 companies
A late filing was followed by a non-reliance filing16%
224 of 1422 companies
A late filing was followed by an auditor change34%
488 of 1422 companies
A non-reliance filing was followed by an auditor change40%
270 of 670 companies
View as a table
SequenceCompanies with a full 540-day window Excluded: window still open Followed by the secondRate
An auditor change was followed by a non-reliance filing1386 187 15311%
A late filing was followed by a non-reliance filing1422 211 22416%
A late filing was followed by an auditor change1422 211 48834%
A non-reliance filing was followed by an auditor change670 73 27040%

Read this narrowly. These are conditional rates inside a population this tracker already flagged, not population base rates. There is no matched control group, so they cannot tell you that one event makes another more likely — only how often, among these companies, one followed the other. Companies were selected because this tracker flagged them, and historical coverage varies. Read each rate alongside its company count and the exclusions above.

120 of 620 companies are shown, ordered by how many signals each reached. Every company’s full sequence is on its own page.

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An amendment is grouped with the report it amends; every 12b-25 notice is one group
Company size
Public float from the 10-K cover — the SEC’s own size test

Clean Energy Technologies, Inc. CETY118 days end to end

  1. Late filing NT 10-K
  2. Restatement 8-K +37d
  3. Going concern 10-K +29d
  4. Auditor change 8-K +41d
  5. Accounting standard newly cited 10-Q +11d

OLENOX INDUSTRIES INC. OLOX222 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +82d
  3. Finance chief departure 8-K +71d
  4. Restatement 8-K +56d
  5. Accounting standard newly cited 10-Q +13d

Rocky Mountain Chocolate Factory, Inc. RMCF167 days end to end

  1. Material weakness 10-K
  2. Auditor change 8-K +14d
  3. Accounting standard newly cited 10-Q +32d
  4. Late filing NT 10-Q +92d
  5. Finance chief departure 8-K +29d

ALLURION TECHNOLOGIES, INC. ALUR137 days end to end

  1. Material weakness 10-K
  2. Going concern 10-Q +46d
  3. Auditor change 8-K +12d
  4. Late filing NT 10-Q +79d

Arrive AI Inc. ARAI199 days end to end

  1. Late filing NT 10-K
  2. Restatement 8-K +14d
  3. Finance chief departure 8-K +108d
  4. Auditor change 8-K +77d

BestGofer Inc. BGFR201 days end to end

  1. Revenue recognition change 10-K
  2. Auditor change 8-K +32d
  3. Restatement 8-K +35d
  4. Accounting standard newly cited 10-Q +134d

Borealis Foods Inc. BRLS194 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +74d
  3. Accounting standard newly cited 10-K +63d
  4. Going concern 10-K/A +57d

Bubblr Inc. BBLR164 days end to end

  1. Going concern 10-K
  2. Auditor change 8-K +85d
  3. Late filing NT 10-Q +51d
  4. Finance chief departure 8-K +28d

CLOUDASTRUCTURE, INC. CSAI108 days end to end

  1. Going concern 10-K
  2. Auditor change 8-K +22d
  3. Late filing NT 10-Q +26d
  4. Accounting standard newly cited 10-Q +60d

CREDITRISKMONITOR COM INC CRMZ168 days end to end

  1. Finance chief departure 8-K
  2. Restatement 8-K +155d
  3. Late filing NT 10-Q +8d
  4. Material weakness 10-K/A +5d

Canopy Growth Corp CGC182 days end to end

  1. Going concern 10-Q
  2. Restatement 8-K +98d
  3. Material weakness 10-K +31d
  4. Auditor change 8-K +53d

Crypto Co CRCW160 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +18d
  3. Restatement 8-K +86d
  4. Accounting standard newly cited 10-Q +56d

Datavault AI Inc. DVLT222 days end to end

  1. Going concern 10-K
  2. Auditor change 8-K +96d
  3. Late filing NT 10-Q +53d
  4. Restatement 8-K +73d

Driven Brands Holdings Inc. DRVN170 days end to end

  1. Restatement 8-K
  2. Late filing NT 10-K +1d
  3. Material weakness 10-K +82d
  4. SEC comment letter CORRESP +87d

Fly-E Group, Inc. FLYE209 days end to end

  1. Late filing NT 10-Q
  2. Auditor change 8-K +23d
  3. Going concern 10-K +133d
  4. Finance chief departure 8-K/A +53d

