Filing Signals

Source: SEC EDGAR Compiled 2026-11-14 10:32 UTC 23 automated checks passing

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QUANTUM CORP /DE/

CIK 709283 QMCO·Manufacturing · All EDGAR filings ↗

Progression

  1. Late filing NT 10-K
  2. Finance chief departure 8-K +116d
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Form
An amendment is grouped with the report it amends; every 12b-25 notice is one group

Finance chief departure Filing comparison

QUANTUM CORP /DE/'s Chief Financial Officer departed and a successor was named

Evidence
Interim only
No
Item code
5.02
Item title
Departure of Directors or Certain Officers
Role
Chief Financial Officer
Severity
normal
Source
SEC 8-K item code
Successor named
Yes
Why
The company's chief financial or accounting officer departed, disclosed under 8-K Item 5.02.

Source filing ↗

Late filing elevated Filing comparison

QUANTUM CORP /DE/ told the SEC it could not file its annual report on time

Does not expect a significant change in results. Filed 14 days before the statutory due date.

Quantum Corporation (the “Company”) is unable to file its Annual Report on Form 10-K (the “Form 10-K”) for the fiscal year ended March 31, 2026 (“Fiscal 2026”) by June 15, 2026, the original due date for such filing, without unreasonable effort or expense due to the circumstances described below. In June 2026, the Company completed a series of transactions. The preparation, execution, and financial reporting for these transactions required substantial and sustained focus from the Company’s senior management during the period leading up to the original filing due date. As a result, the Company is working with its independent registered public accounting firm to complete the audit of the…
Evidence
Anticipates significant change
No
Days past due date
-14
Other periodic reports filed
Yes
Routine
No
Severity
elevated
Source
Form 12b-25 (notification of late filing)
Stated reason
Quantum Corporation (the “Company”) is unable to file its Annual Report on Form 10-K (the “Form 10-K”) for the fiscal year ended March 31, 2026 (“Fiscal 2026”) by June 15, 2026, the original due date for such filing, without unreasonable effort or expense due to the circumstances described below. In June 2026, the Company completed a series of transactions. The preparation, execution, and financial reporting for these transactions required substantial and sustained focus from the Company’s senior management during the period leading up to the original filing due date. As a result, the Company is working with its independent registered public accounting firm to complete the audit of the…
Why
The company told the SEC it could not file a periodic report on time, using Form 12b-25.

Source filing ↗