Filing Signals

Source: SEC EDGAR Compiled 2026-09-14 08:28 UTC All 21 checks passing

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U S GLOBAL INVESTORS INC

CIK 754811 GROW·Finance, Insurance And Real Estate · All EDGAR filings ↗

Progression

  1. Late filing NT 10-Q
  2. Restatement 8-K +104d
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Form
An amendment is grouped with the report it amends; every 12b-25 notice is one group

Restatement SEC item code

U S GLOBAL INVESTORS INC said previously issued financial statements should no longer be relied upon

Item 4.02(a) — management or the board reached the conclusion

Evidence
Item code
4.02
Item title
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
Limb
a
Limb basis
explicit item reference
Limb label
Item 4.02(a) — management or the board reached the conclusion
Severity
normal
Source
SEC 8-K item code
Why
The company told investors that previously issued financial statements should no longer be relied upon.

Source filing ↗

Late filing elevated Filing comparison

U S GLOBAL INVESTORS INC filed its quarterly report late and said it expects a significant change in results

expects significant change in results 4 days past the statutory due date.

(the “Company”) will not be able to file its Quarterly Report on Form 10-Q for the quarter ended December 31, 2025 (the “Quarterly Report”), within the prescribed time period without unreasonable effort and expense. During the preparation of the Quarterly Report, the Company determined that it will file a tax accounting method change request on Form 3115 with the Internal Revenue Service (IRS) to properly reflect the tax treatment of the convertible securities of HIVE purchased in January 2021. The Registrant is unable to complete all the work necessary to timely file the Quarterly Report, including the finalization of the tax adjustments.
Evidence
Anticipates significant change
Yes
Days past due date
4
Other periodic reports filed
Yes
Routine
No
Severity
elevated
Source
Form 12b-25 (notification of late filing)
Stated reason
(the “Company”) will not be able to file its Quarterly Report on Form 10-Q for the quarter ended December 31, 2025 (the “Quarterly Report”), within the prescribed time period without unreasonable effort and expense. During the preparation of the Quarterly Report, the Company determined that it will file a tax accounting method change request on Form 3115 with the Internal Revenue Service (IRS) to properly reflect the tax treatment of the convertible securities of HIVE purchased in January 2021. The Registrant is unable to complete all the work necessary to timely file the Quarterly Report, including the finalization of the tax adjustments.
Why
The company told the SEC it could not file a periodic report on time, using Form 12b-25.

Source filing ↗