GoodRx Holdings, Inc. GDRX237 days end to end

  1. Auditor change 8-K
  2. Finance chief departure 8-K +9d
  3. Restatement 8-K +220d
  4. Late filing NT 10-Q +8d

INVO Fertility, Inc. IVF147 days end to end

  1. Finance chief departure 8-K
  2. Late filing NT 10-K +85d
  3. Restatement 8-K +62d
  4. Going concern 10-K +0d

Karbon-X Corp. KARX296 days end to end

  1. Late filing NT 10-Q
  2. Accounting standard newly cited 10-Q +96d
  3. SEC comment letter UPLOAD +38d
  4. Finance chief departure 8-K +162d

La Rosa Holdings Corp. LRHC184 days end to end

  1. Late filing NT 10-K
  2. Restatement 8-K +24d
  3. Auditor change 8-K +147d
  4. Finance chief departure 8-K +13d

Laser Photonics Corp LASE156 days end to end

  1. Auditor change 8-K
  2. Finance chief departure 8-K +7d
  3. Revenue recognition change 10-K +97d
  4. Going concern 10-Q +52d

NaturalShrimp Inc SHMP185 days end to end

  1. Finance chief departure 8-K
  2. Auditor change 8-K +99d
  3. Late filing NT 10-Q +38d
  4. Going concern 10-Q +48d

Norris Industries, Inc. NRIS271 days end to end

  1. Late filing NT 10-Q
  2. Auditor change 8-K +29d
  3. Restatement 8-K +5d
  4. Going concern 10-Q +237d

Ocean Power Technologies, Inc. OPTT225 days end to end

  1. Going concern 10-Q
  2. Late filing NT 10-K +134d
  3. Finance chief departure 8-K +70d
  4. Auditor change 8-K +21d

RICHTECH ROBOTICS INC. RR143 days end to end

  1. Material weakness 10-K
  2. Auditor change 8-K +58d
  3. Late filing NT 10-Q +57d
  4. Restatement 8-K +28d

Sadot Group Inc. SDOT178 days end to end

  1. Late filing NT 10-K
  2. Going concern 10-K +29d
  3. Finance chief departure 8-K +118d
  4. Auditor change 8-K +31d

Senmiao Technology Ltd AIHS174 days end to end

  1. Finance chief departure 8-K
  2. Going concern 10-Q +37d
  3. Restatement 8-K +137d
  4. Late filing NT 10-K +0d

Sezzle Inc. SEZL50 days end to end

  1. Finance chief departure 8-K
  2. Restatement 8-K +27d
  3. Material weakness 10-K +1d
  4. Auditor change 8-K +22d

SpringBig Holdings, Inc. SBIG145 days end to end

  1. Going concern 10-K
  2. Finance chief departure 8-K +97d
  3. Late filing NT 10-Q +46d
  4. Auditor change 8-K +2d

Streamex Corp. STEX116 days end to end

  1. Finance chief departure 8-K
  2. Going concern 10-K +11d
  3. Auditor change 8-K +104d
  4. SEC comment letter CORRESP +1d

Terra Innovatum Global N.V. NKLR161 days end to end

  1. Auditor change 8-K
  2. Finance chief departure 8-K +68d
  3. Late filing NT 10-K +0d
  4. Going concern 10-Q +93d

VITASPRING BIOMEDICAL CO. LTD. VSBC247 days end to end

  1. Material weakness 10-Q
  2. Revenue recognition change 10-K +146d
  3. Finance chief departure 8-K +94d
  4. Going concern 10-Q +7d

Veritone, Inc. VERI28 days end to end

  1. Late filing NT 10-K
  2. Restatement 8-K +13d
  3. Auditor change 8-K +14d
  4. Going concern 10-K/A +1d

urban-gro, Inc. FLZH76 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +26d
  3. Finance chief departure 8-K +34d
  4. Revenue recognition change 10-Q +16d

