Filing Signals

Source: SEC EDGAR Compiled 2026-09-14 08:28 UTC All 21 checks passing

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SIEBERT FINANCIAL CORP

CIK 65596 SIEB·Finance, Insurance And Real Estate · All EDGAR filings ↗

Material weakness Filing comparison

SIEBERT FINANCIAL CORP reported internal control effective again after a material weakness

Material weakness in internal control Internal control reported effective

The weakness was first reported on 2024-05-10 — 689 days and 3 annual reports before this one.

Management assessed the effectiveness of our internal control over financial reporting as of December 31, 2025, based on criteria set forth by the Committee of Sponsoring Organizations of the Treadway Commission (COSO) in Internal Control - Integrated Framework (2013) (“COSO Framework”). Based on that assessment, management concluded that, as of December 31, 2025, our internal control over financial reporting was effective. Changes in Internal Control over Financial Reporting There were no changes in our internal…
Evidence
Current state
effective
Current state label
Internal control reported effective
Direction
remediated
Prior filed
2025-04-01
Prior form
10-K/A
Prior state
material_weakness
Prior state label
Material weakness in internal control
Remediation stated
No
Severity
normal
Source
Item 9A internal control conclusion, compared with the prior filing
Weakness annual reports
3
Weakness days reported
689
Weakness first reported
2024-05-10
Why
The company's conclusion on internal control over financial reporting changed: a material weakness was newly reported, or a previously reported one no longer appears.