ABVC BIOPHARMA, INC. ABVC121 days end to end

  1. Restatement 8-K
  2. Late filing NT 10-Q +73d
  3. Auditor change 8-K +48d

ACCURAY INC ARAY8 days end to end

  1. Restatement 8-K
  2. Late filing NT 10-Q +0d
  3. Material weakness 10-K/A +8d

ADDENTAX GROUP CORP. ATXG142 days end to end

  1. Auditor change 8-K
  2. Material weakness 10-K +96d
  3. Going concern 10-Q +46d

AMERICAN SHARED HOSPITAL SERVICES AMS192 days end to end

  1. Restatement 8-K
  2. Going concern 10-Q/A +14d
  3. Finance chief departure 8-K +178d

APPLIED OPTOELECTRONICS, INC. AAOI236 days end to end

  1. Material weakness 10-K
  2. Auditor change 8-K +71d
  3. SEC comment letter CORRESP +165d

AeroVironment Inc AVAV126 days end to end

  1. Finance chief departure 8-K
  2. Restatement 8-K +119d
  3. Material weakness 10-K +7d

Alternus Clean Energy, Inc. ALCE110 days end to end

  1. Late filing NT 10-K
  2. Accounting standard newly cited 10-K +75d
  3. Going concern 10-Q +35d

Apimeds Pharmaceuticals US, Inc. APUS184 days end to end

  1. Late filing NT 10-K
  2. Going concern 10-K +34d
  3. Finance chief departure 8-K +150d

Aterian, Inc. ATER143 days end to end

  1. Going concern 10-Q
  2. Finance chief departure 8-K +116d
  3. Auditor change 8-K +27d

Autolus Therapeutics plc AUTL208 days end to end

  1. Auditor change 8-K
  2. Going concern 10-Q +28d
  3. Accounting standard newly cited 10-Q +180d

BIO KEY INTERNATIONAL INC BKYI100 days end to end

  1. Late filing NT 10-K
  2. Going concern 10-K +73d
  3. Auditor change 8-K +27d

BV Financial, Inc. BVFL170 days end to end

  1. Auditor change 8-K
  2. Late filing NT 11-K +127d
  3. Revenue recognition change 10-Q +43d

Bally's Chicago, Inc. 141 days end to end

  1. Finance chief departure 8-K
  2. Late filing NT 10-Q +53d
  3. Going concern 10-Q +88d

Bally's Corp BALY170 days end to end

  1. Late filing NT 10-K
  2. Going concern 10-Q +150d
  3. Finance chief departure 8-K +20d

Barrel Energy Inc. BRLL43 days end to end

  1. Late filing NT 10-K
  2. Auditor change 8-K +35d
  3. Accounting standard newly cited 10-Q +8d

BioRestorative Therapies, Inc. BRTX48 days end to end

  1. Finance chief departure 8-K
  2. Late filing NT 10-Q +29d
  3. Auditor change 8-K +19d

BiomX Inc. PHGE122 days end to end

  1. Finance chief departure 8-K
  2. Late filing NT 10-Q +74d
  3. Auditor change 8-K +48d

Blaize Holdings, Inc. BZAI226 days end to end

  1. Material weakness 10-K
  2. Going concern 10-K/A +37d
  3. Finance chief departure 8-K +189d

BlueOne Technologies, Inc. BCRD105 days end to end

  1. Finance chief departure 8-K
  2. Auditor change 8-K +58d
  3. Late filing NT 10-K +47d

Boxlight Corp BOXL126 days end to end

  1. Late filing NT 10-K
  2. Going concern 10-Q +45d
  3. Finance chief departure 8-K +81d

Brightline Interactive, Inc./NV BTLN262 days end to end

  1. Auditor change 8-K
  2. Finance chief departure 8-K +132d
  3. Going concern 10-K +130d

CENTURY ALUMINUM CO CENX226 days end to end

  1. Restatement 8-K
  2. Late filing NT 10-K +0d
  3. SEC comment letter CORRESP +226d

CHINA PHARMA HOLDINGS, INC. CPHI135 days end to end

  1. Late filing NT 10-K
  2. Going concern 10-Q +44d
  3. Accounting standard newly cited 10-Q +91d

CIMG Inc. CIMG15 days end to end

  1. Late filing NT 10-Q
  2. Auditor change 8-K +1d
  3. Going concern 10-Q +14d

CXApp Inc. CXAIW98 days end to end

  1. Material weakness 10-K
  2. Going concern 10-Q +44d
  3. Finance chief departure 8-K +54d

Capstone Holding Corp. CAPS118 days end to end

  1. Accounting standard newly cited 10-K
  2. Going concern 10-Q +34d
  3. Restatement 8-K +84d

Coherus Oncology, Inc. CHRS245 days end to end

  1. Material weakness 10-K
  2. Auditor change 8-K +98d
  3. Going concern 10-Q +147d

CorMedix Inc. CRMD161 days end to end

  1. Material weakness 10-K
  2. Auditor change 8-K +118d
  3. Accounting standard newly cited 10-Q +43d

Cyber Enviro-Tech, Inc. CETI63 days end to end

  1. Finance chief departure 8-K
  2. Late filing NT 10-K +12d
  3. Accounting standard newly cited 10-K +51d

D-Wave Quantum Inc. QBTS180 days end to end

  1. Going concern 10-K
  2. Revenue recognition change 10-Q +75d
  3. Finance chief departure 8-K +105d

DEEP FISSION, INC. FISN35 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +26d
  3. Restatement 8-K +9d

DarkPulse, Inc. DPLS170 days end to end

  1. Late filing NT 10-K
  2. Going concern 10-K/A +35d
  3. Auditor change 8-K +135d

Digital Brands Group, Inc. DBGI135 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +85d
  3. Going concern 10-Q +50d

Dravica Corp 27 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-Q +4d
  3. Finance chief departure 8-K +23d

EQUUS TOTAL RETURN, INC. EQS33 days end to end

  1. Going concern 10-K
  2. Auditor change 8-K +17d
  3. Accounting standard newly cited 10-Q +16d

Eagle Nuclear Energy Corp. NUCL182 days end to end

  1. Late filing NT 10-Q
  2. Auditor change 8-K +112d
  3. Going concern 10-Q +70d

Elauwit Connection, Inc. ELWT223 days end to end

  1. Restatement 8-K
  2. Going concern 10-Q +173d
  3. Auditor change 8-K +50d

Fathom Holdings Inc. FTHM59 days end to end

  1. Late filing NT 10-Q
  2. Finance chief departure 8-K +30d
  3. Going concern 10-Q +29d

GOLDENWELL BIOTECH, INC. GWLL182 days end to end

  1. Late filing NT 10-K
  2. Restatement 8-K +57d
  3. Auditor change 8-K +125d

GULF RESOURCES, INC. GURE119 days end to end

  1. Late filing NT 10-K
  2. Restatement 8-K +66d
  3. Material weakness 10-K/A +53d

Genie Energy Ltd. GNE50 days end to end

  1. Restatement 8-K
  2. Late filing NT 10-K +4d
  3. Material weakness 10-K +46d

Getty Images Holdings, Inc. GETYQ278 days end to end

  1. SEC comment letter CORRESP
  2. Going concern 10-Q +187d
  3. Late filing NT 10-Q +91d

GoPro, Inc. GPRO25 days end to end

  1. Restatement 8-K
  2. Going concern 10-K/A +3d
  3. Late filing NT 10-Q +22d

GridAI Technologies Corp. GRDX57 days end to end

  1. Late filing NT 10-K
  2. Material weakness 10-K +31d
  3. Going concern 10-Q +26d

HAIN CELESTIAL GROUP INC HAIN231 days end to end

  1. Going concern 10-Q
  2. Material weakness 10-K +217d
  3. Finance chief departure 8-K +14d

Hawkeye Systems, Inc. HWKE124 days end to end

  1. Late filing NT 10-Q
  2. Finance chief departure 8-K +46d
  3. Auditor change 8-K +78d

Hub Group, Inc. HUBG117 days end to end

  1. Restatement 8-K
  2. Late filing NT 10-K +26d
  3. Finance chief departure 8-K +91d

INNO HOLDINGS INC. INHD69 days end to end

  1. Late filing NT 10-Q
  2. Finance chief departure 8-K +17d
  3. SEC comment letter CORRESP +52d

INSULET CORP PODD217 days end to end

  1. Material weakness 10-K
  2. Auditor change 8-K/A +6d
  3. SEC comment letter UPLOAD +211d

INTEGRATED RAIL & RESOURCES INC. 115 days end to end

  1. Finance chief departure 8-K
  2. Late filing NT 10-K +1d
  3. Auditor change 8-K +114d

INTERGROUP CORP INTG228 days end to end

  1. Going concern 10-Q
  2. Auditor change 8-K +39d
  3. Material weakness 10-K +189d

Infleqtion, Inc. INFQ181 days end to end

  1. Finance chief departure 8-K
  2. Auditor change 8-K +37d
  3. Late filing NT 10-Q +144d

Interactive Strength, Inc. TRNR92 days end to end

  1. Going concern 10-K
  2. Late filing NT 10-Q +45d
  3. Auditor change 8-K +47d

Karman Holdings Inc. KRMN148 days end to end

  1. Late filing NT 10-K
  2. Auditor change 8-K +71d
  3. Finance chief departure 8-K +77d

Kuber Resources Corp KUBR149 days end to end

  1. Late filing NT 10-K
  2. SEC comment letter CORRESP +106d
  3. Finance chief departure 8-K +43d

Kyndryl Holdings, Inc. KD8 days end to end

  1. Finance chief departure 8-K
  2. Late filing NT 10-Q +0d
  3. Material weakness 10-K/A +8d

LUDWIG ENTERPRISES, INC. LUDG144 days end to end

  1. Late filing NT 10-Q
  2. Going concern 10-Q +14d
  3. Auditor change 8-K +130d

MONOLITHIC POWER SYSTEMS INC MPWR22 days end to end

  1. Finance chief departure 8-K
  2. Restatement 8-K +22d
  3. Material weakness 10-K +0d

Marwynn Holdings, Inc. MWYN166 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +120d
  3. Accounting standard newly cited 10-Q +46d

NEXTNRG, INC. NXXT108 days end to end

  1. SEC comment letter CORRESP
  2. Material weakness 10-K +83d
  3. Going concern 10-K/A +25d

NOCERA, INC. NCRA195 days end to end

  1. Auditor change 8-K
  2. Going concern 10-K +71d
  3. Restatement 8-K +124d

NUSATRIP Inc NUTR134 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +84d
  3. Finance chief departure 8-K +50d

New Fortress Energy Inc. NFE80 days end to end

  1. Restatement 8-K
  2. Late filing NT 10-K +0d
  3. Finance chief departure 8-K +80d

Nixxy, Inc. NIXX151 days end to end

  1. Auditor change 8-K
  2. Going concern 10-K +12d
  3. Finance chief departure 8-K +139d

Omnitek Engineering Corp OMTK170 days end to end

  1. Going concern 10-K
  2. Revenue recognition change 10-Q +35d
  3. Finance chief departure 8-K +135d

Pelthos Therapeutics Inc. PTHS125 days end to end

  1. Finance chief departure 8-K
  2. Auditor change 8-K +41d
  3. Restatement 8-K +84d

Polomar Health Services, Inc. PMHS216 days end to end

  1. Late filing NT 10-K
  2. Auditor change 8-K +107d
  3. Restatement 8-K +109d

Powerfleet, Inc. AIOT57 days end to end

  1. Material weakness 10-K
  2. SEC comment letter CORRESP +15d
  3. Finance chief departure 8-K +42d

Priority Technology Holdings, Inc. PRTH232 days end to end

  1. Material weakness 10-K
  2. Auditor change 8-K +7d
  3. SEC comment letter CORRESP +225d

Q/C TECHNOLOGIES, INC. QCLS47 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +18d
  3. Going concern 10-K/A +29d

RCM TECHNOLOGIES, INC. RCMT166 days end to end

  1. Late filing NT 10-K
  2. Auditor change 8-K +47d
  3. Finance chief departure 8-K +119d

REALLOYS INC. ALOY71 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-Q +25d
  3. Finance chief departure 8-K +46d

RELIABILITY INC RLBY198 days end to end

  1. Going concern 10-K
  2. Late filing NT 10-Q +45d
  3. Auditor change 8-K +153d

RESOURCES CONNECTION, INC. RGP75 days end to end

  1. Material weakness 10-K
  2. Finance chief departure 8-K +41d
  3. Revenue recognition change 10-Q +34d

Reborn Coffee, Inc. REBN55 days end to end

  1. Accounting standard newly cited 10-K
  2. Going concern 10-Q +30d
  3. Finance chief departure 8-K/A +25d

RetinalGenix Technologies Inc. RTGN111 days end to end

  1. Finance chief departure 8-K
  2. Late filing NT 10-K +4d
  3. Auditor change 8-K +107d

SANGAMO THERAPEUTICS, INC SGMOQ195 days end to end

  1. Finance chief departure 8-K
  2. Auditor change 8-K +148d
  3. Late filing NT 10-Q +47d

SDR Drone, Inc. SDCO167 days end to end

  1. Late filing NT 10-K
  2. Going concern 10-K +33d
  3. Restatement 8-K +134d

SELECTIS HEALTH, INC. GBCS52 days end to end

  1. Late filing NT 10-K
  2. Finance chief departure 8-K +50d
  3. Going concern 10-Q +2d

SENTIENT BRANDS HOLDINGS INC. SNBH301 days end to end

  1. Auditor change 8-K
  2. Late filing NT 10-K +77d
  3. Going concern 10-Q +224d